0001555160-15-000004.txt : 20150520 0001555160-15-000004.hdr.sgml : 20150520 20150520180949 ACCESSION NUMBER: 0001555160-15-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150518 FILED AS OF DATE: 20150520 DATE AS OF CHANGE: 20150520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wozniak Kurt F CENTRAL INDEX KEY: 0001555160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 15880775 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228 4 1 wf-form4_143215977907529.xml FORM 4 X0306 4 2015-05-18 0 0001005229 COLUMBUS MCKINNON CORP CMCO 0001555160 Wozniak Kurt F 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228 0 1 0 0 VP - Americas Common Stock 17402.8912 D Common Stock 2015-05-18 4 A 0 3473 24.94 A 20875.8912 D Common Stcok 2015-05-19 4 F 0 299.5353 24.80 D 20576.3559 D Common Stock 1609.0553 D Non-Qualified Stock Options (Right to Buy) 13.43 2013-05-21 2022-05-20 Common Stock 3335.0 3335 D Non-Qualified Stock Options (Right to Buy) 28.45 2011-05-19 2018-05-18 Common Stock 356.0 356 D Non-Qualified Stock Options (Right to Buy) 18.24 2011-05-17 2020-05-16 Common Stock 1777.0 1777 D Non-Qualified Stock Options (Right to Buy) 19.5 2012-05-23 2021-05-22 Common Stock 1809.0 1809 D Non-Qualified Stock Options (Right to Buy) 18.95 2014-05-20 2023-05-20 Common Stock 6788.0 6788 D Non-Qualified Stock Options (Right to Buy) 27.12 2015-05-19 2024-05-19 Common Stock 7464.0 7464 D Non-Qualified Stock Options (Right to Buy) 24.94 2015-05-18 4 A 0 10000 24.94 A 2016-05-18 2025-05-17 Common Stock 10000.0 10000 D Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer. Represents shares withheld to satisfy tax withholding obligation upon vesting 740.5353 restricted stock units on 5/19/2015. Includes 13,735.3559 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 241.8329 shares become fully vested and non-forfeitable on 5/23/2015, 1,117.4694 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 2,432.4355 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, 2,223.6181 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2015, 2,316 shares become fully vested and non-forfeitable on 5/21/2015, 1,931 shares become fully vested and non-forfeitable on 5/20/2016, and the remaining 3,473 shares become fully vested and non-forfeitable 25% for four years beginning 5/18/2016, if reporting person remains an employee of issuer. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). Exercisable 33% per year for three years beginning 5/21/2014, if reporting person remains an employee of issuer. All exercisable, subject to IRS limitations. Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer. Kurt F. Wozniak 2015-05-20