0001527862-14-000003.txt : 20140521 0001527862-14-000003.hdr.sgml : 20140521 20140521184658 ACCESSION NUMBER: 0001527862-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140519 FILED AS OF DATE: 20140521 DATE AS OF CHANGE: 20140521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rustowicz Gregory P CENTRAL INDEX KEY: 0001527862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 14861861 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228 4 1 wf-form4_140071240739261.xml FORM 4 X0306 4 2014-05-19 0 0001005229 COLUMBUS MCKINNON CORP CMCO 0001527862 Rustowicz Gregory P 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228 0 1 0 0 VP - Finance and CFO Common Stock 22451 D Common Stock 2014-05-19 4 A 0 3682 0 A 26133 D Common Stcok 2014-05-19 4 A 0 2896 0 A 29029 D Common Stock 186.8352 D Common Stock 471543.1648 I Additional shares held by ESOP; reporting person is 1 of 3 trustees; DISCLAIMS beneficial ownership. Non-Qualified Stock Options (Right to Buy) 13.1 2014-10-24 2021-10-24 Common Stock 6000.0 6000 D Non-Qualified Stock Options (Right to Buy) 13.43 2013-05-21 2022-05-20 Common Stock 11942.0 11942 D Non-Qualified Stock Options (Right to Buy) 18.95 2014-05-20 2023-05-20 Common Stock 10181.0 10181 D Non-Qualified Stock Options (Right to Buy) 27.12 2014-05-19 4 A 0 9330 0 A 2015-05-19 2024-05-19 Common Stock 9330.0 9330 D Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part, become fully vested and non-forfeitable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer. Represents performance shares issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010. Units become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer. Includes 22,501 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 6,000 units become fully vested and non-forfeitable 33.33% per year for three years beginning 10/24/2014, 2,978 units become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015; 3,619 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015; 6,222 shares become fully vested and non-forfeitable on 5/21/2015 and the remaining 3,682 shares become fully vested and non-forfeitable 25% for four years beginning 5/19/2015, if the reporting person remains an employee of issuer. Also includes 2,896 shares which become fully vested and non-forfeiture on 5/20/201, if reporting person remains an employee of issuer. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). Exercisable 33.33% per year for three years beginning 10/24/2014, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer. Gregory Rustowicz 2014-05-21