0001464234-12-000002.txt : 20120521 0001464234-12-000002.hdr.sgml : 20120521 20120521155337 ACCESSION NUMBER: 0001464234-12-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120517 FILED AS OF DATE: 20120521 DATE AS OF CHANGE: 20120521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Giesige Charles R CENTRAL INDEX KEY: 0001464234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 12858814 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-05-17 0001005229 COLUMBUS MCKINNON CORP CMCO 0001464234 Giesige Charles R 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228 0 1 0 0 VP Corporate Development Common Stock 9850 D Common Stock 2012-05-17 4 F 0 332 13.40 D 9518 D Common Stock 2012-05-18 4 F 0 458 13.31 D 9060 D Common Stock 618.1748 D Non-Qualified Stock Options (Right to Buy) 28.45 2009-05-19 2018-05-18 Common Stock 526 526 D Incentive Stock Options (Right to Buy) 19.15 2010-01-19 2016-07-31 Common Stock 10000 10000 D Non-Qualified Stock Options (Right to Buy) 13.27 2010-05-18 2019-05-17 Common Stock 8525 8525 D Non-Qualified Stock Options (Right to Buy) 18.24 2011-05-17 2020-05-16 Common Stock 6264 6264 D Non-Qualified Stock Options (Right to Buy) 19.50 2012-05-23 2021-05-22 Common Stock 5736 5736 D Includes 6,008 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,136 shares become fully vested and non-forfeitable 5/18/2013; 185 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012; 1,648 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/17/2013 and the remaining 3,039 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer. Represents shares withheld to satisfy tax withholding obligation upon vesting of 825 restricted stock units on 5/17/2012 and 1,138 restricted stock units on 5/18/2012. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). Exercisable 25% per year for four years beginning 5/19/2009, if reporting person remains an employee of issuer. All exercisable, subject to IRS limitations. Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer. Charles R. Giesige 2012-05-21