0001464234-12-000002.txt : 20120521
0001464234-12-000002.hdr.sgml : 20120521
20120521155337
ACCESSION NUMBER: 0001464234-12-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120517
FILED AS OF DATE: 20120521
DATE AS OF CHANGE: 20120521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Giesige Charles R
CENTRAL INDEX KEY: 0001464234
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34362
FILM NUMBER: 12858814
MAIL ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PARKWAY
CITY: AMHERST
STATE: NY
ZIP: 14228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP
CENTRAL INDEX KEY: 0001005229
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 160547600
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PKWY
CITY: AMHERST
STATE: NY
ZIP: 14228-1197
BUSINESS PHONE: 7166895400
MAIL ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PARKWAY
CITY: AMHERST
STATE: NY
ZIP: 14228-1197
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-05-17
0001005229
COLUMBUS MCKINNON CORP
CMCO
0001464234
Giesige Charles R
140 JOHN JAMES AUDUBON PARKWAY
AMHERST
NY
14228
0
1
0
0
VP Corporate Development
Common Stock
9850
D
Common Stock
2012-05-17
4
F
0
332
13.40
D
9518
D
Common Stock
2012-05-18
4
F
0
458
13.31
D
9060
D
Common Stock
618.1748
D
Non-Qualified Stock Options (Right to Buy)
28.45
2009-05-19
2018-05-18
Common Stock
526
526
D
Incentive Stock Options (Right to Buy)
19.15
2010-01-19
2016-07-31
Common Stock
10000
10000
D
Non-Qualified Stock Options (Right to Buy)
13.27
2010-05-18
2019-05-17
Common Stock
8525
8525
D
Non-Qualified Stock Options (Right to Buy)
18.24
2011-05-17
2020-05-16
Common Stock
6264
6264
D
Non-Qualified Stock Options (Right to Buy)
19.50
2012-05-23
2021-05-22
Common Stock
5736
5736
D
Includes 6,008 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,136 shares become fully vested and non-forfeitable 5/18/2013; 185 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012; 1,648 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/17/2013 and the remaining 3,039 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
Represents shares withheld to satisfy tax withholding obligation upon vesting of 825 restricted stock units on 5/17/2012 and 1,138 restricted stock units on 5/18/2012.
Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
Exercisable 25% per year for four years beginning 5/19/2009, if reporting person remains an employee of issuer.
All exercisable, subject to IRS limitations.
Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
Charles R. Giesige
2012-05-21