0001464234-11-000008.txt : 20110525 0001464234-11-000008.hdr.sgml : 20110525 20110525103113 ACCESSION NUMBER: 0001464234-11-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110523 FILED AS OF DATE: 20110525 DATE AS OF CHANGE: 20110525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Giesige Charles R CENTRAL INDEX KEY: 0001464234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 11869806 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-23 0001005229 COLUMBUS MCKINNON CORP CMCO 0001464234 Giesige Charles R 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228 0 1 0 0 VP Corporate Development Common Stock 6811 D Common Stock 2011-05-23 4 A 0 3039 0 D 9850 D Common Stock 452.5105 D Non-Qualified Stock Options (Right to Buy) 28.45 2009-05-19 2018-05-18 Common Stock 526 526 D Incentive Stock Options (Right to Buy) 19.15 2010-01-19 2016-07-31 Common Stock 10000 10000 D Non-Qualified Stock Options (Right to Buy) 13.27 2010-05-18 2019-05-17 Common Stock 8525 8525 D Non-Qualified Stock Options (Right to Buy) 18.24 2011-05-17 2020-05-16 Common Stock 6264 6264 D Non-Qualified Stock Options (Right to Buy) 19.50 2011-05-23 4 A 0 5736 A 2021-05-22 Common Stock 5736 5736 D Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains a director of issuer. Includes 7,971 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,274 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 185 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, 2,473 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, and the remaining 3,039 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). Exercisable 25% per year for four years beginning 5/19/2009, if reporting person remains an employee of issuer. All exercisable, subject to IRS limitations. Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer. Charles R. Giesige 2011-05-24