0001464160-15-000013.txt : 20150826 0001464160-15-000013.hdr.sgml : 20150826 20150826101613 ACCESSION NUMBER: 0001464160-15-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150824 FILED AS OF DATE: 20150826 DATE AS OF CHANGE: 20150826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buer Gene P CENTRAL INDEX KEY: 0001464160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 151074822 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228 4 1 wf-form4_144059856299350.xml FORM 4 X0306 4 2015-08-24 0 0001005229 COLUMBUS MCKINNON CORP CMCO 0001464160 Buer Gene P 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228 0 1 0 0 VP Global Svs/Vertical Markets Common Stcok 33724.6296 D Common Stcok 2015-08-24 4 A 0 20.5083 18.89 A 33745.1379 D Common Stock 1010.8363 D Non-Qualified Stock Options (Right to Buy) 28.45 2009-05-19 2018-05-18 Common Stock 432.0 432 D Non-Qualified Stock Options (Right to Buy) 18.24 2011-05-17 2020-05-16 Common Stock 1622.0 1622 D Non-Qualified Stock Options (Right to Buy) 19.5 2012-05-23 2021-05-22 Common Stock 3230.0 3230 D Non-Qualified Stock Options (Right to Buy) 13.43 2013-05-21 2022-05-20 Common Stock 8360.0 8360 D Non-Qualified Stock Options (Right to Buy) 18.95 2014-05-20 2023-05-20 Common Stock 9299.0 9299 D Non-Qualified Stock Options (Right to Buy) 27.12 2015-05-19 2024-05-19 Common Stock 8325.0 8325 D Non-Qualified Stock Options (Right to Buy) 24.94 2016-05-18 2025-05-17 Common Stock 10444.0 10444 D Represents additional restricted stock units attributable to dividend reinvestment. Includes 12,393.1379 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,225.4986 shares become fully vested and non-forfeitable 50% for two years beginning 5/20/2016; 1,403.5586 shares become fully vested and non-forfeitable on 5/21/2016; 2,484.4004 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016; 3,634.6803 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016; and the remaining 2,645 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). Fully exercisable, subject to IRS limitations. Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer. Gene P. Buer 2015-08-25