0001005229-21-000114.txt : 20210519 0001005229-21-000114.hdr.sgml : 20210519 20210519164419 ACCESSION NUMBER: 0001005229-21-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210517 FILED AS OF DATE: 20210519 DATE AS OF CHANGE: 20210519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wozniak Kurt F CENTRAL INDEX KEY: 0001555160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 21940892 MAIL ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 4 1 wf-form4_162145704034316.xml FORM 4 X0306 4 2021-05-17 0 0001005229 COLUMBUS MCKINNON CORP CMCO 0001555160 Wozniak Kurt F 205 CROSSPOINT PARKWAY GETZVILLE NY 14068 0 1 0 0 VP - Industrial Products Common Stock 2021-05-17 4 A 0 3925 0 A 48045.6259 D Common Stock 2021-05-18 4 F 0 767.7499 53.34 D 47277.876 D Non-Qualified Stock Options (Right to Buy) 54.26 2021-05-17 4 A 0 11489 0 A 2021-05-17 2031-05-16 Common Stock 11489.0 11489 D Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer. 1,569.7499 restricted stock units became fully vested on 5/18/2021, of which 767 were traded and .7499 were converted to cash to satisfy tax withholding obligations. Includes 15,407.8760 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 923.4557 shares become fully vested 5/22/2021; 1,419.3935 shares become fully vested 50% per year for two years beginning 5/22/2021, 2,387.1012 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 895.6698 shares become fully vested 50% per year for two years beginning 5/20/2021, 2,717.7560 shares become fully vested 1/20/2022, 3,139.4998 shares become fully vested 50% per year for two years beginning 5/18/2022, and 3,925 shares become fully vested 33.33% per year for three years beginning 5/17/2022,if reporting person remains an employee of issuer. Also includes 4,178 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; options become exercisable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer. Kurt F. Wozniak 2021-05-19