0001005229-19-000118.txt : 20190524 0001005229-19-000118.hdr.sgml : 20190524 20190524121030 ACCESSION NUMBER: 0001005229-19-000118 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190518 FILED AS OF DATE: 20190524 DATE AS OF CHANGE: 20190524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Korman Alan S CENTRAL INDEX KEY: 0001509464 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 19852788 MAIL ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 4/A 1 wf-form4a_155871421496978.xml FORM 4/A X0306 4/A 2019-05-18 2019-05-22 0 0001005229 COLUMBUS MCKINNON CORP CMCO 0001509464 Korman Alan S 205 CROSSPOINT PARKWAY GETZVILLE NY 14068 0 1 0 0 VP, Gen'l Counsel & Secretary Common Stock 17067.9682 D Common Stock 2019-05-18 4 F 0 169.3728 35.16 D 16898.5954 D Common Stock 2019-05-20 4 A 0 3514 0 A 20412.5954 D Common Stock 2019-05-20 4 A 0 4480 0 A 24892.5954 D Non-Qualified Stock Options (Right to Buy) 35.16 2019-05-20 4 A 0 10694 0 A 2020-05-20 2029-05-19 Common Stock 10694.0 10694 D Amending number of restricted stock units issued to reporting person on 5/20/2019. Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Amending footnote in Form 4 filed on 5/22/2019 to read as follows: Includes 14,772.5954 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,953.3324 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,788.2064 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,823.1292 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, 2,693.9274 shares become fully vested and non-forfeitable 11/15/2019, and the remaining 3,514 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,480 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer. Amending number of non-qualified stock options issued to reporting person on 5/20/2019. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016 subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Alan S. Korman 2019-05-24