0001005229-19-000102.txt : 20190522 0001005229-19-000102.hdr.sgml : 20190522 20190522144053 ACCESSION NUMBER: 0001005229-19-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190520 FILED AS OF DATE: 20190522 DATE AS OF CHANGE: 20190522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morelli Mark D CENTRAL INDEX KEY: 0001411290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 19845211 MAIL ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 4 1 wf-form4_155855043863278.xml FORM 4 X0306 4 2019-05-20 0 0001005229 COLUMBUS MCKINNON CORP CMCO 0001411290 Morelli Mark D 205 CROSSPOINT PARKWAY GETZVILLE NY 14068 1 1 0 0 President and CEO Common Stock 46303.9785 D Common Stock 2019-05-20 4 A 0 16802 0 A 63105.9785 D Common Stock 2019-05-20 4 A 0 18972 0 A 82077.9785 D Non-Qualified Stock Options (Right to Buy) 35.16 2019-05-20 4 A 0 51124 0 A 2020-05-20 2029-05-19 Common Stock 51124.0 51124 D Incorrectly reported as 46,423.9085 on Form 4 filed on May 14, 2019. Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Represents performance shares issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016, subject to forfeiture; units become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer. Includes 53,065.9785 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 11,289.0743 shares become fully vested and non-forfeitable 50% per year for two years beginning 2/28/2020; 11,805.6636 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019, 13,169.2406 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 16,802 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 18,972 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016 subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Mary C. O'Connor as Power of Attorney for Mark D. Morelli 2019-05-22