0001005229-15-000132.txt : 20151027 0001005229-15-000132.hdr.sgml : 20151027 20151027112345 ACCESSION NUMBER: 0001005229-15-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151024 FILED AS OF DATE: 20151027 DATE AS OF CHANGE: 20151027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rustowicz Gregory P CENTRAL INDEX KEY: 0001527862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 151176668 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228 4 1 wf-form4_144595941589044.xml FORM 4 X0306 4 2015-10-24 0 0001005229 COLUMBUS MCKINNON CORP CMCO 0001527862 Rustowicz Gregory P 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228 0 1 0 0 VP - Finance and CFO Common Stock 27901.563 D Common Stock 2015-10-24 4 F 0 746.5087 19.38 D 27155.0543 D Common Stcok 242.6178 D Common Stock 431381.3822 I Additional shares held by ESOP; reporting person is 1 of 3 trustees; DISCLAIMS beneficial ownership. Non-Qualified Stock Options (Right to Buy) 13.1 2014-10-24 2021-01-23 Common Stock 6000.0 6000 D Non-Qualified Stock Options (Right to Buy) 13.43 2013-05-21 2022-05-20 Common Stock 11942.0 11942 D Non-Qualified Stock Options (Right to Buy) 18.95 2014-05-20 2023-05-20 Common Stock 10181.0 10181 D Non-Qualified Stock Options (Right to Buy) 27.12 2015-05-19 2024-05-19 Common Stock 9330.0 9330 D Non-Qualified Stock Options (Right to Buy) 24.94 2016-05-18 2025-05-17 Common Stock 11716.0 11716 D 2,019.5087 restricted stock units became fully vested on October 24, 2015, of which 746 were withheld to satisfy tax withholding obligation, and .5087 was issued in cash of $9.86. Includes 15,718.0543 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,019.5087shares become fully vested and non-forfeitable on 10/24/2016; 2,436.5373 shares become fully vested and non-forfeitable 50% for two years beginning 5/20/2016; 1,503.5244 shares become fully vested and non-forfeitable on 5/21/2016; 2,784.8678 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016; 4,077.6161 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016; and the remaining 2,896 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). Exercisable 33.33% per year for three years beginning 10/24/2014, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer. Gregory Rustowicz 2015-10-27