0001005229-15-000126.txt : 20150826
0001005229-15-000126.hdr.sgml : 20150826
20150826114250
ACCESSION NUMBER: 0001005229-15-000126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150824
FILED AS OF DATE: 20150826
DATE AS OF CHANGE: 20150826
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP
CENTRAL INDEX KEY: 0001005229
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 160547600
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PKWY
CITY: AMHERST
STATE: NY
ZIP: 14228-1197
BUSINESS PHONE: 7166895400
MAIL ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PARKWAY
CITY: AMHERST
STATE: NY
ZIP: 14228-1197
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steinberg Richard A
CENTRAL INDEX KEY: 0001344446
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34362
FILM NUMBER: 151075085
MAIL ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PARKWAY
CITY: AMHERST
STATE: NY
ZIP: 14228-1197
4
1
wf-form4_144060375436493.xml
FORM 4
X0306
4
2015-08-24
0
0001005229
COLUMBUS MCKINNON CORP
CMCO
0001344446
Steinberg Richard A
140 JOHN JAMES AUDUBON PARKWAY
AMHERST
NY
14228-1197
0
1
0
0
V.P. - Human Resources
Common Stock
15676.1932
D
Common Stock
2015-08-24
4
A
0
8.2284
18.89
A
15684.4216
D
Common Stcok
1030.3018
D
Common Stock
430593.6982
I
Additional shares held by ESOP; reporting person is 1 of 3 trustees; DISCLAIMS beneficial ownership.
Incentive Stock Options (Right to Buy)
21.61
2006-10-16
2015-10-15
Common Stock
12409.0
12409
D
Incentive Stock Options (Right to Buy)
28.45
2009-05-19
2018-05-18
Common Stock
1307.0
1307
D
Non-Qualified Stock Options (Right to Buy)
13.27
2010-05-18
2019-05-17
Common Stock
3804.0
3804
D
Non-Qualified Stock Options (Right to Buy)
18.24
2011-05-17
2020-05-16
Common Stock
2795.0
2795
D
Non-Qualified Stock Options (Right to Buy)
19.5
2012-05-23
2021-05-22
Common Stock
2685.0
2685
D
Non-Qualified Stock Options (Right to Buy)
13.43
2013-05-21
2022-05-20
Common Stock
4528.0
4528
D
Non-Qualified Stock Options (Right to Buy)
18.95
2014-05-20
2023-05-20
Common Stock
3771.0
3771
D
Non-Qualified Stock Options (Right to Buy)
27.12
2015-05-19
2024-05-19
Common Stcok
1309.0
1309
D
Non-Qualified Stock Options (Right to Buy)
24.94
2016-05-18
2025-05-17
Common Stock
4162.0
4162
D
Represents additional restricted stock units attributable to dividend reinvestment.
Includes 4,984.4216 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 902.7204 shares become fully vested and non-forfeitable 50% for two years beginning 5/20/2016; 570.5112 shares become fully vested and non-forfeitable on 5/21/2016; 990.1303 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016; 1,448.0597 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016; and the remaining 1,073 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
Fully exercisable, subject to IRS limitations.
Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
Exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
Richard A. Steinberg
2015-08-26