0001005229-15-000126.txt : 20150826 0001005229-15-000126.hdr.sgml : 20150826 20150826114250 ACCESSION NUMBER: 0001005229-15-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150824 FILED AS OF DATE: 20150826 DATE AS OF CHANGE: 20150826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steinberg Richard A CENTRAL INDEX KEY: 0001344446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 151075085 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 4 1 wf-form4_144060375436493.xml FORM 4 X0306 4 2015-08-24 0 0001005229 COLUMBUS MCKINNON CORP CMCO 0001344446 Steinberg Richard A 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228-1197 0 1 0 0 V.P. - Human Resources Common Stock 15676.1932 D Common Stock 2015-08-24 4 A 0 8.2284 18.89 A 15684.4216 D Common Stcok 1030.3018 D Common Stock 430593.6982 I Additional shares held by ESOP; reporting person is 1 of 3 trustees; DISCLAIMS beneficial ownership. Incentive Stock Options (Right to Buy) 21.61 2006-10-16 2015-10-15 Common Stock 12409.0 12409 D Incentive Stock Options (Right to Buy) 28.45 2009-05-19 2018-05-18 Common Stock 1307.0 1307 D Non-Qualified Stock Options (Right to Buy) 13.27 2010-05-18 2019-05-17 Common Stock 3804.0 3804 D Non-Qualified Stock Options (Right to Buy) 18.24 2011-05-17 2020-05-16 Common Stock 2795.0 2795 D Non-Qualified Stock Options (Right to Buy) 19.5 2012-05-23 2021-05-22 Common Stock 2685.0 2685 D Non-Qualified Stock Options (Right to Buy) 13.43 2013-05-21 2022-05-20 Common Stock 4528.0 4528 D Non-Qualified Stock Options (Right to Buy) 18.95 2014-05-20 2023-05-20 Common Stock 3771.0 3771 D Non-Qualified Stock Options (Right to Buy) 27.12 2015-05-19 2024-05-19 Common Stcok 1309.0 1309 D Non-Qualified Stock Options (Right to Buy) 24.94 2016-05-18 2025-05-17 Common Stock 4162.0 4162 D Represents additional restricted stock units attributable to dividend reinvestment. Includes 4,984.4216 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 902.7204 shares become fully vested and non-forfeitable 50% for two years beginning 5/20/2016; 570.5112 shares become fully vested and non-forfeitable on 5/21/2016; 990.1303 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016; 1,448.0597 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016; and the remaining 1,073 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). Fully exercisable, subject to IRS limitations. Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer. Richard A. Steinberg 2015-08-26