0001005229-15-000014.txt : 20150219
0001005229-15-000014.hdr.sgml : 20150219
20150219115305
ACCESSION NUMBER: 0001005229-15-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150217
FILED AS OF DATE: 20150219
DATE AS OF CHANGE: 20150219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP
CENTRAL INDEX KEY: 0001005229
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 160547600
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PKWY
CITY: AMHERST
STATE: NY
ZIP: 14228-1197
BUSINESS PHONE: 7166895400
MAIL ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PARKWAY
CITY: AMHERST
STATE: NY
ZIP: 14228-1197
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TEVENS TIMOTHY T
CENTRAL INDEX KEY: 0001214453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34362
FILM NUMBER: 15630778
MAIL ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PARKWAY
CITY: AMHERST
STATE: NY
ZIP: 14228-1197
4
1
wf-form4_142436477399388.xml
FORM 4
X0306
4
2015-02-17
0
0001005229
COLUMBUS MCKINNON CORP
CMCO
0001214453
TEVENS TIMOTHY T
140 JOHN JAMES AUDUBON PARKWAY
AMHERST
NY
14228-1197
1
1
0
0
President & CEO
Common Stock
301611.7103
D
Common Stock
2015-02-17
4
A
0
76.2734
25.61
A
301687.9837
D
Common Stcok
6167.8748
D
Common Stock
7000
I
By spouse
Incentive Stock Options (Right to Buy)
28.45
2009-05-19
2018-05-18
Common Stock
8770.0
8770
D
Non-Qualified Stock Options (Right to Buy)
13.27
2010-05-18
2019-05-17
Common Stock
45172.0
45172
D
Non-Qualified Stock Options (Right to Buy)
18.24
2011-05-17
2020-05-16
Common Stock
33190.0
33190
D
Non-Qualified Stock Options (Right to Buy)
19.5
2012-05-23
2021-05-22
Common Stock
31902.0
31902
D
Non-Qualified Stock Options (Right to Buy)
13.43
2013-05-21
2022-05-20
Common Stock
53568.0
53568
D
Non-Qualified Stock Options (Right to Buy)
18.95
2014-05-20
2023-05-20
Common Stock
44689.0
44689
D
Non-Qualified Stock Options (Right to Buy)
27.12
2015-05-19
2024-05-19
Common Stcok
38938.0
38938
D
Represents additional restricted stock units attributable to dividend reinvestment.
Includes 89,726.9837 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 4,250.4922 shares become fully vested and non-forfeitable on 5/23/2015, 13,435.5795 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 15,983.8626 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, 27,911 shares become fully vested and non-forfeitable on 5/21/2015, 15,436.0494 shares become fully vested and non-forfeitable 25% for four years beginning 5/19/2015 and the remaining 12,710 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
All exercisable, pursuant to IRS limitations.
Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
Exercisable 25% per year for four years, beginning 5/21/2013, if reporting person remains an employee of issuer.
Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an officer of issuer.
Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
Timothy T. Tevens
2015-02-19