0001005229-15-000014.txt : 20150219 0001005229-15-000014.hdr.sgml : 20150219 20150219115305 ACCESSION NUMBER: 0001005229-15-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150217 FILED AS OF DATE: 20150219 DATE AS OF CHANGE: 20150219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TEVENS TIMOTHY T CENTRAL INDEX KEY: 0001214453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 15630778 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 4 1 wf-form4_142436477399388.xml FORM 4 X0306 4 2015-02-17 0 0001005229 COLUMBUS MCKINNON CORP CMCO 0001214453 TEVENS TIMOTHY T 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228-1197 1 1 0 0 President & CEO Common Stock 301611.7103 D Common Stock 2015-02-17 4 A 0 76.2734 25.61 A 301687.9837 D Common Stcok 6167.8748 D Common Stock 7000 I By spouse Incentive Stock Options (Right to Buy) 28.45 2009-05-19 2018-05-18 Common Stock 8770.0 8770 D Non-Qualified Stock Options (Right to Buy) 13.27 2010-05-18 2019-05-17 Common Stock 45172.0 45172 D Non-Qualified Stock Options (Right to Buy) 18.24 2011-05-17 2020-05-16 Common Stock 33190.0 33190 D Non-Qualified Stock Options (Right to Buy) 19.5 2012-05-23 2021-05-22 Common Stock 31902.0 31902 D Non-Qualified Stock Options (Right to Buy) 13.43 2013-05-21 2022-05-20 Common Stock 53568.0 53568 D Non-Qualified Stock Options (Right to Buy) 18.95 2014-05-20 2023-05-20 Common Stock 44689.0 44689 D Non-Qualified Stock Options (Right to Buy) 27.12 2015-05-19 2024-05-19 Common Stcok 38938.0 38938 D Represents additional restricted stock units attributable to dividend reinvestment. Includes 89,726.9837 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 4,250.4922 shares become fully vested and non-forfeitable on 5/23/2015, 13,435.5795 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 15,983.8626 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, 27,911 shares become fully vested and non-forfeitable on 5/21/2015, 15,436.0494 shares become fully vested and non-forfeitable 25% for four years beginning 5/19/2015 and the remaining 12,710 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). All exercisable, pursuant to IRS limitations. Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer. Exercisable 25% per year for four years, beginning 5/21/2013, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an officer of issuer. Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer. Timothy T. Tevens 2015-02-19