0001005229-12-000024.txt : 20120727 0001005229-12-000024.hdr.sgml : 20120727 20120727134037 ACCESSION NUMBER: 0001005229-12-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120726 FILED AS OF DATE: 20120727 DATE AS OF CHANGE: 20120727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLEMING RICHARD H CENTRAL INDEX KEY: 0001207299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 12989885 MAIL ADDRESS: STREET 1: USG CORP STREET 2: 125 S FRANKLIN STREET DEPT 188 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-26 0001005229 COLUMBUS MCKINNON CORP CMCO 0001207299 FLEMING RICHARD H 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228 1 0 0 0 Common Stock 27358.1481 D Common Stock 2012-07-26 4 M 0 325 0 A 27683.1481 D Common Stock 2012-07-27 4 M 0 325 0 A 28008.1481 D Restricted Stock Units Common Stock 1300 1300 D Restricted Stock Units Common Stock 650 650 D Restricted Stock Units 2012-07-26 4 M 0 325 D Common Stock 325 325 D Originally a 1,300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 26, 2011 and 325 restricted stock units became fully vested and non-forfeitable on July 26, 2012. The remaining 325 restrictued stock units become fully vested and non-forfeitable on July 26, 2013, if reporting person remain a director of issuer. Originally a 1,300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 27, 2010 and 325 restricted stock units became fully vested and non-forfeitable on July 27, 2011. The remaining 325 restricted stock units became fully vested and non-forfeitable on July 27, 2012. Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock. Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture; units become fully vested and non-forfeitable 50% on July 23, 2013, 25% on July 23, 2014 and 25% on July 23, 2015, if reporting person remains a director of issues. Originally a 1,300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 25, 2012. The remaining 650 restricted stock units become fully vested and non-forfeitable 50% on July 25, 2013 and 50% on July 25, 2014. Mary C. O'Connor, Power of Attorney for Richard H. Fleming 2012-07-27