SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
TEVENS TIMOTHY T

(Last) (First) (Middle)
140 JOHN JAMES AUDUBON PARKWAY

(Street)
AMHERST NY 14228-1197

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 160,933(1) D
Common Stock 08/01/2011 M 6,705 A $10 167,638 D
Common Stock 08/01/2011 M 13,295 A $10 180,933 D
Common Stock 08/01/2011 S 700(2) D $16.22 180,233 D
Common Stock 08/01/2011 S 900(2) D $16.26 179,333 D
Common Stock 08/01/2011 S 500(2) D $16.27 178,833 D
Common Stock 08/01/2011 S 200(2) D $16.28 178,633 D
Common Stock 08/01/2011 S 500(2) D $16.3 178,133 D
Common Stock 08/01/2011 S 100(2) D $16.31 178,033 D
Common Stock 08/01/2011 S 900(2) D $16.32 177,133 D
Common Stock 08/01/2011 S 1,000(2) D $16.33 176,133 D
Common Stock 08/01/2011 S 1,400(2) D $16.34 174,733 D
Common Stock 08/01/2011 S 800(2) D $16.35 173,933 D
Common Stock 08/01/2011 S 300(2) D $16.36 173,633 D
Common Stock 08/01/2011 S 300(2) D $16.37 173,333 D
Common Stock 08/01/2011 S 1,100(2) D $16.38 172,233 D
Common Stock 08/01/2011 S 487(2) D $16.39 171,746 D
Common Stock 08/01/2011 S 502(2) D $16.4 171,244 D
Common Stock 08/01/2011 S 100(2) D $16.41 171,144 D
Common Stock 08/01/2011 S 11(2) D $16.42 171,133 D
Common Stock 08/01/2011 S 300(2) D $16.45 170,833 D
Common Stock 08/01/2011 S 100(2) D $16.46 170,733 D
Common Stock 08/01/2011 S 200(2) D $16.49 170,533 D
Common Stock 08/01/2011 S 193(2) D $16.58 170,340 D
Common Stock 08/01/2011 S 100(2) D $16.6 170,240 D
Common Stock 08/01/2011 S 500(2) D $16.61 169,740 D
Common Stock 08/01/2011 S 100(2) D $16.615 169,640 D
Common Stock 08/01/2011 S 100(2) D $16.62 169,540 D
Common Stock 5,756.2592(3) D
Common Stock 7,000 I By spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Options (Right to Buy) $10 08/01/2011 M 6,705 08/20/2002 08/19/2011 Common Stock 6,705 $0 0 D
Non-Qualified Stock Options (Right to Buy) $10 08/01/2011 M 13,295 08/20/2002 08/19/2011 Common Stock 13,295 $0 0 D
Incentive Stock Options (Right to Buy) $5.46 05/17/2005 05/16/2014 Common Stock 95,000 95,000(4) D
Incentive Stock Options (Right to Buy) $28.45 05/19/2009 05/18/2018 Common Stock 8,770 8,770(5) D
Non-Qualified Stock Options (Right to Buy) $13.27 05/18/2010 05/17/2019 Common Stock 45,172 45,172(6) D
Non-Qualified Stock Options (Right to Buy) $18.24 05/17/2011 05/16/2020 Common Stock 33,190 33,190(7) D
Non-Qualified Stock Options (Right to Buy) $19.5 05/23/2011 05/22/2021 Common Stock 31,902 31,902(8) D
Explanation of Responses:
1. Includes 57,775 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 12,055 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 3,086 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, 5,133 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/17/2012, 20,604 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, and the remaining 16,897 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
2. Sale of shares pursuant to Rule 10b5-1 Plan.
3. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employoee Stock Ownership Plan, as amended (the "ESOP") (incorrectly reported ast 5,753.2099 on previous Form 4)..
4. Originally a 125,000 incentive stock option grant, reporting person exercised 30,000 options on 5/27/2009. The remaining 95,000 options are fully exercisable, subject to IRS limitations.
5. Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
6. Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
7. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
8. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
Remarks:
Timothy T. Tevens 08/03/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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