0000899243-18-006247.txt : 20180302 0000899243-18-006247.hdr.sgml : 20180302 20180302190138 ACCESSION NUMBER: 0000899243-18-006247 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180302 DATE AS OF CHANGE: 20180302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIRBY J SCOTT CENTRAL INDEX KEY: 0001249555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06033 FILM NUMBER: 18664030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: United Continental Holdings, Inc. CENTRAL INDEX KEY: 0000100517 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 362675207 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: JENNIFER L. KRAFT - WHQLD STREET 2: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-997-8000 MAIL ADDRESS: STREET 1: JENNIFER L. KRAFT - WHQLD STREET 2: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: UAL CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGIS CORP DATE OF NAME CHANGE: 19880613 FORMER COMPANY: FORMER CONFORMED NAME: UAL INC DATE OF NAME CHANGE: 19870517 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-28 0 0000100517 United Continental Holdings, Inc. UAL 0001249555 KIRBY J SCOTT P. O. BOX 66100 HDQLD CHICAGO IL 60666 0 1 0 0 President Common Stock 2018-02-28 4 M 0 12224 0.00 A 114518 D Common Stock 2018-02-28 4 F 0 5416 67.79 D 109102 D Common Stock 2018-02-28 4 F 0 1795 67.79 D 107307 D Common Stock 5000 I See Footnote Common Stock 8000 I See Footnote Restricted Stock Units 2018-02-28 4 M 0 12224 0.00 D Common Stock 12224 24450 D Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock. The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020. This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on February 23, 2017. This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the restricted stock award granted on August 29, 2016. This award vests in 1/3 annual installments on February 28, 2017, 2018 and 2019. Represents shares held in a trust for the benefit of Mr. Kirby's children and other relatives in which Mr. Kirby serves as the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Represents shares held in a trust for the benefit of Mr. Kirby's children in which Mr. Kirby's brother serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. /s/ Sarah Hagy for J. Scott Kirby 2018-03-02