DEFA14A 1 mgld_defa.htm DEFA14A mgld_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 14A (Rule 14a-101)

INFORMATION REQUIRED IN PROXY STATEMENT

SCHEDULE 14A INFORMATION

 

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

 

Filed by the Registrant ☒

Filed by a Party other than the Registrant ☐

Check the appropriate box:

Preliminary Proxy Statement

Confidential, for Use of the Commission

(only as permitted by Rule 14a-6(e)(2)                  

Definitive Proxy Statement

Definitive Additional Materials

Soliciting Material Under Rule § 240.14a-12

 

THE MARYGOLD COMPANIES, INC.

(Name of Registrant Specified In Its Charter)

 

 

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

No fee required.

 

 

Fee paid previously with Preliminary materials.

 

 

Fee computed on table in exhibit required by Item 25(b) of Schedule 14A (17 CFR 240.14a-101) per Item 1 of this Schedule and Exchange Act Rules 14c-5(g) and 0-11.

 

 

 

  

 

THE MARYGOLD COMPANIES, INC.

 

CONTROL ID:

 

REQUEST ID:

 

 

 

IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS

FOR THE ANNUAL MEETING OF STOCKHOLDERS

 

 

DATE:

TUESDAY, NOVEMBER 17, 2023

 

TIME:

12:00 P.M PACIFIC STANDARD TIME

 

LOCATION:

PARADISE POINT HOTEL, 1404 VACATION ROAD, SAN DIEGO, CA 92109

 

 

 

HOW TO REQUEST PAPER COPIES OF OUR MATERIALS

PHONE:

CALL TOLL FREE

1-866-752-8683

FAX:

SEND THIS CARD TO

202-521-3464

INTERNET:

HTTPS://WWW.IPROXYDIRECT.COM/MGLD

AND FOLLOW THE ON-SCREEN INSTRUCTIONS.

EMAIL:

PROXY@IPROXYDIRECT.COM

INCLUDE YOUR CONTROL ID IN YOUR EMAIL.

 

THIS COMMUNICATION REPRESENTS A NOTICE TO ACCESS A MORE COMPLETE SET OF PROXY MATERIALS AVAILABLE TO YOU ON THE INTERNET. WE ENCOURAGE YOU TO ACCESS AND REVIEW ALL OF THE IMPORTANT INFORMATION CONTAINED IN THE PROXY MATERIALS BEFORE VOTING. THE PROXY STATEMENT IS AVAILABLE AT: HTTPS://WWW.IPROXYDIRECT.COM/MGLD

 

IF YOU WANT TO RECEIVE A PAPER COPY OF THE PROXY MATERIALS YOU MUST REQUEST ONE. THERE IS NO CHARGE TO YOU FOR REQUESTING A COPY.  TO FACILITATE TIMELY DELIVERY PLEASE MAKE THE REQUEST, AS INSTRUCTED ABOVE, BEFORE NOVEMBER 2, 2023.

 

YOU MAY ENTER YOUR VOTING INSTRUCTIONS AT HTTPS://WWW.IPROXYDIRECT.COM/MGLD

UNTIL 11:59 PM EASTERN TIME NOVEMBER 16, 2023.

 

THE PURPOSES OF THIS MEETING ARE AS FOLLOWS:

 

 

 

 

1.

TO ELECT NICHOLAS GERBER, DAVID NEIBERT, STUART CRUMBAUGH, SCOTT SCHOENBERGER, JAMES ALEXANDER, MATT GONZALEZ, ERIN GROGAN, JOYA HARRIS, AND DEREK MULLINS TO THE BOARD OF DIRECTORS OF THE MARYGOLD COMPANIES, INC. (THE “BOARD”) AS DIRECTORS, IN EACH CASE, TO SERVE A ONE-YEAR TERM EXPIRING AT THE ANNUAL MEETING OF STOCKHOLDERS OF THE COMPANY TO BE HELD IN 2024;

 

 

 

 

2.

TO APPROVE, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS PROXY STATEMENT;

 

 

 

 

3.

TO RATIFY THE APPOINTMENT OF BPM, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2023; AND

 

 

 

 

4.

TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJUSTMENT THEREOF.

 

PURSUANT TO SECURITIES AND EXCHANGE COMMISSION RULES, YOU ARE RECEIVING THIS NOTICE THAT THE PROXY MATERIALS FOR THE ANNUAL MEETING ARE AVAILABLE ON THE INTERNET. FOLLOW THE INSTRUCTIONS ABOVE TO VIEW THE MATERIALS AND VOTE OR REQUEST PRINTED COPIES.

THE BOARD OF DIRECTORS HAS FIXED THE CLOSE OF BUSINESS ON SEPTEMBER 18, 2023 AS THE RECORD DATE FOR THE DETERMINATION OF STOCKHOLDERS ENTITLED TO RECEIVE NOTICE OF THE ANNUAL MEETING AND TO VOTE THE SHARES OF OUR COMMON STOCK, PAR VALUE $.001 PER SHARE, THEY HELD ON THAT DATE AT THE MEETING OR ANY POSTPONEMENT OR ADJOURNMENT OF THE MEETING.

 

THE BOARD OF DIRECTORS RECOMMENDS THAT YOU VOTE ‘FOR’ ALL PROPOSALS ABOVE.

 

PLEASE NOTE - THIS IS NOT A PROXY CARD - YOU CANNOT VOTE BY RETURNING THIS CARD

 

 
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THE MARYGOLD COMPANIES, INC.

SHAREHOLDER SERVICES

1 Glenwood Avenue Suite 1001

Raleigh NC 27603

 

TIME SENSITIVE SHAREHOLDER INFORMATION ENCLOSED

 

IMPORTANT SHAREHOLDER INFORMATION

 

YOUR VOTE IS IMPORTANT

 

 
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