0001104659-22-071005.txt : 20220614 0001104659-22-071005.hdr.sgml : 20220614 20220614160752 ACCESSION NUMBER: 0001104659-22-071005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220614 DATE AS OF CHANGE: 20220614 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Marygold Companies, Inc. CENTRAL INDEX KEY: 0001005101 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 954442384 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88189 FILM NUMBER: 221014787 BUSINESS ADDRESS: STREET 1: 120 CALLE IGLESIA, UNIT B CITY: SAN CLEMENTE STATE: CA ZIP: 92672 BUSINESS PHONE: 949-429-5370 MAIL ADDRESS: STREET 1: 120 CALLE IGLESIA, UNIT B CITY: SAN CLEMENTE STATE: CA ZIP: 92672 FORMER COMPANY: FORMER CONFORMED NAME: CONCIERGE TECHNOLOGIES INC DATE OF NAME CHANGE: 20020329 FORMER COMPANY: FORMER CONFORMED NAME: STARFEST INC DATE OF NAME CHANGE: 20000310 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Gerber Sheila CENTRAL INDEX KEY: 0001687074 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 5 HATAMAR ST. CITY: BINYAMINA STATE: L3 ZIP: 30500 SC 13G/A 1 tm2218426-1_sc13ga.htm AMENDMENT NO. 1

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G/A

(Amendment No. 1)*

 

Under the Securities Exchange Act of 1934

 

 

  THE MARYGOLD COMPANIES, INC.  
  (Name of Issuer)  
     
  Common Stock, $0.001 value per share  
  (Title of Class of Securities)  
     
  57403M104  
  (CUSIP Number)  
     
  December 31, 2021  
  (Date of Event Which Requires Filing of this Statement)  
     

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed

 

¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 57403M104

 

 

1.

Names of Reporting Persons.

 

 Sheila Gerber

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨

(b) ¨

3.

SEC Use Only

 

 

4.

Citizenship of Place of Organization

 

United States of America

Number

of Shares

Beneficially

Owned

by Each

Reporting

Person

With

 5.

Sole Voting Power

 

3,183,929

6.

Shared Voting Power

 

0

7.

Sole Dispositive Power

 

3,183,929

8.

Shared Dispositive Power

 

0

9.

Aggregate Amount Beneficially Owned by each Reporting Person

 

3,183,929 shares of Common Stock

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

¨

11.

Percent of Class Represented by Amount in Row 9

 

8.08%

12.

Type of Reporting Person (See Instructions)

 

IN

 

 

 

 

 

CUSIP No. 57403M104

 

 

ITEM 1:

 

(a)Name of Issuer:

 

The Marygold Companies, Inc., a Nevada corporation

 

(b)Address of Issuer’s Principal Executive Offices:

 

120 Calle Iglesia, Unit B, San Clemente, CA

 

ITEM 2:

 

(a)Name of Person Filing:

 

Sheila Gerber

 

(b)Address of Principal Business Office or, if None, Residence:

 

1905 Lakeshire Dr.

Walnut Creek, CA 94595

 

(c)Citizenship:

 

United States of America

 

(d)Title of Class of Securities:

 

Common Stock, $0.001 par value per share

 

(e)CUSIP Number:

 

57403M104

 

ITEM 3:IF THIS STATEMENT IS FILED PURSUANT TO §§240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:

 

Not Applicable.

 

ITEM 4:OWNERSHIP.

 

(a)Amount beneficially owned:

 

3,183,929 shares of Common Stock

 

(b)Percent of class:

 

8.08% (based on 39,383,459 shares of Common Stock outstanding as of April 27, 2022 as reported in the Issuer’s Form S-3 dated April 29, 2022).

 

 

 

 

(c)Number of shares as to which the person has:

 

  Number of shares as to which Sheila Gerber has:
   
  (i)    Sole power to vote or to direct the vote 3,183,929  
  (ii)    Shared power to vote or to direct the vote 0  
  (iii)    Sole power to dispose or to direct the disposition of 3,183,929  
  (iv)    Shared power to dispose or to direct the disposition of    0  

 

Item 5.Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased  to be the beneficial owner of more than five percent of the class of securities, check the following ¨.

 

Item 6.Ownership of More Than Five Percent on Behalf of Another Person.

  

Not Applicable.

                               

Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the  Parent Holding Company.

 

Not Applicable.

                               

Item 8.Identification and Classification of Members of the Group.

 

Not Applicable.

 

Item 9.Notice of Dissolution of Group.

 

Not Applicable.

 

Item 10.Certification.

 

(c)By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

Date: June 14, 2022 By: /s/ Sheila Gerber  
    Name: Sheila Gerber  
    Title: Individual