8-K 1 l97198ae8vk.txt NCS HEALTHCARE, INC. 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: NOVEMBER 13, 2002 (Date of earliest event reported) NCS HEALTHCARE, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 00-27602 34-1816187 (Commission File No.) (IRS Employer Identification No.) 3201 Enterprise Parkway, Suite 220, Beachwood, Ohio 44122 (Address of principal executive offices, including ZIP code) (216) 378-6800 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Item 9. Regulation FD Disclosure On November 13, 2002, NCS HealthCare, Inc. submitted to the Securities and Exchange Commission the certification by its chief executive and chief financial officers pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 of the Company's Quarterly Report on Form 10-Q for the period ended September 30, 2002. SIGNATURES PURSUANT TO THE REQUIREMENTS OF SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THEREUNTO DULY AUTHORIZED. NCS HEALTHCARE, INC. Dated: November 13, 2002 By: /s/ GERALD D. STETHEM ----------------------------------- Name: Gerald D. Stethem Title: Senior Vice President and Chief Financial Officer Dated: November 13, 2002 By: /s/ KEVIN B. SHAW ----------------------------------- Name: Kevin B. Shaw Title: President, Chief Executive Officer and Director