-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MfcPpcoZXAZfTK7zyv2zB+GuLtZ6CPhVNKUPmmCP72OnlU4OnHIlp33JrinUouxO pIwoiO3n+SYm8piY3jdbDQ== 0000902664-03-000043.txt : 20030123 0000902664-03-000043.hdr.sgml : 20030123 20030123163159 ACCESSION NUMBER: 0000902664-03-000043 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030123 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NCS HEALTHCARE INC CENTRAL INDEX KEY: 0001004990 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 341816187 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47039 FILM NUMBER: 03522625 BUSINESS ADDRESS: STREET 1: 3201 ENTERPRISE PKWY STREET 2: STE 2200 CITY: BEACHWOOD STATE: OH ZIP: 44122 BUSINESS PHONE: 2165143350 MAIL ADDRESS: STREET 1: 1400 MCDONALD INVESTMENT CENTER STREET 2: 800 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001050154 IRS NUMBER: 133937658 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128457900 MAIL ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 srz9368678v1.txt NCS HEALTHCARE, INC. SC 13D/A SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 ______________________ SCHEDULE 13D* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 1) NCS HealthCare, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 62887410 (CUSIP Number) Marran Ogilvie 666 Third Avenue 26th Floor New York, New York 10017 (212) 845-7909 (Name, address and telephone number of person authorized to receive notices and communications) January 13, 2003 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 14 Pages) ________________ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 62887410 13D/A Page 2 of 14 Pages - ---------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) RCG Ambrose Master Fund, Ltd. - ---------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - ---------------------------------------------------------------------------- (3) SEC USE ONLY - ---------------------------------------------------------------------------- (4) SOURCE OF FUNDS ** WC - ---------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ---------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - ---------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER -0- SHARES _____________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 977,300 OWNED BY _____________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER -0- REPORTING _____________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 977,300 - ---------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 977,300 - ---------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ** [ ] - ---------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 5.28% as of the date of filing of this statement. (Based on 18,508,102 shares of Class A Common Stock issued and outstanding as of November 7, 2002.) - ---------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON ** CO - ---------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 62887410 13D/A Page 3 of 14 Pages - ---------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ramius Securities, L.L.C. - ---------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - ---------------------------------------------------------------------------- (3) SEC USE ONLY - ---------------------------------------------------------------------------- (4) SOURCE OF FUNDS ** WC - ---------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ---------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ---------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER -0- SHARES _____________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 977,300 OWNED BY _____________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER -0- REPORTING _____________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 977,300 - ---------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 977,300 - ---------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ** [ ] - ---------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 5.28% as of the date of filing of this statement. (Based on 18,508,102 shares of Class A Common Stock issued and outstanding as of November 7, 2002.) - ---------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON ** BD - ---------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 62887410 13D/A Page 4 of 14 Pages - ---------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ramius Capital Group, LLC - ---------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - ---------------------------------------------------------------------------- (3) SEC USE ONLY - ---------------------------------------------------------------------------- (4) SOURCE OF FUNDS ** OO - ---------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ---------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ---------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER -0- SHARES _____________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 977,300 OWNED BY _____________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER -0- REPORTING _____________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 977,300 - ---------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 977,300 - ---------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ** [ ] - ---------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 5.28% as of the date of filing of this statement. (Based on 18,508,102 shares of Class A Common Stock issued and outstanding as of November 7, 2002.) - ---------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON ** IA - ---------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 62887410 13D/A Page 5 of 14 Pages - ---------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) C4S & Co., L.L.C. - ---------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - ---------------------------------------------------------------------------- (3) SEC USE ONLY - ---------------------------------------------------------------------------- (4) SOURCE OF FUNDS ** 00 - ---------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ---------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ---------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER -0- SHARES _____________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 977,300 OWNED BY _____________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER -0- REPORTING _____________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 977,300 - ---------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 977,300 - ---------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ** [ ] - ---------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 5.28% as of the date of filing of this statement. (Based on 18,508,102 shares of Class A Common Stock issued and outstanding as of November 7, 2002.) - ---------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON ** OO - ---------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 62887410 13D/A Page 6 of 14 Pages - ---------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Peter A. Cohen - ---------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - ---------------------------------------------------------------------------- (3) SEC USE ONLY - ---------------------------------------------------------------------------- (4) SOURCE OF FUNDS ** 00 - ---------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ---------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER -0- SHARES _____________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 977,300 OWNED BY _____________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER -0- REPORTING _____________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 977,300 - ---------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 977,300 - ---------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ** [ ] - ---------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 5.28% as of the date of filing of this statement. (Based on 18,508,102 shares of Class A Common Stock issued and outstanding as of November 7, 2002.) - ---------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON ** IN - ---------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 62887410 13D/A Page 7 of 14 Pages - ---------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Morgan B. Stark - ---------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - ---------------------------------------------------------------------------- (3) SEC USE ONLY - ---------------------------------------------------------------------------- (4) SOURCE OF FUNDS ** 00 - ---------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ---------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER -0- SHARES _____________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 977,300 OWNED BY _____________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER -0- REPORTING _____________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 977,300 - ---------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 977,300 - ---------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ** [ ] - ---------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 5.28% as of the date of filing of this statement. (Based on 18,508,102 shares of Class A Common Stock issued and outstanding as of November 7, 2002.) - ---------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON ** IN - ---------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 62887410 13D/A Page 8 of 14 Pages - ---------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Thomas W. Strauss - ---------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] - ---------------------------------------------------------------------------- (3) SEC USE ONLY - ---------------------------------------------------------------------------- (4) SOURCE OF FUNDS ** 00 - ---------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ---------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER -0- SHARES _____________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 977,300 OWNED BY _____________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER -0- REPORTING _____________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 977,300 - ---------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 977,300 - ---------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ** [ ] - ---------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 5.28% as of the date of filing of this statement. (Based on 18,508,102 shares of Class A Common Stock issued and outstanding as of November 7, 2002.) - ---------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON ** IN - ---------------------------------------------------------------------------- ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 62887410 13D/A Page 9 of 14 Pages Item 1. Security and Issuer. Pursuant to Rule 13d-2 promulgated under the Securities and Exchange Act of 1934, as amended, the undersigned hereby file this Amendment No. 1 (this "Amendment") to the Schedule 13D ("Schedule 13D") filed on December 23, 2002, relating to the shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of NCS HealthCare, Inc., a Delaware corporation (the "Company"), whose principal executive offices are located at 3201 Enterprise Parkway, Suite 220, Beachwood, Ohio 44122. In this Amendment, the understand amend and restate the entire text of Items 5, 6 and 7. Capitalized terms used herein and not otherwise defined in this Amendment have the meanings ascribed thereto in Schedule 13D. Item 2. Interest in Securities of the Issuer. A. RCG Ambrose (a) Aggregate number of shares beneficially owned: 977,300 Percentage: 5.28% The percentages used herein and in the rest of Item 5 are calculated based upon 18,508,102 shares, which reflects the shares of Class A Common Stock issued and outstanding as of November 7, 2002, as reflected in the Company's quarterly report for the period ended September 30, 2002 filed November 13, 2002. (b) 1. Sole power to vote or direct vote: -0- 2. Shared power to vote or direct vote: 977,300 3. Sole power to dispose or direct the disposition: -0- 4. Shared power to dispose or direct the disposition: 977,300 (c) Since the filing of the Schedule 13D, RCG Ambrose has entered into, in open market sales, the transactions described on Schedule A, which is incorporated by reference. (d) Ramius, the investment advisor of RCG Ambrose, has the power to direct some of the affairs of RCG Ambrose, including decisions respecting the disposition of the proceeds from the sale of shares of the Class A Common Stock. Ramius Securities is a broker dealer affiliated with Ramius. C4S is the Managing Member of Ramius and in that capacity directs its operations. Mr. Cohen, Mr. Strauss and Mr. Stark are the Managing Members of C4S and in that capacity direct its operations. (e) Not applicable. B. Ramius Securities (a) Aggregate number of shares beneficially owned: 977,300 Percentage: 5.28% CUSIP No. 62887410 13D/A Page 10 of 14 Pages (b) 1. Sole power to vote or direct vote: -0- 2. Shared power to vote or direct vote: 977,300 3. Sole power to dispose or direct the disposition: 4. Shared power to dispose or direct the disposition: 977,300 (c) Since the filing of the Schedule 13D, Ramius Securities has entered into, in open market sales, the transactions described on Schedule A, which is incorporated by reference. (d) See Item 5(A)(d). (e) Not applicable. C. Ramius (a) Aggregate number of shares beneficially owned: 977,300 Percentage: 5.28% (b) 1. Sole power to vote or direct vote: -0- 2. Shared power to vote or direct vote: 977,300 3. Sole power to dispose or direct the disposition: -0- 4. Shared power to dispose or direct the disposition: 977,300 (c) Ramius did not enter into any transactions in the Class A Common Stock since the filing of the Schedule 13D. The transactions in the Class A Common Stock since the filing of the Schedule 13D on behalf of Ramius Securities and RCG Ambrose, which were all in the open market, are set forth in Schedule A, and are incorporated by reference. (d) See Item 5(A)(d). (e) Not applicable. D. C4S (a) Aggregate number of shares beneficially owned: 977,300 Percentage: 5.28% (b) 1. Sole power to vote or direct vote: -0- 2. Shared power to vote or direct vote: 977,300 3. Sole power to dispose or direct the disposition: -0- 4. Shared power to dispose or direct the disposition: 977,300 CUSIP No. 62887410 13D/A Page 11 of 14 Pages (c) C4S did not enter into any transactions in the Class A Common Stock since the filing of the Schedule 13D. The transactions in the Class A Common Stock since the filing of the Schedule 13D on behalf of Ramius Securities and RCG Ambrose, which were all in the open market, are set forth in Schedule A, and are incorporated by reference. (d) See Item 5(A)(d). (e) Not applicable. E. Mr. Cohen, Mr. Stark and Mr. Strauss (a) Aggregate number of shares beneficially owned: 977,300 Percentage: 5.28% (b) 1. Sole power to vote or direct vote: -0- 2. Shared power to vote or direct vote: 977,300 3. Sole power to dispose or direct the disposition: -0- 4. Shared power to dispose or direct the disposition: 977,300 (c) Neither Mr. Cohen, Mr. Stark nor Mr. Strauss have entered into any transactions in the Class A Common Stock since the filing of the Schedule 13D. The transactions in the Class A Common Stock since the filing of the Schedule 13D on behalf of Ramius Securities and RCG Ambrose, which were all in the open market, are set forth in Schedule A, and are incorporated by reference. (d) See Item 5(A)(d). (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. The Reporting Persons have entered into a Joint Acquisition Statement with respect to the joint filing of this statement and any amendments hereto, which is Exhibit 1 hereto and is incorporated by reference. Item 7. Materials to be Filed as Exhibits. Exhibit 1 - Joint Acquisition Statement, dated as of December 23, 2002, among the Reporting Persons (Incorporated by reference to Exhibit 1 to Schedule 13D, filed by the Reporting Persons on December 23, 2002, with respect To the Class A Common Stock. CUSIP No. 62887410 13D/A Page 12 of 14 Pages SCHEDULE A PURCHASES OF CLASS A COMMON STOCK Date of Purchase Price Purchaser Transaction Amount(1) Per Unit - --------- ----------- --------- -------------- Balance Fwd: 400,000.00 Ramius Securities 12/13/2002 32,500.00 5.2686 Ramius Securities 12/13/2002 17,500.00 5.0841 Ramius Securities 12/13/2002 150,000.00 5.0959 Ramius Securities 12/16/2002 -25,000.00 5.3400 Ramius Securities 12/16/2002 -150,000.00 5.3508 Ramius Securities 12/16/2002 -25,000.00 5.3500 Ramius Securities 12/17/2002 -125,000.00 5.3180 Ramius Securities 12/18/2002 -12,500.00 5.4100 Ramius Securities 12/30/2002 -62,500.00 5.3700 Ramius Securities 1/02/2003 -41,250.00 5.3540 Ramius Securities 1/02/2003 -100,000.00 5.3135 Ramius Securities 1/03/2003 37,500.00 5.0800 Ramius Securities 1/03/2003 100,000.00 5.1078 Ramius Securities 1/03/2003 168,800.00 5.1183 Ramius Securities 1/08/2003 3,100.00 5.2300 Ramius Securities 1/09/2003 20,000.00 5.2300 Ramius Securities 1/09/2003 12,500.00 5.2300 Ramius Securities 1/10/2003 50,000.00 5.2300 Ramius Securities 1/13/2003 20,000.00 5.2300 Ramius Securities 1/14/2003 5,500.00 5.2300 Ramius Securities 1/15/2003 12,500.00 5.2000 ---------- Total 488,650.00 ========== Balance Fwd: 400,000.00 RCG Ambrose 12/13/2002 17,500.00 5.0841 RCG Ambrose 12/13/2002 32,500.00 5.2686 RCG Ambrose 12/13/2002 150,000.00 5.0959 RCG Ambrose 12/16/2002 -150,000.00 5.3508 RCG Ambrose 12/16/2002 -25,000.00 5.3500 RCG Ambrose 12/16/2002 -25,000.00 5.3400 RCG Ambrose 12/17/2002 -125,000.00 5.3180 RCG Ambrose 12/18/2002 -12,500.00 5.4100 RCG Ambrose 12/30/2002 -62,500.00 5.3700 CUSIP No. 62887410 13D/A Page 13 of 14 Pages RCG Ambrose 1/02/2003 -41,250.00 5.3540 RCG Ambrose 1/02/2003 -100,000.00 5.3135 RCG Ambrose 1/03/2003 37,500.00 5.0800 RCG Ambrose 1/03/2003 100,000.00 5.1078 RCG Ambrose 1/03/2003 168,800.00 5.1183 RCG Ambrose 1/08/2003 3,100.00 5.2300 RCG Ambrose 1/09/2003 20,000.00 5.2300 RCG Ambrose 1/09/2003 12,500.00 5.2300 RCG Ambrose 1/10/2003 50,000.00 5.2300 RCG Ambrose 1/13/2003 20,000.00 5.2300 RCG Ambrose 1/14/2003 5,500.00 5.2300 RCG Ambrose 1/15/2003 12,500.00 5.2000 ---------- Total 488,650.00 ========== Note: On, January 13, 2003, the aggregate number of securities held by Ramius Securities and RCG Ambrose was 941,300, which constituted 5.09% of the issued and outstanding shares of Class A Common Stock (based on 18,508,102 shares issued and outstanding as of November 7, 2002). (1) A positive amount indicates a purchase of such amount. A negative amount indicates a sale of such amount. CUSIP No. 62887410 13D/A Page 14 of 14 Pages SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: RCG AMBROSE MASTER FUND, LTD. By: Ramius Capital Group, LLC, its Investment Manager By:/s/ MORGAN B. STARK -------------------------------- Name: Morgan B. Stark Title: Managing Member RAMIUS SECURITIES, L.L.C. RAMIUS CAPITAL GROUP, LLC By: Morgan B. Stark, By: C4S & Co., L.L.C., as Authorized Person as Managing Member By: Morgan B. Stark, as Managing Member /s/ MORGAN B. STARK - ------------------------------------ /s/ MORGAN B. STARK ----------------------------- C4S & CO., L.L.C. By: Morgan B. Stark, as Managing Member MORGAN B. STARK /s/ MORGAN B. STARK ----------------------------- /s/ MORGAN B. STARK - ------------------------------------ PETER A. COHEN THOMAS W. STRAUSS /s/ PETER A. COHEN /s/ THOMAS W. STRAUSS - ------------------------------------ ----------------------------- -----END PRIVACY-ENHANCED MESSAGE-----