-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SlHTeDXiEdaimANA+KZ6GRzrT2XphFCtbbBk7zL6le8hbN91FnYZtX6ook+csd7I fomzCKR05Nc5AF/UoEA1HQ== 0000088399-98-000002.txt : 19980403 0000088399-98-000002.hdr.sgml : 19980403 ACCESSION NUMBER: 0000088399-98-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980402 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NCS HEALTHCARE INC CENTRAL INDEX KEY: 0001004990 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 341816187 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-47039 FILM NUMBER: 98586226 BUSINESS ADDRESS: STREET 1: 3201 ENTERPRISE PKWY STREET 2: STE 2200 CITY: BEACHWOOD STATE: OH ZIP: 44122 MAIL ADDRESS: STREET 1: 1400 MCDONALD INVESTMENT CENTER STREET 2: 800 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST OF AMERICA INVESTMENT CORP /ADV CENTRAL INDEX KEY: 0000088399 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 382636152 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 303 N ROSE ST STREET 2: SUITE 500 CITY: KALAMAZOO STATE: MI ZIP: 49007 BUSINESS PHONE: 6163850200 MAIL ADDRESS: STREET 1: 303 N ROSE ST STREET 2: SUITE 500 CITY: KALAMAZOO STATE: MI ZIP: 49007 SC 13G/A 1 SCHEDULE 13G AMENDMENT NO 1 NAME OF ISSUER: NCS HEALTHCARE, INC. TITLE OF CLASS OF SECURITIES: CLASS A STOCK CUSIP NUMBER: 628874109 CUSIP NO. 628874109 1) Names of Reporting Person S.S. or I.R.S. Identifications of Nos. of Above Persons First of America Investment Corporation also doing business as Securities Counsel, Inc. and First of America 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) X 3) SEC Use Only 4) Citizenship or Place of Organization: Kalamazoo, Michigan Number of (5) Sole Voting Power 507,300 Shares Beneficially Owned By (6) Shared Voting Power 0 Each Reporting (7) Sole Dispositive Power 514,100 Person With (8) Shared Dispositive Power 0 9) Aggregate Amount Beneficially Owned by Each Reporting Person 514,100 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See instructions) n/a 11) Percent of Class Represented by Amount in Row 9. 4.6% (12) Type of Reporting Person - IA Item 1(a) Name of Issuer: NCS HEALTHCARE, INC. Item 1(b) Address of Issuer's Principal Executive Offices: 3201 Enterprise Parkway, Suite 220, Beachwood, OH 44122 Item 2(a) Name of Person Filing - FIRST OF AMERICA INVESTMENT CORPORATION Item 2(b) Address of Principal Business Office or, if none, Residence: 303 NORTH ROSE STREET, SUITE 500 KALAMAZOO, MICHIGAN 49007 Item 2(c) Citizenship: MICHIGAN U.S.A. Item 2(d) Title of Class of Securities: Class A Stock Item 2(e) CUSIP Number: 628874109 Item 3: If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person is filing is a: (a) __Broker or Dealer registered under Section 15 of the Act (b) __Bank as defined in section 3(a)(6) of the Act (c) __Insurance Company as defined in section 3(a)(19) of the Act (d) __Investment Company registered under section 8 of the Investment Company Act (e) x Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) __Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; (g) __Parent Holding Company, in accordance with 240.13d-1(b)(ii)(G) (h) __Group, in accordance with 240.13d-1(b)(1)(ii)(H) Item 4 - Ownership: If the percent of the class owned as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially owned - 514,400 (b) Percent of class - 4.64% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote - 514,400 (ii) shared power to vote or to direct the vote - 0 (iii) sole power to dispose or to direct the disposition of - 507,300 (iv) shared power to dispose or to direct the disposition of - 0 Item 5 - Ownership of Five percent or less of a class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ___X____. Item 6 - Ownership of More Than Five percent on behalf of another person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. N/A Item 7 - Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A If a parent holding company has filed this schedule, pursuant to Rule 13d- 1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identification of the relevant subsidiary. N/A Item 8 - Identification and Classification of Members of the Group. N/A If a group has filed this schedule pursuant to Rule 13d-1(b)(ii)(H), so indicate under Item 3(h) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identity of each member of the group. N/A Item 9 - Notice of Dissolution of Group. N/A Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. N/A Item 10 - Certification. The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and sere not acquired in connection with or as a participant in any transaction having such purposes or effect. Date 3/31/98 Signature Name/Title Nancy J. Ferriell, V.P./Compliance Officer The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. -----END PRIVACY-ENHANCED MESSAGE-----