0001437749-23-002701.txt : 20230207 0001437749-23-002701.hdr.sgml : 20230207 20230207162503 ACCESSION NUMBER: 0001437749-23-002701 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221110 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN ROBERT G/ CENTRAL INDEX KEY: 0001090394 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27408 FILM NUMBER: 23595403 FORMER NAME: FORMER CONFORMED NAME: BROWN ROBERTG // DATE OF NAME CHANGE: 19990713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPAR Group, Inc. CENTRAL INDEX KEY: 0001004989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330684451 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1910 OPDYKE COURT CITY: AUBURN HILLS STATE: MI ZIP: 48326 BUSINESS PHONE: 2483647727 MAIL ADDRESS: STREET 1: 1910 OPDYKE COURT CITY: AUBURN HILLS STATE: MI ZIP: 48326 FORMER COMPANY: FORMER CONFORMED NAME: SPAR GROUP INC DATE OF NAME CHANGE: 19990713 FORMER COMPANY: FORMER CONFORMED NAME: PIA MERCHANDISING SERVICES INC DATE OF NAME CHANGE: 19951220 4/A 1 rdgdoc.xml FORM 4/A X0306 4/A 2022-11-10 2022-12-09 0001004989 SPAR Group, Inc. SGRP 0001090394 BROWN ROBERT G/ C/O SPAR GROUP, INC. 1910 OPDYKE COURT AUBURN HILLS MI 48326 1 1 Common Stock, $.01 par value 2022-11-10 4 M 0 243540 A 2960996 D Common Stock, $.01 par value 3000000 I By Innovative Global Technologies LLC. Common Stock, $.01 par value 1270538 I By SPAR Business Services, Inc. (SBS). Series B Preferred Stock, $.01 par value 2022-11-10 4 M 0 162360 0 D Series B Preferred Stock, $.01 par value 162360 333178 D Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022. Excludes any shares in any defined benefit plan paying Robert G. Brown a pension. The number of shares of Common Stock beneficially owned by Robert G. Brown following the reported transaction has been reduced by 18,956 shares pursuant to a discrepancy discovered during a review of Robert G. Brown's shareholdings. The review did not identify any violations of Section 16(b) of the Securities Exchange Act of 1934, as amended. To the extent this Form 4 updates the beneficial share ownership amounts reported on previously filed Form 4s, this Form 4 serves as an amendment to any such previously filed Form 4s. 3,000,000 shares of Common Stock held by Innovative Global Technologies LLC are beneficially owned by Robert G. Brown. See Footnote 4. Robert G. Brown is a Manager of Innovative Global Technologies LLC. Robert G. Brown is the controlling officer/director and a significant stockholder of SPAR Business Services, Inc. (SBS). Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting. Vests according to schedule in Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022. Not applicable. Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022. /s/ Robert G. Brown 2023-02-07