-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VvW4g8SUUDzCMB6000FjCvk9Gbzt0CalGbGlyDTU61Q0hJUqx6GrW1cGmgwl4x4F Ck8hPTJpy1WIQ9cpGPJ/2A== 0001004989-03-000011.txt : 20030501 0001004989-03-000011.hdr.sgml : 20030501 20030501161357 ACCESSION NUMBER: 0001004989-03-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030430 FILED AS OF DATE: 20030501 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BARTELS WILLIAMS H CENTRAL INDEX KEY: 0001090391 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: SPAR GROUP INC STREET 2: 303 SOUTH BROADWAY SUITE 140 CITY: TARRYTOWN STATE: NY ZIP: 10591 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPAR GROUP INC CENTRAL INDEX KEY: 0001004989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330684451 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27408 FILM NUMBER: 03677080 BUSINESS ADDRESS: STREET 1: 580 WHITE PLAINS ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: 914-332-4100 MAIL ADDRESS: STREET 1: 580 WHITE PLAINS ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER COMPANY: FORMER CONFORMED NAME: PIA MERCHANDISING SERVICES INC DATE OF NAME CHANGE: 19951220 4 1 w043003.txt BILL'S PURCHASES: 4/29 & 4/30/2003 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Bartels William H. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o SPAR Group, Inc. 580 White Plains Road - -------------------------------------------------------------------------------- (Street) Tarrytown New York 10591 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol SPAR Group, Inc. ("SGRP") - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Day/Year April 30, 2003 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [X] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Vice Chairman - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [ ] Form filed by more than one Reporting Person - -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- 2A. Securities Acquired (A) or Amount of ship Deemed 3. Disposed of (D) Securities Form: 7. Execution Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Date, if Code -------------------------- Owned Follow- (D) or Indirect 1. Transaction any (Instr. 8) (A) ing Reported Indirect Beneficial Title of Security Date (mm/dd/yy) ----------- Amount or Price Transactions (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) (Instr. 3 and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value 04/29/03 P 1,000 A $3.50 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value 04/30/03 P 1,000 A $3.50 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value 5,227,406(1) D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value 18,000 I (2) ====================================================================================================================================
Page 1 of 2 (Over) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. 6. Deriv- of Conver- 5. Date 7. ative Deriv- 11. sion Number of Exercisable Title and Amount Secur- ative Nature or Derivative and of Underlying 8. ities Secur- of Exer- 4. Securities Expiration Date Securities Price Bene- ity: In- cise 3. 3A. Trans- Acquired (A) (Month/Day/Year) (Instr. 3 and 4) of ficially Direct direct Price Trans- Deemed action or Disposed ---------------- ---------------- Deriv- Owned (D) or Bene- 1. of action Execution Code of(D) Amount ative Following In- ficial Title of Deriv- Date Date, if (Instr. (Instr. 3, or Secur- Trans- direct Owner- Derivative ative (Month/ any 8) 4 and 5) Date Expira- Number ity actions (I) ship Security Secur- Day/ (Month/Day ------ ----------- Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Option to $1.30 (3) 8/2/11 Common buy Common Stock, 58,999 Stock $.01 par (4) D value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $1.30 (5) 8/2/11 Common, buy Common Stock, 153,846 D Stock $.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $1.43 (6) 8/2/11 Common buy Common Stock, Stock $.01 par 82,150 D value - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Option to Common buy Common Stock, Stock $.01 par 294,995 D value - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: (1) Includes 250,000 shares owned by Stella Bartels. (2) Owned as beneficiary under WHB Services, Inc. Defined Benefit Trust. (3) Vests as to 58,999 shares on August 2, 2003. (4) 235,996 option shares were granted on August 2, 2001; 176,997 shares have vested and been exercised. (5) Shares become immediately vested and exercisable when the market value of shares is $10.00. (6) Shares are eligible to vest in five equal vesting periods through each of December 31, 2001, 2002, 2003, 2004 and 2005. For each period, Twenty percent of the options may become vested and exercisable if the fair market value of the shares equals at least $10.00 at some time such during period. On January 1, 2006 through August 2, 2006, all options which did not vest during the earlier vesting periods will become immediately exercisable if the fair market value of the shares, at any time during this seven month period equals no less than $10.00. /s/ William H. Bartels 05/01/03 - --------------------------------------------- ------------------- **Signature of Reporting Person Date [TYPE NAME OF REPORTING PERSON HERE] * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----