-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pmzh/Na9kKxhXaW9F0LC4GjTCOUUyM2NLQS/B9lfUbEX6StyPEts5nC6lWU1L0Fe zkgHvf+1oWk3dHudU3vGOQ== 0000910680-03-000306.txt : 20030402 0000910680-03-000306.hdr.sgml : 20030402 20030402171214 ACCESSION NUMBER: 0000910680-03-000306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030402 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: ADERS ROBERT O CENTRAL INDEX KEY: 0001205540 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: SPAR GROUP INC STREET 2: 580 WHITE PLAINS RD CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: 9143324100X1039 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPAR GROUP INC CENTRAL INDEX KEY: 0001004989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330684451 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27408 FILM NUMBER: 03637359 BUSINESS ADDRESS: STREET 1: 580 WHITE PLAINS ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: 914-332-4100 MAIL ADDRESS: STREET 1: 580 WHITE PLAINS ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER COMPANY: FORMER CONFORMED NAME: PIA MERCHANDISING SERVICES INC DATE OF NAME CHANGE: 19951220 4 1 form4raders03312003.txt MARCH 31, 2003 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Aders Robert O. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o SPAR Group, Inc. 580 White Plains Road - -------------------------------------------------------------------------------- (Street) Tarrytown New York 10591 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol SPAR Group, Inc. ("SGRP") - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Day/Year March 31, 2003 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [ ] Form filed by more than one Reporting Person - -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- 2A. Securities Acquired (A) or Amount of ship Deemed 3. Disposed of (D) Securities Form: 7. Execution Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Date, if Code -------------------------- Owned at End (D) or Indirect 1. Transaction any (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date (mm/dd/yy) ----------- Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $01 par value 50,000 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Page 1 of 2 (Over) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. 6. Deriv- of Conver- 5. Date 7. ative Deriv- 11. sion Number of Exercisable Title and Amount Secur- ative Nature or Derivative and of Underlying 8. ities Secur- of Exer- 4. Securities Expiration Date Securities Price Bene- ity: In- cise 3. 3A. Trans- Acquired (A) (Month/Day/Year) (Instr. 3 and 4) of ficially Direct direct Price Trans- Deemed action or Disposed ---------------- ---------------- Deriv- Owned (D) or Bene- 1. of action Execution Code of(D) Amount ative at End In- ficial Title of Deriv- Date Date, if (Instr. (Instr. 3, or Secur- of direct Owner- Derivative ative (Month/ any 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ (Month/Day ------ ----------- Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock $.01 3/31/03 A 1,071 Immed. 3/31/13 value 1,071 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock $.01 Immed. 12/31/12 value 791 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock $.01 Immed. 9/30/12 value 1,179 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock $2.24 (1) 7/8/12 value 2,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock $.01 Immed. 6/28/12 value 1,111 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock $.01 Immed. 3/28/12 value 1,117 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock $.01 Immed. 12/31/11 value 1,405 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock $.01 Immed. 11/01/01 value 10,566 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock $1.30 (2) 8/2/11 value 10,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock $1.30 Immed. 8/2/11 value 2,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock $1.2188 (3) 7/8/10 value 1,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Option to Stock, buy Common $.01 par Stock value 33,740 D ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: (1) Vests as to 2,500 shares on July 8, 2003. (2) 7,500 shares immediately exercisable; Vests as to 2,500 shares on August 2, 2003. (3) 750 shares immediately exercisable; Vests as to 375 shares on each of July 8, 2003 and 2004. /s/ Lawrence David Swift 04/02/03 - --------------------------------------------- ------------------- **Signature of Reporting Person Date Lawrence David Swift, as attorney-in-fact under Power of Attorney Grant and Confirming Statement dated November 7, 2002 * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----