-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G2Ygt7Do/R62yukTbkWgecaguwtG9Gek74iZCZJFQOCh6ia6XCQMtPcM7lqouk3S eu4iirQPqewuh03ouCtYJQ== 0000910680-02-000767.txt : 20020906 0000910680-02-000767.hdr.sgml : 20020906 20020906163504 ACCESSION NUMBER: 0000910680-02-000767 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020831 FILED AS OF DATE: 20020906 COMPANY DATA: COMPANY CONFORMED NAME: BROWN ROBERT G/ CENTRAL INDEX KEY: 0001090394 DIRECTOR FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: SPAR GROUP INC STREET 2: 303 SOUTH BROADWAY SUITE 140 CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER COMPANY: FORMER CONFORMED NAME: BROWN ROBERTG // DATE OF NAME CHANGE: 19990713 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPAR GROUP INC CENTRAL INDEX KEY: 0001004989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330684451 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27408 FILM NUMBER: 02758732 BUSINESS ADDRESS: STREET 1: 580 WHITE PLAINS ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: 914-332-4100 MAIL ADDRESS: STREET 1: 580 WHITE PLAINS ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER COMPANY: FORMER CONFORMED NAME: PIA MERCHANDISING SERVICES INC DATE OF NAME CHANGE: 19951220 4/A 1 form4arbrown090502.txt FORM 4/A (09/05/02) ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Brown Robert G. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o SPAR Group, Inc. White Plains Road - -------------------------------------------------------------------------------- (Street) Tarrytown New York 10591 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol SPAR Group, Inc. ("SGRP") - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year September 6, 2002 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) August 31, 2002 - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [X] 10% Owner [X] Officer (give title below) [X] Other (specify below) Chairman, Chief Executive Officer and President - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [ ] Form filed by more than one Reporting Person - -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 2A. 3. Disposed of (D) Securities Form: 7. Deemed Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Execution Code -------------------------- Owned at End (D) or Indirect 1. Transaction Date, if (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date any ----------- Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/06/2002 P 200 A $2.29 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/06/2002 P 300 A $2.29 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/09/2002 P 300 A $2.29 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/12/2002 P 200 A $2.309 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/12/2002 P 200 A $2.30 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/13/2002 P 300 A $2.31 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/14/2002 P 200 A $2.32 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/15/2002 P 300 A $2.34 I (1) ====================================================================================================================================
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6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 2A. 3. Disposed of (D) Securities Form: 7. Deemed Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Execution Code -------------------------- Owned at End (D) or Indirect 1. Transaction Date, if (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date any ----------- Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/15/2002 P 200 A $2.349 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/19/2002 P 500 A $2.15 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/20/2002 P 300 A $2.399 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/20/2002 P 500 A $2.28 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/20/2002 P 200 A $2.399 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/21/2002 P 100 A $2.40 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/21/2002 P 200 A $2.32 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/22/2002 P 200 A $2.34 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/23/2002 P 300 A $2.34 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/23/2002 P 100 A $2.349 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/26/2002 P 400 A $2.35 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/26/2002 P 500 A $2.40 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/27/2002 P 200 A $2.449 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 08/28/2002 P 500 A $2.30 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ 2,076,650 I (1)(2)(3)(5) - ------------------------------------------------------------------------------------------------------------------------------------ 6,219,282 D (4)(5) ====================================================================================================================================
Page 2 of 3 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. 6. Deriv- of Conver- 5. Date 7. ative Deriv- 11. sion Number of Exercisable Title and Amount Secur- ative Nature or Derivative and of Underlying 8. ities Secur- of Exer- 4. Securities Expiration Date Securities Price Bene- ity: In- cise 3. 3A. Trans- Acquired (A) (Month/Day/Year) (Instr. 3 and 4) of ficially Direct direct Price Trans- Deemed action or Disposed ---------------- ---------------- Deriv- Owned (D) or Bene- 1. of action Execution Code of(D) Amount ative at End In- ficial Title of Deriv- Date Date, if (Instr. (Instr. 3, or Secur- of direct Owner- Derivative ative (Month/ any 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ (Month/Day ------ ----------- Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: (1) Owned as Trustee under Defined Benefit Pension Trust of SP/R, Inc. (f/k/a SPAR/Burgoyne, Inc.) (2) Owned as Trustee under Grantor Trust I of Robert G. Brown Dated March 22, 1999 for the benefit of Reporting Person's children. (3) Owned as Trustee under Grantor Trust II of Robert G. Brown Dated March 22, 1999 for the benefit of Reporting Person's children. (4) Owned directly by Robert G. Brown. Includes 95,741 shares issuable upon the exercise of options that are either currently exercisable or exercisable within 60 days of this filing. (5) Reflects an aggregate purchase of 900 shares on August 29, 2002 and August 30, 2002 reported on Form 4 Statement of Changes in Beneficial Ownership filed with the Commission on September 4, 2002. /s/ Lawrence David Swift 09/06/02 - --------------------------------------------- ------------------- **Signature of Reporting Person Date Lawrence David Swift, as attorney-in-fact under Confirming Statement dated July 15, 1999. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----