0001140361-16-074443.txt : 20160802 0001140361-16-074443.hdr.sgml : 20160802 20160802171629 ACCESSION NUMBER: 0001140361-16-074443 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20160802 ITEM INFORMATION: Other Events FILED AS OF DATE: 20160802 DATE AS OF CHANGE: 20160802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PG&E Corp CENTRAL INDEX KEY: 0001004980 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 943234914 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12609 FILM NUMBER: 161801510 BUSINESS ADDRESS: STREET 1: 77 BEALE STREET STREET 2: P.O. BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 BUSINESS PHONE: 4159731000 MAIL ADDRESS: STREET 1: 77 BEALE STREET STREET 2: P.O. BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 FORMER COMPANY: FORMER CONFORMED NAME: PG&E CORP DATE OF NAME CHANGE: 19961219 FORMER COMPANY: FORMER CONFORMED NAME: PG&E PARENT CO INC DATE OF NAME CHANGE: 19951214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC GAS & ELECTRIC Co CENTRAL INDEX KEY: 0000075488 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 940742640 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-02348 FILM NUMBER: 161801511 BUSINESS ADDRESS: STREET 1: 77 BEALE ST STREET 2: P O BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 BUSINESS PHONE: 4159737000 MAIL ADDRESS: STREET 1: 77 BEALE STREET STREET 2: P O BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC GAS & ELECTRIC CO DATE OF NAME CHANGE: 19920703 8-K 1 form8k.htm PG&E CORPORATION 8-K 8-2-2016


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report: August 2, 2016
(Date of earliest event reported)

Commission
File Number
 
Exact Name of Registrant
as specified in its charter
 
State or Other Jurisdiction
of Incorporation or
Organization
 
IRS Employer
Identification
Number
1-12609
 
PG&E CORPORATION
 
California
 
94-3234914
1-2348
 
PACIFIC GAS AND ELECTRIC COMPANY
 
California
 
94-0742640

 
77 Beale Street
P.O. Box 770000
San Francisco, California 94177
 (Address of principal executive offices) (Zip Code)
(415) 973-1000
(Registrant's telephone number, including area code)
 
77 Beale Street
P.O. Box 770000
San Francisco, California 94177
(Address of principal executive offices) (Zip Code)
(415) 973-7000
(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting Material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 



Item 8.01 Other Events

Federal Criminal Trial

On August 2, 2016, the government filed a Notice of Dismissal of Alternative Fines Act Sentencing Allegations with the court presiding over the federal criminal trial against Pacific Gas and Electric Company (“Utility”), a subsidiary of PG&E Corporation, indicating that, with leave of the court, the government dismisses the Alternative Fines Act sentencing allegations in the superseding indictment. Addressing the notice, the court has stated that if the Utility consents to this dismissal, the court is prepared to grant the government leave to dismiss the Alternative Fines Act sentencing allegations. In response, the Utility has stated that it consents to the dismissal of these allegations.

The Alternative Fines Act states, in part: “If any person derives pecuniary gain from the offense, or if the offense results in pecuniary loss to a person other than the defendant, the defendant may be fined not more than the greater of twice the gross gain or twice the gross loss.”  Based on the superseding indictment’s allegation that the Utility derived gross gains of approximately $281 million, the potential maximum alternative fine would be approximately $562 million.  (In December 2015, the court dismissed the government’s allegations regarding the amount of losses.)

As previously disclosed, the federal criminal trial against the Utility began on June 14, 2016 on 12 felony counts alleging that the Utility knowingly and willfully violated minimum safety standards under the Natural Gas Pipeline Safety Act relating to record-keeping, pipeline integrity management, and identification of pipeline threats, and one felony count charging that the Utility illegally obstructed the National Transportation Safety Board’s investigation into the cause of the San Bruno accident.  On July 26, 2016, the court granted the government’s motion to dismiss Count 13 alleging that the Utility knowingly and willfully failed to retain a strength test pressure record with respect to a distribution feeder main (DFM 1816-01), thereby reducing the total number of counts from 13 to 12. The maximum statutory fine for each felony count is $500,000, for total potential maximum statutory fines of $6 million.  On July 27, 2016, the parties completed delivering their closing arguments and the case was submitted to the jury.
 
-2-

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.

 
PG&E CORPORATION
   
Dated: August 2, 2016
By:
/s/ LINDA Y.H. CHENG
   
LINDA Y.H. CHENG
Vice President, Corporate Governance and
Corporate Secretary
     
 
PACIFIC GAS AND ELECTRIC COMPANY
   
Dated: August 2, 2016
By:
/s/ LINDA Y.H. CHENG
   
LINDA Y.H. CHENG
Vice President, Corporate Governance and
Corporate Secretary



GRAPHIC 2 image0.jpg begin 644 image0.jpg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end GRAPHIC 3 image1.jpg begin 644 image1.jpg M_]C_X 02D9)1@ ! 0$ 8 !@ #_VP!# @&!@<&!0@'!P<)"0@*#!0-# L+ M#!D2$P\4'1H?'AT:'!P@)"XG("(L(QP<*# &X# 2( A$! Q$!_\0 M'P 04! 0$! 0$ $" P0%!@<("0H+_\0 M1 @$# P($ P4% M! 0 %] 0(# 01!1(A,4$&$U%A!R)Q%#*!D:$((T*QP152T? D,V)R@@D* M%A<8&1HE)B7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0 'P$ P$! 0$! M 0$! 0 $" P0%!@<("0H+_\0 M1$ @$"! 0#! <%! 0 0)W $" M Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O 58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H # ,! (1 Q$ /P"3QWX@UJS\ M;:G;VNL:A!"CJ%CBN755^1>@!P*YW_A*O$7_ $'M4_\ R3_ !K0^(G_ "/V MK?\ 71?_ $!:YE5+L%4$L3@ =Z]2$5R+0^8KU)^UEKU9TEUK/B2UTJPNWU[5 M5Y99+5&=W8LS''4D]37D7Q+TX:1 M#X=T\8S;V.QL=VSR?SS7K7@W_D2]&_Z](_Y5RUFG!-'IX)2C7E!O9(Y^^\>W M%KXJETZ.*UDM(;I() "QF"[=TDF!D;5P:UO^$]T(P>8)+DMN*^4+=]_"AB<8 MZ $&LJ\.@6=MKVB-=WHFN)))[RXCMV;RMX#G+ 8 P.A[4_3O EBUO;7VG:K? M6XF#2^9$JQLR2!3A< ;.%'0<9Q7,>F,U3Q\;:_>&R^SS0F0@2M%+B-$CWR%L M#D\KC'3/-;FD^*K+4+F"Q,A>\=/F:*%Q%O"AF4,1U (.#Z^M9-UX(TA[F2VF MU.X6XO1,P0LNYM[J[L!CT4+GT-:&A:'!INN:AY%]?LB2-(;=U*PAI?F)SC$A M&,=3BD!0B\:7,^LL$BL1IB3RQ-NG N&2,$M*J9RRY!X )X-71X^T(HA\VXWM M(4\H6[EQ@ DD8Z88?G7-ZYX7T/1(ME_J]]MDCG6UBBA#/&K'=(I0V% MU)(LTQ4 B-BJECA!;35 M=;GU2:]N%DE VHJK\A"% 02,]\XZ9]:K2_#>P;:8K^ZB8((R0%.4$7E8Y']W M//J32#4Z#P[J-QJWA^SU"ZB2*6X3S"B9P 2=O7VQ6I4%G:QV-C;VD7^K@C6) M/HHP/Y50C\0VDFO7.D".<3V\8=GV J>G P'-*OY-6N[JP M&\F=Y+_S&7R2D:;.,X.22,$5CWWARPM/$UI'8Z)+#%87F3<^83'.B1J^&R2= MV[C@ 8-=?XI\"-XFB6/^T_LH%P\QQ#OW;E48^\.FW]:W1HD8MIQO N;B43RR MA.#(%49"DG (0<9JZM2:HOV;]ZSMZ]/(XX8:,JWOQLKK7OW\SD?$EG;Z^DMW M3";PQ)\TF"2P88XYP3VKJ?" QX/TD;0N+5. LGF+;1+&'QC.!Z5E0E/V$8U?B M1T3IQ6(E.&S.!N?#&NW+:\?[/=;G4)W\J?[:!&(F*J T8."0F[DU5E\$:^TV MHS"(^8Y9%9;E098FD4;!QD 1KCD\=AS7H,D&O&1C'J6FK&2=JMI\C$#MD^<, MG\!3/L_B+_H*:7_X+9/_ (_6EEW'=]G^'^9P%WX!O[N\C*Z/;6UO-&JLJ7 8 M6^9]S8SS]SC"\?,<5++X)U07F036$9DO&6-K9)5Q*!*TSKGL @YXK0B\%>)89M//D0G[ M"$>%TD3@C=(5YY'SL%XP,#OU'H7V?Q%_T%-+_P#!;)_\?H^S^(O^@II?_@MD M_P#C]%EW%=]G^'^9YC-X/U+3#96T2B"^N[B"*(H0V L+B:0X]&?\L5ZY86-O MIME!:6R!8X8UC7UP!@9JC]G\1?\ 04TO_P %LG_Q^M*W6=;=%NI(Y)@/F>*, ..HI^BEF(_,TF5%OL?_]D! end