UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report: April 6, 2021
(Date of earliest event reported)

Commission File Number
  
Exact Name of Registrant
as specified in its charter
  
State or Other Jurisdiction of
Incorporation or Organization
  
IRS Employer
Identification Number
001-12609
  
PG&E CORPORATION
  
California
  
94-3234914
001-02348
  
PACIFIC GAS AND ELECTRIC COMPANY
  
California
  
94-0742640
 
graphic
  
 
graphic
77 BEALE STREET
  
77 BEALE STREET
P.O. BOX 770000
  
P.O. BOX 770000
SAN FRANCISCO, California 94177
  
SAN FRANCISCO, California 94177
(Address of principal executive offices) (Zip Code)
  
(Address of principal executive offices) (Zip Code)
(415) 973-1000
  
(415) 973-7000
(Registrant’s telephone number, including area code)
  
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange
on which registered
Common stock, no par value
PCG
The New York Stock Exchange
Equity Units
PCGU
The New York Stock Exchange
First preferred stock, cumulative, par value $25 per share, 5% series A redeemable
PCG-PE
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 5% redeemable
PCG-PD
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 4.80% redeemable
PCG-PG
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 4.50% redeemable
PCG-PH
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 4.36% series A redeemable
PCG-PI
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 6% nonredeemable
PCG-PA
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 5.50% nonredeemable
PCG-PB
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 5% nonredeemable
PCG-PC
NYSE American LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company
PG&E Corporation
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Emerging growth company
Pacific Gas and Electric Company
☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

PG&E Corporation
☐
Pacific Gas and Electric Company
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Item 8.01 Other Events.

On April 6, 2021, the Sonoma County District Attorney’s office filed a criminal complaint (the “Complaint”) against Pacific Gas and Electric Company (the “Utility”) related to the 2019 Kincade fire.  The Utility is reviewing the Complaint.



SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned thereunto duly authorized.


 
PG&E CORPORATION
  
       
       
Date: April 7, 2021
By:
/s/ JOHN R. SIMON
  
   
Name:
 John R. Simon  
   
Title:
 Executive Vice President, General Counsel and Chief Ethics & Compliance Officer  
       


 
PACIFIC GAS AND ELECTRIC COMPANY
  
       
Date: April 7, 2021
By:
/s/ BRIAN M. WONG
  
   
Name:
 Brian M. Wong  
   
Title:
 Vice President, General Counsel and Corporate Secretary