0000100493-20-000051.txt : 20200219 0000100493-20-000051.hdr.sgml : 20200219 20200219104720 ACCESSION NUMBER: 0000100493-20-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191217 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rouse Scott CENTRAL INDEX KEY: 0001698306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 20627983 MAIL ADDRESS: STREET 1: 2200 W. DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS, INC. CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 1003 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 FORMER COMPANY: FORMER CONFORMED NAME: TYSON FOODS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158212722235133.xml FORM 4 X0306 4 2019-12-17 0 0000100493 TYSON FOODS, INC. TSN 0001698306 Rouse Scott 2200 W. DON TYSON PARKWAY SPRINGDALE AR 72762 0 1 0 0 EVP & Chief Customer Officer Class A Common Stock 2019-12-17 4 J 0 101.194 0 A 36063.394 D Class A Common Stock 2020-02-06 4 J 0 151.6116 0 A 1112.3824 I Employee Stock Purchase Plan Class A Common Stock 2020-02-14 4 F 0 2569 80.51 D 33494.394 D Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Includes 8,088.156 shares of Class A Common Stock which vested on February 14, 2020; 4,015.508 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,613.943 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,629.118 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. On February 14, 2020, 8,088.156 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person these shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. Includes 4,015.508 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 5,613.943 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,629.118 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. /s/ Scott Rouse 2020-02-19