0000100493-18-000149.txt : 20181204 0000100493-18-000149.hdr.sgml : 20181204 20181204132705 ACCESSION NUMBER: 0000100493-18-000149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181129 FILED AS OF DATE: 20181204 DATE AS OF CHANGE: 20181204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calaway Curt CENTRAL INDEX KEY: 0001557040 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 181216086 MAIL ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS INC CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 4 1 wf-form4_154394800833006.xml FORM 4 X0306 4 2018-11-29 0 0000100493 TYSON FOODS INC TSN 0001557040 Calaway Curt 2200 W DON TYSON PARKWAY SPRINGDALE AR 72762 0 1 0 0 SVP Controller & CAO Class A Common Stock 2018-11-29 4 J 0 31.6675 0 A 4205.4804 I Employee Stock Purchase Plan Class A Common Stock 2018-11-30 4 F 0 489 0 D 21041.413 D Class A Common Stock 2018-12-01 4 M 0 5707.80 0 A 26749.213 D Class A Common Stock 2018-12-01 4 F 0 1785 0 D 24964.213 D Performance Shares 2018-11-30 4 M 0 6000 0 D Class A Common Stock 6000.0 0 D Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. On November 30, 2015, the Reporting Person received a grant of 1,500 shares which, with reinvested dividends, vested on November 30, 2018. This grant has previously been reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 489 shares were sold by the Reporting Person to the Issuer on November 30, 2018, to satisfy tax withholding obligations. Includes 1,325.78 shares of Class A Common Stock which vest on November 28, 2019; 978.056 shares of Class A Common Stock which vest on November 17, 2020; and 1,262.201 shares of Class A Common Stock which vest on November 29, 2021. On November 30, 2015 the Reporting Person received a grant of 3,000 performance shares which vested or expired on December 1, 2018 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,877 million for the 2016-2018 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2016-2018 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On December 1, 2018, 5,707.8 shares vested and are reported herein as acquired non-derivatives securities and 292.2 shares expired. Pursuant to an election made by the Reporting Person, 1,785 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 4. A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. /s/ R. Read Hudson by Power of Attorney for Curt Calaway 2018-12-04