0000100493-18-000122.txt : 20181121
0000100493-18-000122.hdr.sgml : 20181121
20181121115949
ACCESSION NUMBER: 0000100493-18-000122
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180918
FILED AS OF DATE: 20181121
DATE AS OF CHANGE: 20181121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tu Amy
CENTRAL INDEX KEY: 0001725741
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14704
FILM NUMBER: 181197570
MAIL ADDRESS:
STREET 1: 2200 W DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TYSON FOODS INC
CENTRAL INDEX KEY: 0000100493
STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015]
IRS NUMBER: 710225165
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0929
BUSINESS ADDRESS:
STREET 1: 2200 DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762-6999
BUSINESS PHONE: 479-290-4000
MAIL ADDRESS:
STREET 1: P O BOX 2020
STREET 2: P O BOX 2020
CITY: SPRINGDALE
STATE: AR
ZIP: 72765-2020
4
1
wf-form4_154281957125461.xml
FORM 4
X0306
4
2018-09-18
0
0000100493
TYSON FOODS INC
TSN
0001725741
Tu Amy
2200 W DON TYSON PARKWAY
SPRINGDALE
AR
72762
0
1
0
0
EVP & General Counsel
Class A Common Stock
2018-09-18
4
J
0
48.118
0
A
3739.063
D
Class A Common Stock
2018-11-19
4
A
0
5890.273
0
A
9629.336
D
Non-Qualified Stock Options (Right to Buy)
59.42
2018-11-19
4
A
0
30838
59.42
A
2019-11-19
2028-11-19
Class A Common Stock
30838.0
30838
D
Performance Shares
2018-11-19
4
A
0
23561.09
A
Class A Common Stock
23561.09
23561.09
D
Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
Includes 3,739.063 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved.
Award of Class A Common Stock which vests on November 29, 2021 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2019-2021) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires.
Includes 3,739.063 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved and 5,890.273 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.
The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant.
Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.
/s/ R. Read Hudson by Power of Attorney for Amy Tu
2018-11-21