0000100493-17-000194.txt : 20171220 0000100493-17-000194.hdr.sgml : 20171220 20171220124909 ACCESSION NUMBER: 0000100493-17-000194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171128 FILED AS OF DATE: 20171220 DATE AS OF CHANGE: 20171220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hayes Thomas P CENTRAL INDEX KEY: 0001552992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 171266243 MAIL ADDRESS: STREET 1: 400 S. JEFFERSON STREET CITY: CHICAGO STATE: IL ZIP: 60607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS INC CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 4 1 wf-form4_151379213442582.xml FORM 4 X0306 4 2017-11-28 0 0000100493 TYSON FOODS INC TSN 0001552992 Hayes Thomas P 2200 W. DON TYSON PARKWAY SPRINGDALE AR 72762 1 1 0 0 President and CEO Class A Common Stock 2017-11-28 4 J 0 8581 0 D 103309.6523 D Class A Common Stock 2017-12-18 4 J 0 285.394 0 A 103595.0463 D Class A Common Stock 2017-12-19 4 M 0 41745 42.26 A 145340.0463 D Class A Common Stock 2017-12-19 4 M 0 12254 50 A 157594.0463 D Class A Common Stock 2017-12-19 4 M 0 14749 58.34 A 172343.0463 D Class A Common Stock 2017-12-19 4 S 0 31454 81.564 D 140889.0463 D Class A Common Stock 2017-12-19 4 S 0 9829 81.721 D 131060.0463 D Class A Common Stock 2017-12-19 4 S 0 12591 81.714 D 118469.0463 D Class A Common Stock 2017-12-20 4 J 0 14874 0 D 103595.0463 D Non-Qualified Stock Options (Right to Buy) 42.26 2017-12-19 4 M 0 41745 42.26 D 2015-11-21 2024-11-21 Class A Common Stock 41745.0 41745 D Non-Qualified Stock Options (Right to Buy) 50.0 2017-12-19 4 M 0 12254 50 D 2016-11-30 2025-11-30 Class A Common Stock 12254.0 24505 D Non-Qualified Stock Options (Right to Buy) 58.34 2017-12-19 4 M 0 14749 58.34 D 2017-11-28 2026-11-28 Class A Common Stock 14749.0 73739 D Represents a disposition of shares exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-12. Includes 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,644.945 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Includes 47,991.9537 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,666.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,721.37 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. This is a weighted average price. These shares were sold in multiple transactions on December 19, 2017 at prices ranging from $81.50 to $81.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. This is a weighted average price. These shares were sold in multiple transactions on December 19, 2017 at prices ranging from $81.69 to $81.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. /s/ R. Read Hudson by Power of Attorney for Thomas P. Hayes 2017-12-20