0000100493-17-000187.txt : 20171219 0000100493-17-000187.hdr.sgml : 20171219 20171219160633 ACCESSION NUMBER: 0000100493-17-000187 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171218 FILED AS OF DATE: 20171219 DATE AS OF CHANGE: 20171219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tu Amy CENTRAL INDEX KEY: 0001725741 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 171264088 MAIL ADDRESS: STREET 1: 2200 W DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS INC CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 3 1 wf-form3_151371757895950.xml FORM 3 X0206 3 2017-12-18 0 0000100493 TYSON FOODS INC TSN 0001725741 Tu Amy 2200 W DON TYSON PARKWAY SPRINGDALE AR 72762 0 1 0 0 EVP & General Counsel Class A Common Stock 3690.945 D Performance Shares Class A Common Stock 14763.78 D Non-Qualified Stock Options (Right to Buy) 81.28 2018-12-15 2027-12-15 Class A Common Stock 15271.0 D Award of Class A Common Stock which vests on November 20, 2020 if the performance metric described in the applicable Stock Incentive Agreement (the Incentive Agreement) is achieved and the Reporting Person is employed by the Issuer on the vesting date. The performance metric is achievement of a three year (fiscal 2018-2020) cumulative operating income target as set forth in the Incentive Agreement. If the performance metric is not achieved, the award expires. Award of performance Class A Common Stock which vests on November 20, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics is achieved, the award expires. The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. /s/ R. Read Hudson by Power of Attorney for Amy Tu 2017-12-19