0000100493-17-000153.txt : 20171121 0000100493-17-000153.hdr.sgml : 20171121 20171121164319 ACCESSION NUMBER: 0000100493-17-000153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170919 FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calaway Curt CENTRAL INDEX KEY: 0001557040 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 171217370 MAIL ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS INC CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 4 1 wf-form4_151130058486163.xml FORM 4 X0306 4 2017-09-19 0 0000100493 TYSON FOODS INC TSN 0001557040 Calaway Curt 2200 W DON TYSON PARKWAY SPRINGDALE AR 72762 0 1 0 0 SVP Controller & CAO Class A Common Stock 2017-09-19 4 J 0 266.667 0 A 18974.109 D Class A Common Stock 2017-11-16 4 J 0 757.7534 0 A 3429.8363 I Employee Stock Purchase Plan Class A Common Stock 2017-11-17 4 A 0 961.908 0 A 19936.017 D Non-Qualified Stock Options (Right to Buy) 77.97 2017-11-17 4 A 0 4115 77.97 A 2018-11-17 2027-11-17 Class A Common Stock 4115.0 4115 D Performance Shares 2017-11-21 4 A 0 3847.634 A Class A Common Stock 3847.634 3847.634 D Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Includes 1,532.726 shares of Class A Common Stock which vest on November 30, 2018 and 1,307.152 shares of Class A Common Stock which vest on November 18, 2019. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Award of Class A Common Stock which vests on November 17, 2020. Includes 1,532.726 shares of Class A Common Stock which vest on November 30, 2018; 1,307.152 shares of Class A Common Stock which vest on November 28, 2019; and 961.908 shares of Class A Common Stock which vest on November 17, 2020. The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. /s/ R. Read Hudson by Power of Attorney for Curt Calaway 2017-11-21