0000100493-17-000057.txt : 20170413 0000100493-17-000057.hdr.sgml : 20170413 20170413171104 ACCESSION NUMBER: 0000100493-17-000057 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170411 FILED AS OF DATE: 20170413 DATE AS OF CHANGE: 20170413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS INC CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ramsey Douglas Wayne CENTRAL INDEX KEY: 0001703544 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 17761344 MAIL ADDRESS: STREET 1: 2685 N. FIREWOOD CITY: FAYETTEVILLE STATE: AR ZIP: 72703 3 1 wf-form3_149211784830336.xml FORM 3 X0206 3 2017-04-11 0 0000100493 TYSON FOODS INC TSN 0001703544 Ramsey Douglas Wayne 2200 W DON TYSON PARKWAY SPRINGDALE AR 72762 0 1 0 0 President Poultry Class A Common Stock 95.3337 I Employee Stock Purchase Plan Class A Common Stock 4992.4788 D Non-Qualified Stock Options (Right to Buy) 42.26 2015-11-21 2024-11-21 Class A Common Stock 6966.0 D Non-Qualified Stock Options (Right to Buy) 50.0 2016-11-30 2025-11-30 Class A Common Stock 4359.0 D Non-Qualified Stock Options (Right to Buy) 58.34 2017-11-28 2026-11-28 Class A Common Stock 5589.0 D Performance Shares Class A Common Stock 6000.0 D Performance Shares Class A Common Stock 5142.27 D Includes 2,172.3438 shares of Class A Common Stock which vest on November 21, 2017; 1,525.309 shares of Class A Common Stock which vest on November 30, 2018 and 1,294.826 shares of Class A Common Stock which vest on November 28, 2019. The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Award of performance Class A Common Stock which vests on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2016-2018) cumulative EBIT target and (2) a favorable comparison of the market price of the Issuer's Class A Common Stock to a predetermined peer group of publicly traded companies selected by the Compensation and Leadership Development Committee of the Board of Directors of Issuer over a three year (fiscal 2016-2018) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance criteria is achieved, the award expires. Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement (the SIA) are achieved. The performance criteria are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target as set forth in the SIA and (2) a comparison of the total shareholder return of the Issuer's Class A Common Stock to a predetermined peer group of publicly traded companies selected by the Compensation and Leadership Development Committee of the Board of Directors of Issuer over a three year (fiscal 2017-2019) period, as more particularly described in the SIA. If neither of the performance metrics is achieved, the award expires. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50%-200% and are reported as derivative securities as the 200% level. If neither of the performance criteria is achieved, the award expires. /s/ Douglas W. Ramsey 2017-04-13