0000100493-17-000057.txt : 20170413
0000100493-17-000057.hdr.sgml : 20170413
20170413171104
ACCESSION NUMBER: 0000100493-17-000057
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170411
FILED AS OF DATE: 20170413
DATE AS OF CHANGE: 20170413
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TYSON FOODS INC
CENTRAL INDEX KEY: 0000100493
STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015]
IRS NUMBER: 710225165
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0929
BUSINESS ADDRESS:
STREET 1: 2200 DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762-6999
BUSINESS PHONE: 479-290-4000
MAIL ADDRESS:
STREET 1: P O BOX 2020
STREET 2: P O BOX 2020
CITY: SPRINGDALE
STATE: AR
ZIP: 72765-2020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ramsey Douglas Wayne
CENTRAL INDEX KEY: 0001703544
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14704
FILM NUMBER: 17761344
MAIL ADDRESS:
STREET 1: 2685 N. FIREWOOD
CITY: FAYETTEVILLE
STATE: AR
ZIP: 72703
3
1
wf-form3_149211784830336.xml
FORM 3
X0206
3
2017-04-11
0
0000100493
TYSON FOODS INC
TSN
0001703544
Ramsey Douglas Wayne
2200 W DON TYSON PARKWAY
SPRINGDALE
AR
72762
0
1
0
0
President Poultry
Class A Common Stock
95.3337
I
Employee Stock Purchase Plan
Class A Common Stock
4992.4788
D
Non-Qualified Stock Options (Right to Buy)
42.26
2015-11-21
2024-11-21
Class A Common Stock
6966.0
D
Non-Qualified Stock Options (Right to Buy)
50.0
2016-11-30
2025-11-30
Class A Common Stock
4359.0
D
Non-Qualified Stock Options (Right to Buy)
58.34
2017-11-28
2026-11-28
Class A Common Stock
5589.0
D
Performance Shares
Class A Common Stock
6000.0
D
Performance Shares
Class A Common Stock
5142.27
D
Includes 2,172.3438 shares of Class A Common Stock which vest on November 21, 2017; 1,525.309 shares of Class A Common Stock which vest on November 30, 2018 and 1,294.826 shares of Class A Common Stock which vest on November 28, 2019.
The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant.
Award of performance Class A Common Stock which vests on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2016-2018) cumulative EBIT target and (2) a favorable comparison of the market price of the Issuer's Class A Common Stock to a predetermined peer group of publicly traded companies selected by the Compensation and Leadership Development Committee of the Board of Directors of Issuer over a three year (fiscal 2016-2018) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance criteria is achieved, the award expires.
Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement (the SIA) are achieved. The performance criteria are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target as set forth in the SIA and (2) a comparison of the total shareholder return of the Issuer's Class A Common Stock to a predetermined peer group of publicly traded companies selected by the Compensation and Leadership Development Committee of the Board of Directors of Issuer over a three year (fiscal 2017-2019) period, as more particularly described in the SIA. If neither of the performance metrics is achieved, the award expires. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50%-200% and are reported as derivative securities as the 200% level. If neither of the performance criteria is achieved, the award expires.
/s/ Douglas W. Ramsey
2017-04-13