0000100493-16-000289.txt : 20161130
0000100493-16-000289.hdr.sgml : 20161130
20161130152149
ACCESSION NUMBER: 0000100493-16-000289
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160920
FILED AS OF DATE: 20161130
DATE AS OF CHANGE: 20161130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TYSON FOODS INC
CENTRAL INDEX KEY: 0000100493
STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015]
IRS NUMBER: 710225165
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0929
BUSINESS ADDRESS:
STREET 1: 2200 DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762-6999
BUSINESS PHONE: 479-290-4000
MAIL ADDRESS:
STREET 1: P O BOX 2020
STREET 2: P O BOX 2020
CITY: SPRINGDALE
STATE: AR
ZIP: 72765-2020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oleksiuk Mary
CENTRAL INDEX KEY: 0001497610
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14704
FILM NUMBER: 162025159
MAIL ADDRESS:
STREET 1: 400 S. JEFFERSON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60607
4
1
wf-form4_148053729709914.xml
FORM 4
X0306
4
2016-09-20
0
0000100493
TYSON FOODS INC
TSN
0001497610
Oleksiuk Mary
400 S. JEFFERSON STREET
CHICAGO
IL
60607
0
1
0
0
EVP & Chief HR Officer
Class A Common Stock
2016-09-20
4
J
0
136.1583
0
A
14317.33
D
Class A Common Stock
2016-11-17
4
J
0
395.3958
0
A
395.3958
I
Employee Stock Purchase Plan
Class A Common Stock
2016-11-28
4
A
0
7250.90
0
A
21568.23
D
Non-Qualified Stock Options (Right to Buy)
58.34
2016-11-28
4
A
0
31522
58.34
A
2017-11-28
2026-11-28
Class A Common Stock
31522.0
31522
D
Performance Shares
2016-11-28
4
A
0
14501.80
A
Class A Common Stock
14501.8
14501.80
D
Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
Includes 4,221.317 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 10,096.013 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
Award of Class A Common Stock which vests on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. The performance metric is achievement of a three year (fiscal 2017-2019) cumulative EBIT target as set forth in the Stock Incentive Agreement. If the performance metric is not achieved, the award expires.
Includes 4,221.317 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 10,096.013 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,250.9 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved.
The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant.
Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires.
/s/ R. Read Hudson by Power of Attorney for Mary Oleksiuk
2016-11-30