0000100493-16-000245.txt : 20160815
0000100493-16-000245.hdr.sgml : 20160815
20160815171749
ACCESSION NUMBER: 0000100493-16-000245
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160504
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TYSON FOODS INC
CENTRAL INDEX KEY: 0000100493
STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015]
IRS NUMBER: 710225165
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0929
BUSINESS ADDRESS:
STREET 1: 2200 DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762-6999
BUSINESS PHONE: 479-290-4000
MAIL ADDRESS:
STREET 1: P O BOX 2020
STREET 2: P O BOX 2020
CITY: SPRINGDALE
STATE: AR
ZIP: 72765-2020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VAN BEBBER DAVID L
CENTRAL INDEX KEY: 0001050561
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14704
FILM NUMBER: 161833936
MAIL ADDRESS:
STREET 1: 2200 DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762
4
1
wf-form4_147129585704423.xml
FORM 4
X0306
4
2016-05-04
0
0000100493
TYSON FOODS INC
TSN
0001050561
VAN BEBBER DAVID L
2200 W DON TYSON PARKWAY
SPRINGDALE
AR
72762
0
1
0
0
EVP & General Counsel
Class A Common Stock
2016-05-04
4
J
0
2813
0
D
53.1044
I
Employee Stock Purchase Plan
Class A Common Stock
2016-05-04
4
J
0
2813
0
A
173184.2042
D
Class A Common Stock
2016-06-20
4
J
0
61.547
0
A
173245.7512
D
Class A Common Stock
2016-08-11
4
J
0
385.9698
0
A
439.0742
I
Employee Stock Purchase Plan
Class A Common Stock
2016-08-12
4
M
0
7500
4.90
A
180745.7512
D
Class A Common Stock
2016-08-12
4
M
0
7500
12.02
A
188245.7512
D
Class A Common Stock
2016-08-12
4
M
0
7500
16.19
A
195745.7512
D
Class A Common Stock
2016-08-12
4
M
0
7500
19.63
A
203245.7512
D
Class A Common Stock
2016-08-12
4
M
0
20000
19.36
A
223245.7512
D
Class A Common Stock
2016-08-12
4
M
0
20000
31.82
A
243245.7512
D
Class A Common Stock
2016-08-12
4
S
0
70000
75
D
173245.7512
D
Class A Common Stock
1150
I
By Son
Non-Qualified Stock Options (Right to Buy)
4.9
2016-08-12
4
M
0
7500
4.90
D
2010-11-14
2018-11-14
Class A Common Stock
7500.0
2500
D
Non-Qualified Stock Options (Right to Buy)
12.02
2016-08-12
4
M
0
7500
12.02
D
2010-11-30
2019-11-30
Class A Common Stock
7500.0
2500
D
Non-Qualified Stock Options (Right to Buy)
16.19
2016-08-12
4
M
0
7500
16.19
D
2011-11-29
2020-11-29
Class A Common Stock
7500.0
2500
D
Non-Qualified Stock Options (Right to Buy)
19.63
2016-08-12
4
M
0
7500
19.63
D
2012-11-28
2021-11-28
Class A Common Stock
7500.0
2500
D
Non-Qualified Stock Options (Right to Buy)
19.36
2016-08-12
4
M
0
20000
19.36
D
2013-11-26
2022-11-26
Class A Common Stock
20000.0
10000
D
Non-Qualified Stock Options (Right to Buy)
31.82
2016-08-12
4
M
0
20000
31.82
D
2014-11-22
2023-11-22
Class A Common Stock
20000.0
34833
D
The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct.
Includes 9,325.7619 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; Includes 6,964.8073 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 8,475.039 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
Includes 9,348.9379 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; Includes 6,982.1163 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 8,496.1010 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
/s/ David L. Van Bebber
2016-08-15