0000100493-16-000245.txt : 20160815 0000100493-16-000245.hdr.sgml : 20160815 20160815171749 ACCESSION NUMBER: 0000100493-16-000245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160504 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS INC CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN BEBBER DAVID L CENTRAL INDEX KEY: 0001050561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 161833936 MAIL ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762 4 1 wf-form4_147129585704423.xml FORM 4 X0306 4 2016-05-04 0 0000100493 TYSON FOODS INC TSN 0001050561 VAN BEBBER DAVID L 2200 W DON TYSON PARKWAY SPRINGDALE AR 72762 0 1 0 0 EVP & General Counsel Class A Common Stock 2016-05-04 4 J 0 2813 0 D 53.1044 I Employee Stock Purchase Plan Class A Common Stock 2016-05-04 4 J 0 2813 0 A 173184.2042 D Class A Common Stock 2016-06-20 4 J 0 61.547 0 A 173245.7512 D Class A Common Stock 2016-08-11 4 J 0 385.9698 0 A 439.0742 I Employee Stock Purchase Plan Class A Common Stock 2016-08-12 4 M 0 7500 4.90 A 180745.7512 D Class A Common Stock 2016-08-12 4 M 0 7500 12.02 A 188245.7512 D Class A Common Stock 2016-08-12 4 M 0 7500 16.19 A 195745.7512 D Class A Common Stock 2016-08-12 4 M 0 7500 19.63 A 203245.7512 D Class A Common Stock 2016-08-12 4 M 0 20000 19.36 A 223245.7512 D Class A Common Stock 2016-08-12 4 M 0 20000 31.82 A 243245.7512 D Class A Common Stock 2016-08-12 4 S 0 70000 75 D 173245.7512 D Class A Common Stock 1150 I By Son Non-Qualified Stock Options (Right to Buy) 4.9 2016-08-12 4 M 0 7500 4.90 D 2010-11-14 2018-11-14 Class A Common Stock 7500.0 2500 D Non-Qualified Stock Options (Right to Buy) 12.02 2016-08-12 4 M 0 7500 12.02 D 2010-11-30 2019-11-30 Class A Common Stock 7500.0 2500 D Non-Qualified Stock Options (Right to Buy) 16.19 2016-08-12 4 M 0 7500 16.19 D 2011-11-29 2020-11-29 Class A Common Stock 7500.0 2500 D Non-Qualified Stock Options (Right to Buy) 19.63 2016-08-12 4 M 0 7500 19.63 D 2012-11-28 2021-11-28 Class A Common Stock 7500.0 2500 D Non-Qualified Stock Options (Right to Buy) 19.36 2016-08-12 4 M 0 20000 19.36 D 2013-11-26 2022-11-26 Class A Common Stock 20000.0 10000 D Non-Qualified Stock Options (Right to Buy) 31.82 2016-08-12 4 M 0 20000 31.82 D 2014-11-22 2023-11-22 Class A Common Stock 20000.0 34833 D The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct. Includes 9,325.7619 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; Includes 6,964.8073 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 8,475.039 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Includes 9,348.9379 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; Includes 6,982.1163 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 8,496.1010 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. /s/ David L. Van Bebber 2016-08-15