-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IEh8b2+WPCHRjz7YqImfHqoQ8Yncj9jWTUCpuc2RD75Grn0dvIE/HyXnZEuo8Kkz 7ny71hTwVTYoMSMm1bfVaQ== 0000100493-04-000015.txt : 20040210 0000100493-04-000015.hdr.sgml : 20040210 20040210184426 ACCESSION NUMBER: 0000100493-04-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030927 FILED AS OF DATE: 20040210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS INC CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: 2210 W OAKLAWN DR CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 5012904000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOND RICHARD L CENTRAL INDEX KEY: 0001206526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 04583371 BUSINESS ADDRESS: STREET 1: P.O. BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: PO BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765 4 1 bon92.xml X0201 4 2003-09-27 0 0000100493 TYSON FOODS INC TSN 0001206526 BOND RICHARD L 2210 W. OAKLAWN SPRINGDALE AR 72762 1 1 0 0 Pres. & COO Class A Common Stock 2003-09-27 5 J 0 12902 0 A 1079066 D Class A Common Stock 2004-02-09 4 M 0 31070 9.7600 A 1110136 D Class A Common Stock 2004-02-09 4 S 0 31070 16.3000 D 1079066 D Class A Common Stock 2003-09-30 5 J 0 1 0 A 141 I By 401(k) Class A Common Stock 2003-12-31 5 J 0 3730 0 A 24479 I By ESPP Non-Qualified Stock Option (right to buy) 9.76 2004-02-09 4 M 0 31070 0 D 2007-03-01 Class A Common Stock 31070 0 D Non-Qualified Stock Option (right to buy) 9.75 2003-10-08 2011-10-08 Class A Common Stock 100000 100000 D Non-Qualified Stock Option (right to buy) 9.97 2006-10-01 Class A Common Stock 22857 22857 D Non-Qualified Stock Option (right to buy) 10.65 2005-12-22 Class A Common Stock 53694 53694 D Non-Qualified Stock Option (right to buy) 10.90 2011-07-20 Class A Common Stock 31002 31002 D Phantom Stock 0.00 Class A Common Stock 50000 50000 D Incentive Stock Option (right to buy) 9.76 2007-03-01 Class A Common Stock 4407 4407 D Non-Qualified Stock Option (right to buy) 11.63 2012-09-30 Class A Common Stock 60000 60000 D Incentive Stock Option (right to buy) 9.97 2006-10-01 Class A Common Stock 5715 5715 D Non-Qualified Stock Option (right to buy) 11.23 2005-07-29 2013-07-29 Class A Common Stock 280000 280000 D Non-Qualified Stock Option (right to buy) 13.33 2005-09-19 2013-09-19 Class A Common Stock 280000 280000 D Incentive Stock Option (right to buy) 10.65 2005-12-22 Class A Common Stock 3450 3450 D Performance Shares 0.00 Class A Common Stock 88392 88392 D Non-Qualified Stock Option (right to buy) 6.43 2010-02-18 Class A Common Stock 119050 119050 D Non-Qualified Stock Option (right to buy) 6.95 2008-08-31 Class A Common Stock 50001 50001 D Non-Qualified Stock Option (right to buy) 8.68 2007-12-24 Class A Common Stock 50001 50001 D Since the last report, the reporting person has received 475 shares of restricted stock pursuant to a dividend reinvestment feature for restricted stock grants under the Company's 2000 Stock Incentive Plan. These shares have been added to the number reported in Item 5 of Table I." Includes 2,853 shares purchased from 09-01-03 through 12-31-03 for the reporting person's account under the Tyson Foods, Inc Employee Stock Purchase Plan which transactions are exempt under Section 16b-3. All options granted prior to the closing of the tender offer for IBP vested on 7/23/01. For all other options, 40% of the options are exercisable two years after the grant date (the date listed above represents the date 40% become exercisable), and an additional 20% vest in each of the following three years. After 5 years 100% of the options are exercisable. Pursuant to the Agreement and Plan of Merger dated January 1, 2001 by and among Issuer, Lasso Acquisition Corporation ("Lasso"), a wholly owned subsidiary of Issuer, and IBP, inc. ("IBP"), all options granted by IBP and outstanding on September 28, 2001 (the date IBP merged with Lasso) converted into options to buy Issuer Class A common stock at a predetermined exchange rate. This stock option becomes exercisable in four (4) equal annual installments, commencing two (2) years after the date of grant 10-08-01. The Stock Option becomes exercisable in four equal annual installments, commencing two years after the date of grant, 9-30-02. The Stock Option vests at 40% on 7-29-05 and 20% each year thereafter for 3 years. This Stock Option vests at 40% on 9-19-05 and 20% each year thereafter for three (3) years. Because of a clerical error, this date was previously reported incorrectly. Each Performance Share that vests entitles holder to 1 share of Class A Common Stock. The award vests two business days following the Company's public announcement of its earnings for the 2006 fiscal year based upon a comparison of the market price of Tyson's Class A Common Stock to a peer group of publicly traded companies and the achievement by the Company of certain cash flow measures. This Phantom Stock will be settled in 5 equal annual installments, commencing on the second January 15 following termination of employment. /s/ Bond, Richard L. 2004-02-09 -----END PRIVACY-ENHANCED MESSAGE-----