-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FTwTSV7DNI9UBPm+EPTEkH8ORLBstAmsU9aLjzMOH1FWjNvbNG/DyVKNP1aQ/4HN gJQItLCkB2JRVd7gocgsNw== /in/edgar/work/20000825/0001004858-00-000058/0001004858-00-000058.txt : 20000922 0001004858-00-000058.hdr.sgml : 20000922 ACCESSION NUMBER: 0001004858-00-000058 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW CENTURY ENERGIES INC CENTRAL INDEX KEY: 0001004858 STANDARD INDUSTRIAL CLASSIFICATION: [4931 ] IRS NUMBER: 841334327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-09397 FILM NUMBER: 709910 BUSINESS ADDRESS: STREET 1: 1225 17TH ST CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3035717511 MAIL ADDRESS: STREET 1: 1225 17TH ST CITY: DENVER STATE: CO ZIP: 80202 35-CERT 1 0001.txt RULE 24 2ND QTR. 2000 FILING SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - -------------------------------------------------------------------------------- In the Matter of CERTIFICATE New Century Energies, Inc. OF File No. 70-9397 NOTIFICATION (Public Utility Holding Company Act of 1935) - -------------------------------------------------------------------------------- This Certificate of Notification is filed by New Century Energies, Inc. ("NCE"), a Delaware corporation, pursuant to Rule 24. Such filing is made pursuant to NCE's Form U-1 Application-Declaration, as amended (the "Application-Declaration"), and the orders of the Securities and Exchange Commission (the "Commission") dated April 7, 1999 (HCAR No. 27000) (the "Order") in the above-referenced file. The Order directed that NCE file with the Commission certificates pursuant to Rule 24 on a quarterly basis within 60 days from the end of the first three quarters and within 90 days from the end of the last calendar quarter. As such, this certificate reports transactions from April 1, 2000 through June 30, 2000 (the "Second Quarter"). a.) The sale of any Common Stock by NCE and the purchase price per share and the market price per share at the date of the agreement of sale. None. b.) The total number of shares of Common Stock issued or issuable under options granted during the quarter under NCE's dividend reinvestment plan and benefit plans. NCE issued 282,902 shares under its dividend reinvestment plan and 4,511 shares under its employee benefit plans. c.) If Common Stock has been transferred to a seller of securities of a company being acquired, the number of shares so issued, the value per share and whether the shares are restricted to acquirer. None. d.) The names of the guarantors and of the beneficiaries of any NCE or Subsidiary Guarantee issued during the quarter, and the amount, term and purpose of the guarantee. The following guarantees were issued during the Second Quarter of 2000: Guarantor Benefiting Amount Matures Purpose Subsidiary - -------------------------------------------------------------------------------- NCE e prime, inc. $2,000,000 Continuing Gas Trading NCE e prime, inc. $3,000,000 4/30/01 Gas Trading NCE e prime, inc. $75,000 4/01/01 Gas Trading NCE e prime, inc. $5,000,000 4/31/01 Gas Trading NCE e prime, inc. $1,000,000 5/01/01 Gas Trading NCE e prime, inc. $1,000,000 5/31/01 Gas Trading NCE e prime, inc. $4,000,000 Continuing Gas Trading NCE e prime, inc. $500,000 5/01/01 Gas Trading NCE e prime, inc. $500,000 5/10/01 Gas Trading NCE e prime, inc. $5,000,000 5/16/01 Gas Trading NCE e prime, inc. $1,000,000 5/01/01 Gas Trading NCE e prime, inc. $3,000,000 12/31/01 Gas Trading NCE e prime, inc. $500,000 5/31/01 Gas Trading NCE e prime, inc. $3,000,000 10/31/01 Gas Trading NCE e prime, inc. $500,000 12/31/01 Gas Trading NCE e prime, inc. $1,000,000 6/21/01 Gas Trading NCE e prime, inc. $4,000,000 6/23/01 Gas Trading e.) The amount and terms of any Short Term Debt issued by NCE and the Utility Subsidiaries during the Quarter. NCE borrows and repays short-term debt on an on-going basis. As of 6/30/00, NCE had $184,600,000 in short-term debt outstanding at a cost of 6.93%. This debt matures on 8/25/00. f.) The amount and terms of any financings consummated by any Utility Subsidiaries that are not exempt under Rule 52. On an on-going basis Cheyenne Light Fuel and Power Company (Cheyenne) borrows and repays short-term debt to NCE. As of June 30, 2000, Cheyenne had $16,650,000 in short-term debt outstanding at a cost of 6.88%. g.) The amount and terms of any financings consummated by any Non-utility Subsidiary during the quarter that are not exempt under Rule 52. 1.) Certain inter-company notes are issued and repaid on an on-going basis. As of June 30, 2000 the following such inter-company notes were outstanding: Amount Interest Lender Borrower Outstanding Maturity Rate NC Enterprises, Cadence $725,000 Open 6.88% Inc. NCE NC Enterprises, Inc. $1,685,000 Open 6.88% Communications, Inc. NC Enterprises, NC International, Inc. $17,725,000 Open 6.88% Inc. Utility NC Enterprises, Inc. $7,890,000 Open 6.88% Engineering Corporation New Century New Century Services, $71,975,000 Open 6.88% Energies, Inc. Inc. NC Enterprises, Planergy, Inc. $6,531,350 Open 6.88% Inc. Texas Ohio e' prime, inc. $250,000 Open 6.88% Pipeline, Inc. P.S.R. Public Service Company $6,550,000 Open 6.82% Investments, Inc. of Colorado 1480 Welton, Inc. Public Service Company $1,675,000 Open 6.82% of Colorado NC Enterprises, e' prime, inc. $4,800,000 Open 6.88% Inc. Utility Quixx $13,060,000 Open 6.88% Engineering Corporation New Century NC Enterprises, Inc. $55,825,000 Open 6.88% Energies, Inc. NC Enterprises, NC Wyco, Inc. $380,000 Open 6.88% Inc. h.) A list of U-6B-2 forms filed with the Commission during the quarter, including the name of the filing entity and the date of filing. None Filed i.) Consolidated balance sheets as of the end of the quarter and separate balance sheets as of the end of the quarter for each company, including NCE, that has engaged in jurisdictional financing transactions during the quarter. The consolidated balance sheet of NCE as of June 30, 2000 is incorporated by reference. Such balance sheet was filed with NCE's Form 10-Q for June 30, 2000 (file number 1-12927). The following balance sheets as of June 30, 2000 are attached as: Exhibit 1 Cheyenne Light Fuel and Power Company Exhibit 2 New Century Services, Inc. Exhibit 3 New Century Enterprises, Inc. and Subsidiaries Exhibit 4 New Century Enterprises, Inc. - Stand Alone filed under confidential treatment pursuant to Rule 104(b). Exhibit 5 Balance Sheet of e' prime, inc. and subsidiaries filed under confidential treatment pursuant to Rule 104(b).Exhibit 6 Exhibit 6 Balance Sheet of e prime, inc. - Stand Alone filed under confidential treatment pursuant to Rule 104(b). Exhibit 7 Balance Sheet of Planergy, Inc. filed under confidential treatment pursuant to Rule 104 (b). Exhibit 8 Balance Sheet of Utility Engineering Corporation and subsidiaries filed under confidential treatment pursuant to Rule 104 (b). Exhibit 9 Balance Sheet of Utility Engineering Corporation - Stand Alone filed under confidential treatment pursuant to Rule 104 (b). Exhibit 10 Balance Sheet of NCE Communications filed under confidential treatment pursuant to Rule 104 (b). Exhibit 11 Balance Sheet of Cadence filed under confidential treatment pursuant to Rule 104 (b). Exhibit 12 Balance Sheet of Natural Station Equipment LLC filed under confidential treatment pursuant to Rule 104 (b). Exhibit 13 Balance Sheet of New Century International, Inc. filed under confidential treatment pursuant to Rule 104 (b). Exhibit 14 Balance Sheet of Texas Ohio Pipeline, Inc. filed under confidential treatment pursuant to Rule 104 (b). Exhibit 15 Balance P.S.R. Investments, Inc. filed under confidential treatment pursuant to Rule 104 (b). Exhibit 16 Balance Sheet of 1480 Welton, Inc., Inc. filed under confidential treatment pursuant to Rule 104 (b). New Century Energies, Inc. Dated: August 25, 2000 By: __________________ /s/ Nancy E. Felker Nancy E. Felker Assistant Treasurer CHEYENNE LIGHT FUEL AND POWER COMPANY UNAUDITED BALANCE SHEET (Thousands of Dollars) June 30, 2000 ASSETS Property, plant and equipment, at cost: 112,346 Accumulated depreciation (36,051) ---------- Total property, plant and equipment 76,295 ---------- Investments, at cost: 1 ---------- Current assets: Cash and temporary cash investments 324 Accounts receivable 3,831 Accrued unbilled revenues 847 Recoverable purchased gas and electric energy costs - 1,609 Materials and supplies, at average cost 738 Gas in underground storage, at cost (LIFO) 650 ---------- Total current assets 7,999 ---------- Deferred charges: Regulatory assets 185 Unamortized debt expense 574 Other 1,357 ---------- Total deferred charges 2,116 ---------- Total assets 86,411 ========== CAPITAL AND LIABILITIES Common stock 3,044 Retained earnings 21,178 ---------- Total common equity 24,222 Long-term debt 29,000 ---------- Total capital 53,222 ---------- Noncurrent liabilities 863 ---------- Current liabilities: Notes payable and commercial paper 16,650 Accounts payable 3,996 Accounts payable to associated companies 748 Customers' deposits 289 Accrued taxes 765 Accrued interest 390 Other 976 ---------- Total current liabilities 23,814 ---------- Deferred credits: Customers' advances for construction 1,015 Unamortized investment tax credits 1,135 Accumulated deferred income taxes 6,234 Other 128 ---------- Total deferred credits 8,512 ---------- Total capital & liabilities 86,411 ========== NEW CENTURY SERVICES UNAUDITED BALANCE SHEET (Thousands of Dollars) June 30, 2000 ASSETS Property, plant and equipment, at cost 1,013 ----------- Current assets: Cash and temporary cash investments 753 Accounts receivable from associated companies 58,097 Current portion of accumulated deferred income taxes 304 Prepaid expenses and other 58,058 ----------- Total current assets 117,212 ----------- Total assets 118,225 =========== CAPITAL AND LIABILITIES Common stock 1 Retained earnings (deficit) - ----------- Total capital 1 ----------- Noncurrent liabilities 1,129 ----------- Current liabilities: Notes payable to associated companies 71,975 Accounts payable 18,021 Accrued taxes 810 Other 15,237 ----------- Total current liabilities 106,043 ----------- Deferred credits: Accumulated deferred income taxes 4,494 Other 6,558 ----------- Total deferred credits 11,052 ----------- Total capital & liabilities 118,225 =========== NC ENTERPRISES, INC. AND SUBSIDIARIES UNAUDITED CONSOLIDATED BALANCE SHEET (Thousands of Dollars) June 30, 2000 ASSETS Property, plant and equipment, at cost 49,848 Accumulated depreciation (10,024) ----------- Total property, plant and equipment 39,824 ----------- Investments, at cost: Investments in unconsolidated subsidiaries 402,794 Other 111,886 ----------- Total investments 514,680 ----------- Current assets: Cash and temporary cash investments 9,580 Accounts receivable 155,502 Accounts receivable from associated companies 15,147 Taxes receivable 4,898 Materials and supplies 2,368 Prepaid expenses and other 4,998 ----------- Total current assets 192,493 ----------- Deferred charges 71,405 ----------- Total assets 818,402 =========== CAPITAL AND LIABILITIES Common stock 177,607 Retained earnings 80,757 Accumulated other comprehensive income (24,879) ----------- Total common equity 233,485 Long-term debt 17,501 Notes payable to associated companies 367,481 ----------- Total capital 618,467 ----------- Noncurrent liabilities 351 ----------- Current liabilities: Long-term debt due within one year 4,646 Accounts payable 137,094 Accounts payable to associated companies 8,118 Other 15,694 ----------- Total current liabilities 165,552 ----------- Deferred credits: Accumulated deferred income taxes 22,930 Other 11,102 ----------- Total deferred credits 34,032 ----------- Total capital & liabilities 818,402 =========== -----END PRIVACY-ENHANCED MESSAGE-----