|
|
|
(State or other jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
||
|
|
|
Item 5.07. |
Submission of Matters to a Vote of Security Holders.
|
1.
|
The following individuals were elected as directors to serve until the 2024 Annual Meeting of Stockholders:
|
Votes For
|
Votes Withheld
|
Broker Non-votes
|
|||
Kenneth S. Grossman
|
5,165,761
|
410,346
|
2,833,185
|
||
Joshua S. Horowitz
|
5.395,603
|
180,504
|
2,833,185
|
||
Alexander C. Kinzler
|
5,388,071
|
188,036
|
2,833,185
|
||
Laurance E. Narbut
|
5,395,724
|
180,383
|
2,833,185
|
||
Douglas N. Woodrum
|
4,161,965
|
1,414,142
|
2,833,185
|
2.
|
Stockholders approved, on an advisory basis, the compensation of our named executive officers described in the Proxy Statement dated March
6, 2023 relating to our 2023 Annual Meeting of Stockholders. The results of the vote were as follows:
|
Votes For
|
Votes Against
|
Votes Abstaining
|
Broker Non-votes
|
|||
5,331,037
|
216,884
|
28,186
|
2,833,185
|
3.
|
Stockholders favored, on an advisory basis, a frequency of every three years for a stockholder vote on the compensation of our named
executive officers. As a result, the Board of Directors has determined that we will hold say-on-pay votes every three years until the next required advisory vote on the frequency of say-on-pay votes. The results of the vote were as follows:
|
One Year
|
Two Years
|
Three Years
|
Votes Abstaining
|
Broker Non-votes
|
||||
1,490,175
|
19,274
|
4,029,999
|
36,659
|
2,833,185
|
4.
|
Stockholders ratified the appointment of Weaver and Tidwell LLP as our independent registered public accounting firm for our fiscal year
ending September 30, 2023. The results of the vote were as follows:
|
Votes For
|
Votes Against
|
Votes Abstaining
|
Broker Non-votes
|
|||
8,284,573
|
118,524
|
6,195
|
—
|
Item 9.01 |
Financial Statements and Exhibits.
|
(d) |
Exhibits
|
Exhibit No.
|
Description
|
104
|
Cover Page Interactive Data File (embedded within the Inline XBRL document)
|
Dated: April 18, 2023
|
|||
BARNWELL INDUSTRIES, INC.
|
|||
By:
|
/s/ Russell M. Gifford
|
||
Name:
|
Russell M. Gifford
|
||
Title:
|
Executive Vice President and Chief Financial Officer
|
Exhibit No.
|
Description
|
104
|
Cover Page Interactive Data File (embedded within the Inline XBRL document)
|