-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, St5LrPmjuNzzxv0UYh9Dyie6cS7IEKKYoujIuewrYTs0gvxY5O5kDSDAVXufTpQI i/T8SgJVjiee2cSUC6T7Tg== 0001004744-99-000010.txt : 19990507 0001004744-99-000010.hdr.sgml : 19990507 ACCESSION NUMBER: 0001004744-99-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZESIGER CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001004744 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05536 FILM NUMBER: 99612051 BUSINESS ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Zesiger Capital Group LLC Address: 320 Park Avenue, 30th Floor New York, New York 10022 Form 13F File Number: 28-5536 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained therein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barrie R. Zesiger Title: Principal - Administration Phone: 212-508-6300 Signature, Place, and Date of Signing: /s/ Barrie R. Zesiger New York, NY May 6, 1999 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 54 Form 13F Information Table Value Total: $539,859(thousands) List of Other Included Managers: NONE ........................... NAME OF ISSUER ............. TITLE CUSIP VALUE SHARES/ SH/ Put/ INVTMT OTHER VOTING AUTHORITY ('000) Prn Amt PRN Call DSCRTN MGRS SOLE SHARED NONE ABGENIX INC ................ Common 00339B107 17,247 1,140,300 SH SOLE N/A 1,011,300 N/A 129,000 AFFYMETRIX INC ............. Common 00826T108 8,153 234,200 SH SOLE N/A 147,100 N/A 87,100 ALEXION PHARMACEUTICALS INC Common 015351109 7,413 878,500 SH SOLE N/A 857,500 N/A 21,000 ALZA CORP .................. Common 022615108 36,039 942,200 SH SOLE N/A 328,600 N/A 613,600 AMERICAN SUPERCONDUCTOR CORP Common 030111108 1,992 218,300 SH SOLE N/A 6,000 N/A 212,300 ARADIGM CORP ............... Common 038505103 8,971 983,100 SH SOLE N/A 884,500 N/A 98,600 ASYMETRIX LEARNING SYSTEMS . Common 045927100 1,576 336,152 SH SOLE N/A 149,521 N/A 186,631 AXYS PHARMACEUTICALS INC ... Common 054635107 7,956 1,899,600 SH SOLE N/A 1,530,000 N/A 369,600 BANCA QUADRUM S.A.-SPON ADR ADR 05944R108 1,342 580,200 SH SOLE N/A 200,000 N/A 380,200 CENTURY ALUMINUM COMPANY ... Common 156431108 5,096 896,000 SH SOLE N/A 889,000 N/A 7,000 CHECKFREE HOLDINGS CORP .... Common 162816102 21,754 511,100 SH SOLE N/A 366,500 N/A 144,600 CITIGROUP INC .............. Common 172967101 26,173 409,760 SH SOLE N/A 286,050 N/A 123,710 COLLAGENEX PHARMACEUTICALS . Common 19419B100 7,922 960,300 SH SOLE N/A 827,000 N/A 133,300 COLUMBIA HCA HEALTHCARE CORP Common 197677107 22,309 1,178,000 SH SOLE N/A 939,300 N/A 238,700 COUNSEL CORP ............... Common 22226R102 1,514 228,500 SH SOLE N/A 86,000 N/A 142,500 CV THERAPEUTICS ............ Common 126667104 3,025 620,500 SH SOLE N/A 585,000 N/A 35,500 ENERGY BIOSYSTEMS CORP ..... Common 29265L706 1,172 390,671 SH SOLE N/A 302,878 N/A 87,793 ENRON CORP ................. Common 293561106 6,958 108,300 SH SOLE N/A 91,300 N/A 17,000 GENERAL ELECTRIC CO ........ Common 369604103 221 2,000 SH SOLE N/A -- N/A 2,000 GOLDEN STATE BANCORP ....... Warrant 381197136 1,904 393,000 SH SOLE N/A 355,000 N/A 38,000 HELLENIC TELECOMMUN ADR ... ADR 423325307 6,849 586,000 SH SOLE N/A 558,500 N/A 27,500 HESKA CORP ................. Common 42805E108 4,986 1,534,000 SH SOLE N/A 1,117,000 N/A 417,000 INFORMIX CORP .............. Common 456779107 14,509 1,967,300 SH SOLE N/A 1,605,000 N/A 362,300 INTERGRAPH CORP ............ Common 458683109 10,952 1,622,500 SH SOLE N/A 1,193,500 N/A 429,000 K N ENERGY INC ............. Common 482620101 8,595 431,100 SH SOLE N/A 353,700 N/A 77,400 LANDEC CORP ................ Common 514766104 5,064 1,350,300 SH SOLE N/A 770,000 N/A 580,300 MCI WORLDCOM INC ........... Common 55268B106 27,542 310,988 SH SOLE N/A 277,000 N/A 33,988 METALS USA INC ............. Common 591324108 14,498 1,656,900 SH SOLE N/A 1,262,000 N/A 394,900 NEOPATH INC ................ Common 640517108 9,209 2,302,300 SH SOLE N/A 1,770,000 N/A 532,300 NESTLE SA .................. ADR 641069406 1,487 16,520 SH SOLE N/A 9,450 N/A 7,070 NEXTEL COMMUNICATIONS CORP . Common 65332V103 35,704 974,860 SH SOLE N/A 732,601 N/A 242,259 NORTHEAST UTILITIES ........ Common 664397106 22,441 1,617,400 SH SOLE N/A 1,193,000 N/A 424,400 PARADIGM GEOPHYSICAL LTD ... Common 69900J104 4,930 985,940 SH SOLE N/A 679,940 N/A 306,000 PHYCOR INC ................. Common 71940F100 5,325 1,121,000 SH SOLE N/A 1,110,000 N/A 11,000 POLAROID CORP .............. Common 731095105 14,527 719,600 SH SOLE N/A 573,500 N/A 146,100 PREMIERE TECHNOLOGIES INC .. Common 74058F102 17,610 1,548,125 SH SOLE N/A 1,208,068 N/A 340,057 PT PASIFIK SATELIT NUSANTARA ADR 69365Q106 6,590 1,054,400 SH SOLE N/A 579,500 N/A 474,900 QUIDEL CORP ................ Common 74838J101 340 170,000 SH SOLE N/A 170,000 N/A 0 RATIONAL SOFTWARE CORP ..... Common 75409P202 13,441 501,300 SH SOLE N/A 420,600 N/A 80,700 ROCHESTER MEDICAL CORP ..... Common 771497104 5,260 539,500 SH SOLE N/A 283,500 N/A 256,000 SERVICE CORP INTERNATIONAL . Common 817565104 2,366 166,000 SH SOLE N/A 59,500 N/A 106,500 SHARED TECHNOLOGIES CELLULAR Common 819487109 14,997 1,790,742 SH SOLE N/A 1,687,742 N/A 103,000 SONY CORP .................. ADR 835699307 6,189 67,775 SH SOLE N/A 32,300 N/A 35,475 SPACEHAB INC ............... Common 846243103 7,696 1,183,960 SH SOLE N/A 861,238 N/A 322,722 SUIZA FOODS CORP ........... Common 865077101 17,366 515,500 SH SOLE N/A 408,400 N/A 107,100 SYLVAN LEARNING SYSTEMS INC Common 871399101 6,408 234,100 SH SOLE N/A 179,300 N/A 54,800 TAB PRODUCTS ............... Common 873197107 231 48,600 SH SOLE N/A 48,600 N/A 0 TELEBRAS HOLDRS ADR ........ ADR 879287308 12,336 153,010 SH SOLE N/A 123,400 N/A 29,610 TELEKOMUNIK INDONESIA-SP ADR ADR 715684106 18,748 2,940,900 SH SOLE N/A 2,291,000 N/A 649,900 TV FILME INC ............... Common 873071104 27 219,000 SH SOLE N/A 10,000 N/A 209,000 UNIPHASE CORP .............. Common 909149106 17,418 151,300 SH SOLE N/A 116,200 N/A 35,100 VIDAMED INC ................ Common 926530106 7,703 2,567,750 SH SOLE N/A 2,388,250 N/A 179,500 WORLDCORP INC SUB DEB CV ... SubDebCv 981904AB1 5,605 622,785 SH SOLE N/A 622,785 N/A 0 ZEMEX CORP ................. Common 988910105 4,170 766,913 SH SOLE N/A 494,531 N/A 272,382
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