-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WvwG8sXpK+WMnOaAtf+AC3ofCZbn/G2Il2OOxldA3qzRMiAtRaWjZf90cNybETr3 NCtEOUjwjwrqTuJ/DDuomw== 0001004744-10-000016.txt : 20101112 0001004744-10-000016.hdr.sgml : 20101111 20101112155412 ACCESSION NUMBER: 0001004744-10-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZESIGER CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001004744 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05536 FILM NUMBER: 101186349 BUSINESS ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 live-13f3q10.txt SCHEDULE 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: November 12, 2010 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Zesiger Capital Group LLC Address: 320 Park Avenue, 30th Floor New York, New York 10022 Form 13F File Number: 28-5536 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained therein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barrie R. Zesiger Title: Managing Director Phone: 212-508-6390 Signature, Place, and Date of Signing: /s/ Barrie R. Zesiger New York, NY November 12, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers : 0 Form 13F Information Table Entry Total: 26 Form 13F Information Table Total Value: $ 292,944 (thousands) List of Other Included Managers: NONE Name of Issuer Title CUSIP Value Shares Sh/PutInvstmOthe Voting Authority of Class (x$1000) Prn Amnt PrnCalDscretMngr Sole Share None Alexza Pharmaceuticals Inc Common 015384100 $ 7,595 2,395,987 SH SOLE N/A 1,747,000 N/A 648,987 Babcock & Wilcox Company Common 05615F102 $10,939 514,074 SH SOLE N/A 421,400 N/A 92,674 China Education Alliance Inc Common 16938Y207 $11,446 2,771,369 SH SOLE N/A 2,111,000 N/A 660,369 Compass Diversified Holdings Common 20451Q104 $12,298 761,000 SH SOLE N/A 755,500 N/A 5,500 Compugen Ltd Common M25722105 $ 236 50,000 SH SOLE N/A - N/A 50,000 Durect Corporation Common 266605104 $16,504 6,497,770 SH SOLE N/A 5,032,000 N/A 1,465,770 FBR Capital Markets Corp Common 30247C301 $ 6,229 1,983,600 SH SOLE N/A 1,920,000 N/A 63,600 General Cable Corp Common 369300108 $ 9,111 335,950 SH SOLE N/A 272,550 N/A 63,400 General Electric Co Common 369604103 $ 327 20,120 SH SOLE N/A - N/A 20,120 Gerber Scientific Inc Common 373730100 $11,512 1,865,875 SH SOLE N/A 1,461,000 N/A 404,875 Global Power Equipment Group Common 37941P306 $28,591 1,874,822 SH SOLE N/A 1,554,180 N/A 320,642 Heska Corp Common 42805E207 $ 3,435 7,633,423 SH SOLE N/A 5,439,700 N/A 2,193,723 Horsehead Holding Corp Common 440694305 $17,404 1,763,350 SH SOLE N/A 1,441,000 N/A 322,350 ICICI Bank Ltd ADR 45104G104 $31,985 641,625 SH SOLE N/A 530,175 N/A 111,450 Inovio Biomedical Corp Common 45773H102 $ 628 502,200 SH SOLE N/A 415,800 N/A 86,400 Libbey Inc Common 529898108 $23,212 1,762,480 SH SOLE N/A 1,354,000 N/A 408,480 Matrix Service Co Common 576853105 $16,690 1,905,300 SH SOLE N/A 1,554,000 N/A 351,300 McDermott Intl Inc Common 580037109 $15,186 1,027,475 SH SOLE N/A 842,800 N/A 184,675 Microsoft Corp Common 594918104 $ 294 12,000 SH SOLE N/A - N/A 12,000 MYR Group Inc Common 55405W104 $ 9,498 579,500 SH SOLE N/A 504,800 N/A 74,700 Owens Illinois Inc Common 690768403 $21,385 762,110 SH SOLE N/A 630,200 N/A 131,910 Penford Corp Common 707051108 $ 3,097 671,870 SH SOLE N/A 608,533 N/A 63,337 Providence Service Corp Common 743815102 $15,767 961,965 SH SOLE N/A 799,200 N/A 162,765 Stealthgas Inc Common Y81669106 $ 8,335 1,916,200 SH SOLE N/A 1,539,000 N/A 377,200 Uranium Resources Inc Common 916901507 $10,972 8,777,273 SH SOLE N/A 5,912,600 N/A 2,864,673 Wal-Mart Stores Inc Common 931142103 $ 268 5,000 SH SOLE N/A - N/A 5,000
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