-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HkHSf7oapY0qnWjRCS3Vsui+3pVlnJojkEm+2DPj8/NoCtLMdQsC9r7K/q/ruJFY 4WB56ma8cfz+NKWvtvQkhg== 0001004744-07-000018.txt : 20071114 0001004744-07-000018.hdr.sgml : 20071114 20071114160956 ACCESSION NUMBER: 0001004744-07-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZESIGER CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001004744 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05536 FILM NUMBER: 071244896 BUSINESS ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 live-13f3q07.txt SCHEDULE 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Zesiger Capital Group LLC Address: 320 Park Avenue, 30th Floor New York, New York 10022 Form 13F File Number: 28-5536 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained therein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barrie R. Zesiger Title: Managing Director Phone: 212-508-6390 Signature, Place, and Date of Signing: /s/ Barrie R. Zesiger New York, NY November 14, 2007 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers : 0 Form 13F Information Table Entry Total: 42 Form 13F Information Table Total Value: $ 528,372 (thousands) List of Other Included Managers: NONE Name of Issuer Title CUSIP Value Shares Sh/PutInvstmOthe Voting Authority of Class (x$1000) Prn Amnt PrnCalDscretMngr Sole Share None Alexza Pharmaceuticals Inc Common 015384100 $15,690 1,811,811 SH SOLE N/A 1,370,667 N/A 441,144 American International Group Common 026874107 $18,983 280,600 SH SOLE N/A 217,100 N/A 63,500 Amtech Systems Inc Common 032332504 $ 968 75,500 SH SOLE N/A 12,600 N/A 62,900 Biopure Corp Common 09065H303 $ 13 25,283 SH SOLE N/A 20,375 N/A 4,908 Cia Saneamento Basico ADR 20441A102 $12,370 250,400 SH SOLE N/A 120,000 N/A 130,400 Collagenex Pharmaceuticals Common 19419B100 $11,797 1,313,650 SH SOLE N/A 1,039,800 N/A 273,850 Compugen Ltd Common M25722105 $ 2,070 831,200 SH SOLE N/A 215,900 N/A 615,300 Cooper Tire & Rubber Common 216831107 $23,034 944,000 SH SOLE N/A 721,200 N/A 222,800 Durect Corporation Common 266605104 $35,792 6,531,400 SH SOLE N/A 4,876,100 N/A 1,655,300 Exact Sciences Corp Common 30063P105 $ 205 60,425 SH SOLE N/A 53,025 N/A 7,400 General Cable Corp Common 369300108 $18,928 282,000 SH SOLE N/A 227,100 N/A 54,900 General Electric Co Common 369604103 $20,036 483,970 SH SOLE N/A 373,100 N/A 110,870 Gerber Scientific Inc Common 373730100 $18,926 1,744,300 SH SOLE N/A 1,321,000 N/A 423,300 Helix Energy Solutions Grp Common 42330P107 $21,474 505,750 SH SOLE N/A 385,400 N/A 120,350 Heska Corp Common 42805E108 $16,850 7,800,700 SH SOLE N/A 5,119,700 N/A 2,681,000 Home Depot Inc Common 437076102 $ 5,158 159,000 SH SOLE N/A 150,000 N/A 9,000 Horsehead Hlds Common 440694305 $ 2,242 125,000 SH SOLE N/A 76,400 N/A 48,600 Inovio Biomedical Corp Common 45773H102 $ 1,624 1,203,250 SH SOLE N/A 1,032,550 N/A 170,700 James River Coal Co Common 470355207 $ 2,635 425,000 SH SOLE N/A 400,000 N/A 25,000 Jmg Exploration Inc Common 46621A117 $ - 31,000 SH SOLE N/A 6,000 N/A 25,000 Journal Register Co Common 481138105 $ 4,662 1,942,300 SH SOLE N/A 1,151,700 N/A 790,600 LCC International-Class A Common 501810105 $ 8,536 2,453,000 SH SOLE N/A 1,889,000 N/A 564,000 Libbey Inc Common 529898108 $34,704 1,980,850 SH SOLE N/A 1,293,000 N/A 687,850 Masco Corp Common 574599106 $ 9,475 408,950 SH SOLE N/A 315,400 N/A 93,550 Matrix Service Co Common 576853105 $13,467 642,800 SH SOLE N/A 550,500 N/A 92,300 Monogram Biosciences Inc Common 60975U108 $ 1,660 1,161,108 SH SOLE N/A 903,400 N/A 257,708 Navios Maritime Holdings Inc Common Y62196103 $12,488 950,400 SH SOLE N/A 808,000 N/A 142,400 North American Scientific Common 65715D100 $ 24 53,407 SH SOLE N/A 42,083 N/A 11,324 Petroleo Brasileiro ADR 71654V101 $28,565 441,500 SH SOLE N/A 368,100 N/A 73,400 Pfizer Inc Common 717081103 $ 7,114 291,200 SH SOLE N/A 247,200 N/A 44,000 Prb Energy Inc Common 693535106 $ 905 696,485 SH SOLE N/A 426,286 N/A 270,199 Providence Service Corp Common 743815102 $18,231 620,950 SH SOLE N/A 469,800 N/A 151,150 Quixote Corp Common 749056107 $ 6,070 306,556 SH SOLE N/A 293,756 N/A 12,800 Safeguard Scientifics Inc Common 786449108 $10,649 4,650,000 SH SOLE N/A 4,144,000 N/A 506,000 Stealthgas Inc Common Y81669106 $22,153 1,285,700 SH SOLE N/A 1,034,000 N/A 251,700 Telekomunik Indonesia ADR 715684106 $26,163 535,900 SH SOLE N/A 421,200 N/A 114,700 Tier Technologies Inc-Clb Common 88650Q100 $ 4,336 425,100 SH SOLE N/A 425,000 N/A 100 Unum Group Common 91529Y106 $ 8,917 364,400 SH SOLE N/A 304,000 N/A 60,400 Uranium Resources Inc Common 916901507 $66,723 7,105,720 SH SOLE N/A 4,539,000 N/A 2,566,720 Wal-Mart Stores Inc Common 931142103 $ 218 5,000 SH SOLE N/A - N/A 5,000 Willsbros Group Inc Common 969199108 $14,242 418,875 SH SOLE N/A 336,900 N/A 81,975 World Heart Corp Common 980905301 $ 276 108,351 SH SOLE N/A 108,251 N/A 100
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