-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JotqnyVsnY+P6La5Fqcy+Uvi7xQoN1KCeT3Qnrvd6tQnmKQZFA2r3gz7EuJHQ+We VDbK0zelrZAL6VPj7fTTnQ== 0001004744-02-000035.txt : 20020515 0001004744-02-000035.hdr.sgml : 20020515 20020515135812 ACCESSION NUMBER: 0001004744-02-000035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZESIGER CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001004744 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05536 FILM NUMBER: 02650585 BUSINESS ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 live-13f1q02.txt SCHEDULE 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Zesiger Capital Group LLC Address: 320 Park Avenue, 30th Floor New York, New York 10022 Form 13F File Number: 28-5536 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained therein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barrie R. Zesiger Title: Managing Director Phone: 212-508-6390 Signature, Place, and Date of Signing: /s/ Barrie R. Zesiger New York, NY May 15, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers : 0 Form 13F Information Table Entry Total: 60 Form 13F Information Table Total Value: $ 399,230 (thousands) List of Other Included Managers: NONE Name of Issuer Title CUSIP Value Shares Sh/PutInvstmOthe Voting Authority of Class (x$1000) Prn Amnt PrnCalDscretMngr Sole Share None Abgenix Inc Common 00339B107 $ 8,540 452,100 SH SOLE N/A 277,500 N/A 174,600 Adolor Corporation Common 00724X102 $ 8,206 736,000 SH SOLE N/A 501,500 N/A 234,500 Amazon.Com Inc Common 023135106 $12,564 878,600 SH SOLE N/A 546,700 N/A 331,900 Aol Time Warner Common 00184A105 $ 9,416 398,150 SH SOLE N/A 247,700 N/A 150,450 Ascential Software Corp Common 04362P108 $ 1,481 384,700 SH SOLE N/A 246,500 N/A 138,200 Auspex Systems Inc Common 052116100 $ 2,009 1,607,500 SH SOLE N/A 1,252,500 N/A 355,000 Biopure Corp Common 09065H105 $ 424 40,000 SH SOLE N/A 33,000 N/A 7,000 Capstone Turbine Corp Common 14067D102 $ 1,152 353,440 SH SOLE N/A 315,440 N/A 38,000 Careside Inc Common 141728105 $ 467 1,556,180 SH SOLE N/A 1,093,860 N/A 462,320 Citigroup Inc Common 172967101 $10,111 204,177 SH SOLE N/A 131,432 N/A 72,745 Dean Foods Co Common 242370104 $11,041 145,820 SH SOLE N/A 93,020 N/A 52,800 Durect Corporation Common 266605104 $28,935 3,714,329 SH SOLE N/A 2,445,000 N/A 1,269,329 Easylink Services Corp Common 27784T200 $ 4,147 1,536,060 SH SOLE N/A 867,345 N/A 668,715 Edison Schools Inc Common 281033100 $ 9,951 715,913 SH SOLE N/A 460,971 N/A 254,942 Emcore Corp Common 290846104 $ 1,318 137,200 SH SOLE N/A 100,500 N/A 36,700 Enchira Biotechnology Common 29251Q107 $ 311 1,072,306 SH SOLE N/A 730,425 N/A 341,881 Exact Sciences Corp Common 30063P105 $ 5,166 530,900 SH SOLE N/A 392,375 N/A 138,525 Freeport-Mcmoran Copper-B Common 35671D857 $ 9,198 522,000 SH SOLE N/A 384,000 N/A 138,000 Gainsco Inc Common 363127101 $ 325 1,202,000 SH SOLE N/A 862,000 N/A 340,000 Heska Corp Common 42805E108 $ 6,508 6,025,560 SH SOLE N/A 3,799,960 N/A 2,225,600 Intergraph Corp Common 458683109 $19,242 1,092,700 SH SOLE N/A 677,000 N/A 415,700 Ion Networks Inc Common 46205P100 $ 929 1,132,500 SH SOLE N/A 1,132,500 N/A 0 Iron Mountain Inc Common 462846106 $ 9,423 297,070 SH SOLE N/A 206,300 N/A 90,770 Kinder Morgan Energy Prtnrs Common 494550106 $ 2,927 88,700 SH SOLE N/A - N/A 88,700 Kt Corp Sp Adr ADR 50063P103 $12,128 505,750 SH SOLE N/A 321,800 N/A 183,950 Landec Corp. Common 514766104 $ 1,148 310,200 SH SOLE N/A 204,100 N/A 106,100 Logicvision Inc Common 54140W107 $ 4,189 489,345 SH SOLE N/A 406,656 N/A 82,689 Massey Energy Common 576206106 $ 4,183 247,500 SH SOLE N/A 166,600 N/A 80,900 Netiq Corp Common 64115P102 $ 8,022 367,800 SH SOLE N/A 241,600 N/A 126,200 Nextel Communications Corp Common 65332V103 $ 9,093 1,690,100 SH SOLE N/A 1,145,000 N/A 545,100 Nippon Tel & Tel - Sponsored ADR 654624105 $11,637 601,400 SH SOLE N/A 386,000 N/A 215,400 Panamerican Beverages Inc Foreign P74823108 $10,166 559,800 SH SOLE N/A 352,500 N/A 207,300 Paradigm Geophysical Ltd Common 69900J104 $ 610 155,500 SH SOLE N/A 155,500 N/A 0 Photoworks Inc Common 71940B109 $ 3,333 3,333,000 SH SOLE N/A 1,725,000 N/A 1,608,000 Posco - Spon Adr ADR 730450103 $12,230 467,700 SH SOLE N/A 327,100 N/A 140,600 Praecis Pharmaceuticals Inc Common 739421105 $12,927 2,486,000 SH SOLE N/A 1,432,500 N/A 1,053,500 Probex Corp & Fluid Common 742670201 $ 8,643 10,288,739 SH SOLE N/A 6,453,531 N/A 3,835,208 Quixote Corp Common 749056107 $10,614 569,100 SH SOLE N/A 340,000 N/A 229,100 Sagent Technology Inc Common 786693101 $ 3,799 3,798,800 SH SOLE N/A 2,569,800 N/A 1,229,000 Satcon Technology Corp Common 803893106 $ 3,370 1,036,800 SH SOLE N/A 619,600 N/A 417,200 Shared Technologies Cellular Common 819487109 $ 2 690,000 SH SOLE N/A 475,000 N/A 215,000 Sirius Satellite Radio Inc Common 82966U103 $ 6,935 1,303,500 SH SOLE N/A 756,000 N/A 547,500 Startec Global Comm Common 85569E103 $ 37 1,769,100 SH SOLE N/A 1,151,500 N/A 617,600 Stewart & Stevenson Services Common 860342104 $ 7,779 402,000 SH SOLE N/A 297,000 N/A 105,000 Strategic Alliance Group Inc Common 86269L108 $ 0 100,000 SH SOLE N/A - N/A 100,000 Strategic Diagnostics Inc Common 862700101 $10,154 1,960,200 SH SOLE N/A 1,140,000 N/A 820,200 Symyx Technologies Inc Common 87155S108 $ 5,485 265,600 SH SOLE N/A 241,600 N/A 24,000 Telekomunik Indonesia-Sp Adr ADR 715684106 $14,903 1,784,800 SH SOLE N/A 1,122,000 N/A 662,800 Textron Inc Common 883203101 $12,341 241,500 SH SOLE N/A 154,200 N/A 87,300 Thoratec Corp Common 885175307 $ 153 14,000 SH SOLE N/A 2,800 N/A 11,200 Tickets.Com Inc Common 88633M200 $ 3,389 1,093,119 SH SOLE N/A 509,930 N/A 583,189 Tripath Imaging Inc Common 896942109 $11,233 1,960,349 SH SOLE N/A 1,192,848 N/A 767,501 U.S. Industries Inc Common 912080108 $16,173 4,256,100 SH SOLE N/A 2,430,000 N/A 1,826,100 United Therapeutics Corp Common 91307C102 $ 6,442 478,600 SH SOLE N/A 430,000 N/A 48,600 Uranium Resources Inc Common 916901309 $ 1,888 12,588,000 SH SOLE N/A 1,250,000 N/A 11,338,000 Vertex Interactive Inc Common 925322109 $ 1,095 2,736,460 SH SOLE N/A 1,672,920 N/A 1,063,540 Viewpoint Corporation Common 92672P108 $ 1,717 284,200 SH SOLE N/A 216,000 N/A 68,200 Virologic Inc Common 92823R201 $ 9,892 4,227,193 SH SOLE N/A 2,615,189 N/A 1,612,005 Wal-Mart Stores Inc Common 931142103 $ 307 5,000 SH SOLE N/A - N/A 5,000 Worldcom Inc-Worldcom Group Common 98157D106 $ 9,426 1,398,500 SH SOLE N/A 856,000 N/A 542,500
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