13F-HR 1 live-13f3q01.txt SCHEDULE 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Zesiger Capital Group LLC Address: 320 Park Avenue, 30th Floor New York, New York 10022 Form 13F File Number: 28-5536 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained therein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barrie R. Zesiger Title: Principal - Administration Phone: 212-508-6390 Signature, Place, and Date of Signing: /s/ Barrie R. Zesiger New York, NY November 8, 2001 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers : 0 Form 13F Information Table Entry Total: 64 Form 13F Information Table Total Value: $ 401,673 (thousands) List of Other Included Managers: NONE Name of Issuer Title CUSIP Value Shares Sh/ Put/InvstmtOther Voting Authority of Class (x$1000) Prn Amnt Prn CallDscretnMngrs Sole Shared None Abgenix Inc Common 00339B107 $10,287 453,150 SH SOLE N/A 272,700 N/A 180,450 Adolor Corporation Common 00724X102 $11,675 689,600 SH SOLE N/A 503,100 N/A 186,500 Alexion Pharm Inc. Common 015351109 $ 1,532 90,000 SH SOLE N/A 90,000 N/A 0 Amazon.Com Inc Common 023135106 $ 5,942 995,300 SH SOLE N/A 570,000 N/A 425,300 American Supercdctr Corp Common 030111108 $ 6,549 701,200 SH SOLE N/A 432,000 N/A 269,200 Aol Time Warner Common 00184A105 $ 281 8,500 SH SOLE N/A - N/A 8,500 Arch Wireless Common 039392105 $ 19 944,720 SH SOLE N/A 584,904 N/A 359,816 Ascential Software Corp Common 04362P108 $ 9,174 2,779,900 SH SOLE N/A 1,765,000 N/A 1,014,900 Auspex Systems Inc Common 052116100 $ 2,476 1,053,500 SH SOLE N/A 929,500 N/A 124,000 Capstone Turbine Corp Common 14067D102 $ 8,728 1,445,000 SH SOLE N/A 984,000 N/A 461,000 Careside Inc Common 141728105 $ 3,647 1,408,060 SH SOLE N/A 1,080,720 N/A 327,340 Citigroup Inc Common 172967101 $ 8,706 214,957 SH SOLE N/A 138,760 N/A 76,197 Corixa Corp Common 21887F100 $ 8,916 849,100 SH SOLE N/A 482,500 N/A 366,600 Durect Corporation Common 266605104 $58,848 6,079,329 SH SOLE N/A 4,806,000 N/A 1,273,329 Eastman Kodak Co Common 277461109 $ 8,386 257,800 SH SOLE N/A 168,100 N/A 89,700 Easylink Services Corp Common 27784T101 $ 3,482 8,704,499 SH SOLE N/A 5,113,414 N/A 3,591,085 Edison Schools Inc Common 281033100 $10,140 671,554 SH SOLE N/A 944,854 N/A 512,320 Emcore Corp Common 290846104 $ 496 57,900 SH SOLE N/A 37,800 N/A 20,100 Enchira Biotechnology Common 29251Q107 $ 1,168 1,478,105 SH SOLE N/A 949,565 N/A 528,540 Exact Sciences Corp Common 30063P105 $ 5,941 641,525 SH SOLE N/A 449,000 N/A 192,525 Gainsco Inc Common 363127101 $ 3,436 2,454,000 SH SOLE N/A 1,990,000 N/A 464,000 Heska Corp Common 42805E108 $ 2,370 3,435,100 SH SOLE N/A 2,204,000 N/A 1,231,100 Iasiaworks Inc Common 45072L101 $ 131 1,311,486 SH SOLE N/A 1,000,112 N/A 311,374 Intergraph Corp Common 458683109 $14,078 1,573,000 SH SOLE N/A 1,007,500 N/A 565,500 Ion Networks Inc Common 46205P100 $ 399 2,218,500 SH SOLE N/A 1,664,000 N/A 554,500 Iron Mountain Inc Common 462846106 $ 9,798 236,380 SH SOLE N/A 167,900 N/A 68,480 Kinder Mrgan Engy Prtnrs Common 494550106 $ 3,554 102,700 SH SOLE N/A - N/A 102,700 Korea Telecom Corp Adr ADR 50063P103 $ 9,182 502,000 SH SOLE N/A 328,300 N/A 173,700 Kyocera Corporation ADR 501556203 $ 1,948 30,200 SH SOLE N/A 9,500 N/A 20,700 Landec Corp. Common 514766104 $ 2,797 708,100 SH SOLE N/A 462,000 N/A 246,100 Lucent Technologies Inc Common 549463107 $ 57 10,000 SH SOLE N/A - N/A 10,000 Metals Usa Inc Common 591324108 $ 4,105 2,830,900 SH SOLE N/A 1,953,800 N/A 877,100 Mobile Telesyste ADR 607409109 $ 6,380 260,000 SH SOLE N/A 153,200 N/A 106,800 Netiq Corp Common 64115P102 $ 8,165 358,600 SH SOLE N/A 243,600 N/A 115,000 Nextel Communications Corp Common 65332V103 $ 7,442 861,300 SH SOLE N/A 498,500 N/A 362,800 Nippon Tel & Tel ADR 654624105 $ 9,382 405,250 SH SOLE N/A 258,200 N/A 147,050 Panamerican Beverages Inc Foreign P74823108 $ 9,303 552,100 SH SOLE N/A 362,500 N/A 189,600 Paradigm Geophysical Ltd Common 69900J104 $ 619 155,500 SH SOLE N/A 155,500 N/A 0 Photoworks Inc Common 71940B109 $ 280 1,645,100 SH SOLE N/A 1,110,000 N/A 535,100 Pohang Iron & Steel ADR 730450103 $ 9,009 573,800 SH SOLE N/A 399,000 N/A 174,800 Praecis Pharmaceuticals Inc Common 739421105 $ 3,220 863,403 SH SOLE N/A 397,403 N/A 466,000 Probex Corp & Fluid Common 742670201 $ 6,176 5,881,798 SH SOLE N/A 3,778,354 N/A 2,103,444 Pt Pasifik Sat Nus Adr ADR 69365Q106 $ 100 997,700 SH SOLE N/A 472,000 N/A 525,700 Sagent Technology Inc Common 786693101 $ 4,971 3,823,800 SH SOLE N/A 2,517,800 N/A 1,306,000 Satcon Technology Corp Common 803893106 $ 8,177 1,517,000 SH SOLE N/A 844,300 N/A 672,700 Shared Techs Cell Common 819487109 $ 48 690,000 SH SOLE N/A 475,000 N/A 215,000 Sirius Sat Radio Inc Common 82966U103 $ 5,617 1,564,500 SH SOLE N/A 823,000 N/A 741,500 Startec Global Comm Common 85569E103 $ 491 2,585,600 SH SOLE N/A 1,698,500 N/A 887,100 Strategic Alliance Grp Inc Common 86269L108 $ 0 100,000 SH SOLE N/A - N/A 100,000 Strategic Diagnts Inc Common 862700101 $13,650 3,000,000 SH SOLE N/A 1,602,000 N/A 1,398,000 Suiza Foods Corp Common 865077101 $12,091 191,500 SH SOLE N/A 123,900 N/A 67,600 Symyx Tech Inc Common 87155S108 $ 4,337 294,000 SH SOLE N/A 238,000 N/A 56,000 Telekomunik Indonesia ADR 715684106 $10,639 1,903,308 SH SOLE N/A 1,208,000 N/A 695,308 Tickets.Com Inc Common 88633M200 $ 1,656 1,082,091 SH SOLE N/A 472,430 N/A 609,661 Tripath Imaging Inc Common 896942109 $ 9,076 2,110,706 SH SOLE N/A 1,225,851 N/A 884,855 U.S. Industries Inc Common 912080108 $ 7,592 3,300,900 SH SOLE N/A 1,983,000 N/A 1,317,900 United Theraptcs Corp Common 91307C102 $ 6,137 488,600 SH SOLE N/A 440,000 N/A 48,600 Uranium Resrces Inc Common 916901309 $ 2,007 12,543,000 SH SOLE N/A 1,250,000 N/A 11,293,000 Vertex Interactive Inc Common 925322109 $ 3,130 3,038,760 SH SOLE N/A 2,620,860 N/A 417,900 Vidamed Inc. Common 926530106 $ 9,301 2,434,693 SH SOLE N/A 1,528,693 N/A 906,000 Viewpoint Corporation Common 92672P108 $ 2,904 854,200 SH SOLE N/A 701,000 N/A 153,200 Virologic Inc Common 92823R201 $ 8,881 3,402,697 SH SOLE N/A 1,949,500 N/A 1,453,197 Wal-Mart Stores Inc Common 931142103 $ 248 5,000 SH SOLE N/A - N/A 5,000 Worldcom Inc-Worldcom Group Common 98157D106 $12,400 824,500 SH SOLE N/A 505,200 N/A 319,300