-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T+4E/i7zWT7jLO+X375tObMVMBUP0Q2T8KFXL70Tmc9dGj0PMkqjFz3/7IOKtfk3 MgJPKCpTi1BT7xn0ssx5TQ== /in/edgar/work/0001004744-00-000042/0001004744-00-000042.txt : 20001107 0001004744-00-000042.hdr.sgml : 20001107 ACCESSION NUMBER: 0001004744-00-000042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZESIGER CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001004744 STANDARD INDUSTRIAL CLASSIFICATION: [6500 ] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05536 FILM NUMBER: 753430 BUSINESS ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 0001.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Zesiger Capital Group LLC Address: 320 Park Avenue, 30th Floor New York, New York 10022 Form 13F File Number: 28-5536 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained therein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barrie R. Zesiger Title: Principal - Administration Phone: 212-508-6300 Signature, Place, and Date of Signing: /s/ Barrie R. Zesiger New York, NY November 1, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 68 Form 13F Information Table Value Total: $899,964 (thousands) List of Other Included Managers: NONE ........................... NAME OF ISSUER ............. TITLE CUSIP VALUE SHARES/ SH/ Put/ INVTMT OTHER VOTING AUTHORITY ('000) Prn Amt PRN Call DSCRTN MGRS SOLE SHARED NONE Abgenix Inc Common 00339B107 $ 25,472 315,200 SH SOLE N/A 216,200 N/A 99,000 Affymetrix Inc Common 00826T108 $ 968 19,400 SH SOLE N/A 2,000 N/A 17,400 Alexion Pharmaceuticals Inc. Common 015351109 $ 8,972 78,700 SH SOLE N/A 65,600 N/A 13,100 Allied Waste Industries Inc Common 019589308 $ 14,863 1,617,700 SH SOLE N/A 940,000 N/A 677,700 Alza Corp Common 022615108 $ 10,077 116,500 SH SOLE N/A 79,500 N/A 37,000 American Superconductor Corp Common 030111108 $ 23,312 474,250 SH SOLE N/A 257,100 N/A 217,150 Aradigm Corp Common 038505103 $ 11,733 511,500 SH SOLE N/A 398,000 N/A 113,500 AT & T Corp Common 001957109 $ 22,237 766,800 SH SOLE N/A 427,500 N/A 339,300 Auspex Systems Inc Common 052116100 $ 3,044 246,000 SH SOLE N/A 110,000 N/A 136,000 Careside Inc Common 141728105 $ 2,414 757,200 SH SOLE N/A 480,480 N/A 276,720 Citigroup Inc Common 172967101 $ 13,832 255,855 SH SOLE N/A 158,264 N/A 97,591 CMS Energy Corp Common 125896100 $ 24,153 895,900 SH SOLE N/A 543,000 N/A 352,900 Collagenex Pharmaceuticals Common 19419B100 $ 1,965 241,800 SH SOLE N/A 237,400 N/A 4,400 CSX Corp Common 126408103 $ 12,984 595,250 SH SOLE N/A 351,000 N/A 244,250 Durect Corporation Common 266605104 $ 97,839 6,522,629 SH SOLE N/A 5,156,000 N/A 1,366,629 Eastman Kodak Co Common 277461109 $ 14,650 358,400 SH SOLE N/A 206,600 N/A 151,800 Edison Schools Inc Common 281033100 $ 35,719 1,125,020 SH SOLE N/A 1,635,176 N/A 651,465 Emcore Corp Common 290846104 $ 7,434 178,800 SH SOLE N/A 131,600 N/A 47,200 Enchira Biotechnology Common 29251Q107 $ 13,745 1,704,734 SH SOLE N/A 1,176,263 N/A 528,471 Heska Corp Common 42805E108 $ 5,795 1,972,500 SH SOLE N/A 1,315,000 N/A 657,500 Iasiaworks Inc Common 45072L101 $ 15,761 1,970,148 SH SOLE N/A 1,492,059 N/A 478,089 ICICI Limited ADR 44926P202 $ 2,362 214,700 SH SOLE N/A 168,000 N/A 46,700 Informix Corp Common 456779107 $ 8,132 1,971,400 SH SOLE N/A 1,484,000 N/A 487,400 Intergraph Corp Common 458683109 $ 16,782 2,334,700 SH SOLE N/A 1,304,500 N/A 1,030,200 ION Networks Inc Common 46205P100 $ 6,940 2,846,630 SH SOLE N/A 1,884,500 N/A 962,130 Iron Mountain Inc Common 462846106 $ 11,861 320,580 SH SOLE N/A 239,700 N/A 80,880 John Hancock Financial Srvcs Common 41014S106 $ 13,722 510,600 SH SOLE N/A 356,000 N/A 154,600 Kinder Morgan Energy Prtnrs Common 494550106 $ 1,019 21,500 SH SOLE N/A - N/A 21,500 Korea Telecom Corporation ADR 50063P103 $ 8,860 263,500 SH SOLE N/A 200,700 N/A 62,800 Landec Corp. Common 514766104 $ 7,252 1,303,700 SH SOLE N/A 692,000 N/A 611,700 Lucent Technologies Inc Common 549463107 $ 305 10,000 SH SOLE N/A - N/A 10,000 Maxygen Inc Common 577776107 $ 3,735 72,000 SH SOLE N/A 37,000 N/A 35,000 Metacreations Corporation Common 591016100 $ 6,327 562,400 SH SOLE N/A 357,000 N/A 205,400 Metals Usa Inc Common 591324108 $ 4,728 1,609,400 SH SOLE N/A 1,121,000 N/A 488,400 Mobile Telesystems ADR 607409109 $ 12,089 476,400 SH SOLE N/A 293,300 N/A 183,100 Netiq Corp Common 64115P102 $ 22,277 339,141 SH SOLE N/A 195,652 N/A 143,489 Nextel Communications Corp Common 65332V103 $ 9,715 207,800 SH SOLE N/A 115,100 N/A 92,700 Nippon Tel & Tel ADR 654624105 $ 10,434 212,930 SH SOLE N/A 146,100 N/A 66,830 Paradigm Geophysical Ltd Common 69900J104 $ 1,951 303,000 SH SOLE N/A 224,000 N/A 79,000 Photoworks Inc Common 71940B109 $ 5,940 2,111,600 SH SOLE N/A 1,175,000 N/A 936,600 Praecis Pharmaceuticals Inc Common 739421105 $ 68,914 1,621,506 SH SOLE N/A 1,238,848 N/A 382,658 Precision Castparts Corp Common 740189105 $ 9,885 257,600 SH SOLE N/A 137,000 N/A 120,600 Pt Pasifik Satelit Nusantara ADR 69365Q106 $ 8,683 746,900 SH SOLE N/A 371,000 N/A 375,900 Rational Software Corp Common 75409P202 $ 11,156 160,800 SH SOLE N/A 116,600 N/A 44,200 Rochester Medical Corp Common 771497104 $ 1,602 261,500 SH SOLE N/A 127,000 N/A 134,500 Shared Technologies Cellular Common 819487109 $ 2,743 1,097,360 SH SOLE N/A 829,645 N/A 267,715 Sirius Satellite Radio Inc Common 82966U103 $ 14,779 279,500 SH SOLE N/A 189,500 N/A 90,000 Sonosite Inc Common 83568G104 $ 2,025 108,350 SH SOLE N/A 49,000 N/A 59,350 Spacehab Inc Common 846243103 $ 3,831 655,494 SH SOLE N/A 578,861 N/A 76,633 Startec Global Comm Common 85569E103 $ 7,497 1,262,500 SH SOLE N/A 736,000 N/A 526,500 Strategic Alliance Group Inc Common 86269L108 $ 1 100,000 SH SOLE N/A - N/A 100,000 Strategic Diagnostics Inc Common 862700101 $ 5,373 2,322,800 SH SOLE N/A 1,347,000 N/A 975,800 Suiza Foods Corp Common 865077101 $ 16,932 331,600 SH SOLE N/A 214,400 N/A 117,200 Symyx Technologies Inc Common 87155S108 $ 13,815 318,501 SH SOLE N/A 232,000 N/A 86,501 Telebras Holdrs ADR 879287308 $ 11,988 151,510 SH SOLE N/A 95,500 N/A 56,010 Telekomunik Indonesia ADR 715684106 $ 15,621 2,499,392 SH SOLE N/A 1,511,000 N/A 988,392 Tickets.Com Inc Common 88633M101 $ 2,124 2,123,600 SH SOLE N/A 944,997 N/A 1,178,603 Titan Pharmaceuticals Inc Common 888314101 $ 776 14,919 SH SOLE N/A 11,626 N/A 3,293 Transkaryotic Therapies Inc Common 893735100 $ 14,146 328,500 SH SOLE N/A 227,500 N/A 101,000 Tripath Imaging Inc Common 896942109 $ 14,938 2,134,024 SH SOLE N/A 1,252,892 N/A 881,132 U.S. Plastic Lumber Corp Common 902948108 $ 1,538 400,200 SH SOLE N/A 340,000 N/A 60,200 United Therapeutics Corp Common 91307C102 $ 17,851 204,300 SH SOLE N/A 138,200 N/A 66,100 Unumprovident Corp Common 91529Y106 $ 26,457 970,900 SH SOLE N/A 587,200 N/A 383,700 Vertex Interactive Inc Common 925322109 $ 22,860 1,248,300 SH SOLE N/A 864,000 N/A 384,300 Vidamed Inc. Common 926530106 $ 8,648 3,739,000 SH SOLE N/A 2,427,000 N/A 1,312,000 Virologic Inc Common 92823R201 $ 45,407 2,690,773 SH SOLE N/A 2,127,750 N/A 563,023 Washington Group Intl Inc Common 938862109 $ 9,823 858,800 SH SOLE N/A 586,900 N/A 271,900 Worldcom Inc. Common 98157D106 $ 19,149 630,432 SH SOLE N/A 442,700 N/A 187,732
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