-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WsFIeUL5S5FEUYoNrkr+O8pwQXzo4prsN0ikef9svExVvKhSyder0Pe+Y5gOZIk9 GSQHJC03j7gf3MStLrQ4cg== 0001004744-00-000021.txt : 20000208 0001004744-00-000021.hdr.sgml : 20000208 ACCESSION NUMBER: 0001004744-00-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZESIGER CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001004744 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05536 FILM NUMBER: 524760 BUSINESS ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 1999 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Zesiger Capital Group LLC Address: 320 Park Avenue, 30th Floor New York, New York 10022 Form 13F File Number: 28-5536 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained therein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barrie R. Zesiger Title: Principal - Administration Phone: 212-508-6300 Signature, Place, and Date of Signing: /s/ Barrie R. Zesiger New York, NY February 4, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 70 Form 13F Information Table Value Total: $1,065,497 (thousands) List of Other Included Managers: NONE ........................... NAME OF ISSUER ............. TITLE CUSIP VALUE SHARES/ SH/ Put/ INVTMT OTHER VOTING AUTHORITY ('000) Prn Amt PRN Call DSCRTN MGRS SOLE SHARED NONE Abgenix Inc Common 00339B107 $ 82,680 624,000 SH SOLE N/A 552,000 N/A 72,000 Affymetrix Inc Common 00826T108 $ 4,022 23,700 SH SOLE N/A 3,000 N/A 20,700 Alexion Pharmaceuticals Inc Common 015351109 $ 26,811 890,000 SH SOLE N/A 818,000 N/A 72,000 Allied Waste Industries Inc Common 019589308 $ 16,381 1,858,700 SH SOLE N/A 1,355,000 N/A 503,700 Alza Corp Common 022615108 $ 10,516 303,700 SH SOLE N/A 217,200 N/A 86,500 American Superconductor Corp Common 030111108 $ 20,301 725,050 SH SOLE N/A 424,500 N/A 300,550 Aradigm Corp Common 038505103 $ 9,890 1,041,000 SH SOLE N/A 884,000 N/A 157,000 Axys Pharmaceuticals Inc Common 054635107 $ 7,654 1,883,800 SH SOLE N/A 1,464,000 N/A 419,800 Banca Quadrum S.A.-Spon Adr ADR 05944R108 $ 353 433,600 SH SOLE N/A 330,000 N/A 103,600 Biopure Corp Common 09065H105 $ 14,805 890,499 SH SOLE N/A 814,923 N/A 124,516 Checkfree Holdings Corp Common 162816102 $ 5,539 53,000 SH SOLE N/A 8,100 N/A 44,900 Citigroup Inc Common 172967101 $ 28,761 516,465 SH SOLE N/A 377,875 N/A 138,590 Click2Learn.Com Inc Common 18681S106 $ 1,686 151,561 SH SOLE N/A 67,981 N/A 83,580 Collagenex Pharmaceuticals Common 19419B100 $ 21,932 877,275 SH SOLE N/A 757,025 N/A 120,250 Columbia Hca Healthcare Corp Common 197677107 $ 28,177 961,250 SH SOLE N/A 734,300 N/A 226,950 Coulter Pharmaceutical Inc Common 222116105 $ 25,694 1,132,500 SH SOLE N/A 895,000 N/A 237,500 Edison Schools Inc Common 281033100 $ 24,138 1,532,562 SH SOLE N/A 1,124,992 N/A 542,252 Emcore Corp Common 290846104 $ 20,097 591,100 SH SOLE N/A 507,000 N/A 84,100 Energy Biosystems Corp Common 29265L706 $ 7,574 1,683,059 SH SOLE N/A 1,256,973 N/A 426,086 Exxon Mobil Corporation Common 30231G102 $ 121 1,500 SH SOLE N/A - N/A 1,500 General Electric Co Common 369604103 $ 310 2,000 SH SOLE N/A - N/A 2,000 Hellenic Telecom Organiza ADR 423325307 $ 10,744 900,000 SH SOLE N/A 823,500 N/A 76,500 Heska Corp Common 42805E108 $ 6,435 2,860,000 SH SOLE N/A 2,105,000 N/A 755,000 Informix Corp Common 456779107 $ 25,922 2,266,300 SH SOLE N/A 1,806,500 N/A 459,800 Intergraph Corp Common 458683109 $ 14,402 3,072,200 SH SOLE N/A 2,080,000 N/A 992,200 Ion Networks Inc Common 46205P100 $ 44,403 1,984,500 SH SOLE N/A 1,550,000 N/A 434,500 Iron Mountain Inc Common 46284P104 $ 15,516 394,680 SH SOLE N/A 354,100 N/A 40,580 J.P. Morgan & Company Common 616880100 $ 127 1,000 SH SOLE N/A - N/A 1,000 Jds Uniphase Corp Common 46612J101 $ 8,130 50,400 SH SOLE N/A 5,000 N/A 45,400 Korea Telecom Corp ADR 50063P103 $ 25,774 344,800 SH SOLE N/A 323,000 N/A 21,800 Landec Corp Common 514766104 $ 9,759 1,301,200 SH SOLE N/A 729,000 N/A 572,200 Maxygen Inc Common 577776107 $ 15,135 213,166 SH SOLE N/A 113,333 N/A 99,833 MCI Worldcom Inc Common 55268B106 $ 19,118 360,282 SH SOLE N/A 315,150 N/A 45,132 McKesson Hboc Inc Common 58155Q103 $ 15,122 672,100 SH SOLE N/A 560,200 N/A 111,900 Metals USA Inc Common 591324108 $ 14,256 1,677,200 SH SOLE N/A 1,207,500 N/A 469,700 Mission Critical Software Inc Common 605047109 $ 79,156 1,130,800 SH SOLE N/A 754,400 N/A 376,400 Nextel Communications Corp Common 65332V103 $ 29,710 288,100 SH SOLE N/A 219,800 N/A 68,300 Nippon Tel & Tel - SponAdr ADR 654624105 $ 13,994 162,480 SH SOLE N/A 126,050 N/A 36,430 Octel Corp Common 675727101 $ 78 7,500 SH SOLE N/A - N/A 7,500 Paradigm Geophysical Ltd Common 69900J104 $ 3,105 633,000 SH SOLE N/A 547,000 N/A 86,000 Phycor Inc Common 71940F100 $ 3,773 2,012,500 SH SOLE N/A 1,946,000 N/A 66,500 PMC Capital Inc Common 693430100 $ 215 26,065 SH SOLE N/A - N/A 26,065 Polaroid Corp Common 731095105 $ 12,909 686,200 SH SOLE N/A 583,500 N/A 102,700 Precision Castparts Corp Common 740189105 $ 1,462 55,700 SH SOLE N/A 48,500 N/A 7,200 PtPasifik Satelit Nusantara ADR 69365Q106 $ 14,636 975,700 SH SOLE N/A 519,000 N/A 456,700 Rational Software Corp Common 75409P202 $ 20,348 414,200 SH SOLE N/A 346,200 N/A 68,000 Rochester Medical Corp Common 771497104 $ 3,388 475,500 SH SOLE N/A 257,500 N/A 218,000 SBC Communications Inc Common 78387G103 $ 271 5,558 SH SOLE N/A - N/A 5,558 Service Corp International Common 817565104 $ 13,080 1,885,250 SH SOLE N/A 1,402,000 N/A 483,250 Shared Technologies Cellular Common 819487109 $ 13,279 1,562,242 SH SOLE N/A 1,499,527 N/A 62,715 Sirius Satellite Radio Inc Common 82966U103 $ 19,464 437,400 SH SOLE N/A 347,500 N/A 89,900 Sonosite Inc Common 83568G104 $ 10,917 345,200 SH SOLE N/A 182,000 N/A 163,200 Sony Corp ADR 835699307 $ 7,653 26,875 SH SOLE N/A 11,700 N/A 15,175 Spacehab Inc Common 846243103 $ 7,474 1,390,597 SH SOLE N/A 1,253,864 N/A 136,733 Startec Global Comm. Corp. Common 85569E103 $ 5,333 249,500 SH SOLE N/A 176,000 N/A 73,500 Suiza Foods Corp Common 865077101 $ 25,031 631,700 SH SOLE N/A 520,900 N/A 110,800 Sylvan Learning Systems Inc Common 871399101 $ 14,754 1,134,900 SH SOLE N/A 825,000 N/A 309,900 Symyx Technologies Inc Common 87155S108 $ 19,416 647,209 SH SOLE N/A 417,850 N/A 229,359 Tab Products Co. Common 873197107 $ 317 48,700 SH SOLE N/A 48,600 N/A 100 Teekay Shipping Corp Common Y8564W103 $ 8,450 530,200 SH SOLE N/A 452,000 N/A 78,200 Telebras Holdrs ADR 879287308 $ 21,876 169,910 SH SOLE N/A 130,400 N/A 39,510 Telekomunik Indonesia-Sp Adr ADR 715684106 $ 31,315 2,846,832 SH SOLE N/A 2,146,200 N/A 700,632 Tickets.com Inc Common 88633M101 $ 38,548 2,693,317 SH SOLE N/A 2,124,438 N/A 719,990 Transkaryotic Therapies Inc Common 893735100 $ 11,550 300,000 SH SOLE N/A 271,000 N/A 29,000 Tripath Imaging Inc Common 896942109 $ 7,875 1,909,149 SH SOLE N/A 1,388,614 N/A 520,535 TV Filme Inc Common 873071104 $ 70 225,000 SH SOLE N/A 10,000 N/A 215,000 U.S. Plastic Lumber Corp Common 902948108 $ 9,673 1,258,200 SH SOLE N/A 1,075,000 N/A 183,200 United Therapeutics Corp Common 91307C102 $ 26,478 575,600 SH SOLE N/A 506,000 N/A 69,600 Vidamed Inc Common 926530106 $ 7,237 3,991,850 SH SOLE N/A 2,992,850 N/A 999,000 Xoma Ltd Common G9825R107 $ 378 126,000 SH SOLE N/A 111,000 N/A 15,000
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