8-K 1 form8k.htm SALARY CONTINUATION AGREEMENT AND SEVERANCE AGREEMENTS Salary Continuation Agreement And Severance Agreements

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934


Date of report (Date of earliest event reported): April 19, 2007


CAPITAL CORP OF THE WEST
(Exact Name of Registrant as Specified in Charter)


California
0-27384
77-0147763
(State or Other Jurisdiction
(Commission File
(IRS Employer
of Incorporation)
Number)
Identification No.)


550 West Main Street, Merced, California 95340
(Address of Principal Executive Offices) (Zip Code)


(209) 725-2200
(Registrant's telephone number, including area code)


N/A
(Former name or former address, if changed since last report.)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 

ITEM 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On December 29, 2006, Capital Corp of the West entered into an Amended and Restated Salary Continuation Agreement and an Amended and Restated Severance Agreement (“the Agreements”) with the President and Chief Operating Officer of the Company, Ed Rocha. A copy of the executed Amended and Restated Salary Continuation Agreement is contained in Exhibit 99.1 of this filing. A copy of the executed Amended and Restated Severance Agreement is contained in Exhibit 99.2 of this filing.


ITEM 9.01 Financial Statements and Exhibits

(a) Financial Statements of Business Acquired.
Not Applicable

(b) Pro Forma Financial Information.
Not Applicable

(c) Exhibits


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

Capital Corp of the West
(Registrant)


Dated: April 19, 2007
By/s/ Richard de la Peña
 
Richard de la Peña
 
Executive Vice President and General Counsel