-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E5mYr0D0bfV9ARwYmfEXz2bu0LT7dgBCpZf2M1owSmUI+M2WQ8mlorOtvfrWWEIH xAM+sdbbZrLaIWscjSczNg== 0001004740-06-000032.txt : 20060522 0001004740-06-000032.hdr.sgml : 20060522 20060522170644 ACCESSION NUMBER: 0001004740-06-000032 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060522 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060522 DATE AS OF CHANGE: 20060522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL CORP OF THE WEST CENTRAL INDEX KEY: 0001004740 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770405791 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27384 FILM NUMBER: 06859254 BUSINESS ADDRESS: STREET 1: 550 W MAIN STREET CITY: MERCED STATE: CA ZIP: 95340 BUSINESS PHONE: 2097252200 MAIL ADDRESS: STREET 1: 550 W MAIN STREET CITY: MERCED STATE: CA ZIP: 95340 8-K 1 form8k.htm CHIEF COUNCEL ANNOUNCEMENT Chief Councel Announcement


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

---------------

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934


Date of report (Date of earliest event reported):  May 22, 2006


CAPITAL CORP OF THE WEST
(Exact Name of Registrant as Specified in Charter)



California
0-27384
77-0147763
(State or Other Jurisdiction
(Commission File
(IRS Employer
of Incorporation)
Number)
Identification No.)



550 West Main Street, Merced, California 95340
(Address of Principal Executive Offices) (Zip Code)


(209) 725-2200
(Registrant's telephone number, including area code)



N/A
(Former name or former address, if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



ITEM 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
 
On May 22, 2006, Capital Corp of the West appointed Richard de la Peña as its new Executive Vice President and General Council.  A copy of the press release related to this announcement is attached as Exhibit 99.1 to this filing.

ITEM 9.01 Financial Statements and Exhibits

(a) Financial Statements of Business Acquired.
Not Applicable

(b) Pro Forma Financial Information.
Not Applicable

(c) Exhibits
99.1  Copy of press release, dated May 22, 2006, issued by Capital Corp of the West.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.


Capital Corp of the West
------------------------------
(Registrant)



Dated: May 22, 2006
By: /s/ David Curtis
   
 
David Curtis
 
Vice President/Controller
   

EX-99.1 2 exhibit991.htm EXHIBIT 99.1

PRESS RELEASE

Available for Immediate Release

Contacts:   Thomas T. Hawker, President / Chief Executive Officer: (209) 725-2276
Web site www.ccow.com / Media Contact: Danielle LeBouef (559) 438-2040



Capital Corp of the West Names New General Counsel

Merced, California, May 19, 2006 - The parent company of County Bank, Capital Corp of the West (NASDAQ:NMS: CCOW) has announced the appointment of Richard de la Peña as its new Executive Vice President and General Counsel.

Mr. de la Peña has an extensive background in law and has provided counsel to banking institutions for more than 20 years. In making the announcement, Tom Hawker, Chief Executive Officer of Capital Corp of the West (CCOW) said, “Mr. de la Peña brings a strong legal, as well as banking, background to our team. He will be a great asset to us as he ensures that we comply with new laws and regulations, as well as advise on pending laws that might affect the bank and our customers. Mr. de la Peña will also be critical in advising the bank during the execution of our strategic plan.”

Mr. de la Peña began his 29-year career in law as the staff attorney for the HEW Bureau of Hearings & Appeals in Lynwood, CA. In 1978 he first became involved in banking law, serving as the Associate Counsel for Security Pacific National Bank in Los Angeles, CA. After six years at the bank, Mr. de la Peña joined Toyota Motor Sales U.S.A., Inc. in 1984 as its Senior Counsel. In 1985, he returned to the banking industry as the General Counsel and secretary for Lockheed Finance Corporation in Burbank, CA. Mr. de la Peña was the Chief Counsel to the company and provided legal advice in the areas of commercial finance, real estate transactions, general corporate business, international finance, government contracts and regulations and employee relations matters.

Then in 1990, he joined the Fleetwood Credit Corp in Yorba Linda, CA as its General Counsel and secretary. Mr. de la Peña was the principal legal officer and member of the company’s management and credit committee. In 1996, he then joined Union Safe Deposit Bank in Stockton, CA, as its Executive Vice President/General Counsel and secretary prior to joining the Capital Corp of the West team. Mr. de la Peña was the Chief Legal Officer for Union Safe Deposit Bank for nine years and a member of the company’s management committee. He was responsible for mergers, acquisitions, corporate formations, securities, business transactions, regulatory compliance and litigation, in addition to other duties.

Mr. de la Peña received his B.A. in 1973 from the University of Southern California. He received his Juris Doctorate from Boalt Hall at the University of California, Berkley.



About Capital Corp of the West
Capital Corp of the West, a bank holding company established November 1, 1995, is the parent company of County Bank, which has more than 29 years of service as “Central California’s Community Bank.” Currently, County Bank has 23 branch offices as well as 8 corporate lending centers and mortgage lending offices serving the counties of Fresno, Madera, Mariposa, Merced, Stanislaus, Santa Clara, San Joaquin, Sacramento, San Francisco and Tuolumne. County Bank is ranked fifth out of 37 banking institutions in this market area. For further information about the companys financial performance, contact Tom Hawker, president & chief executive officer at (209) 725-2276.
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