-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OfTb8HSZU7WP1mqGsSiP/+XD3/6NbZZ2f3NE4OrF2yuyUBVcikS0/OOne2ekSVJl /S1plvkJpcOhGlU69EIrMg== 0001004740-06-000030.txt : 20060519 0001004740-06-000030.hdr.sgml : 20060519 20060518175258 ACCESSION NUMBER: 0001004740-06-000030 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060518 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060519 DATE AS OF CHANGE: 20060518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL CORP OF THE WEST CENTRAL INDEX KEY: 0001004740 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770405791 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27384 FILM NUMBER: 06853187 BUSINESS ADDRESS: STREET 1: 550 W MAIN STREET CITY: MERCED STATE: CA ZIP: 95340 BUSINESS PHONE: 2097252200 MAIL ADDRESS: STREET 1: 550 W MAIN STREET CITY: MERCED STATE: CA ZIP: 95340 8-K 1 form8k.htm FORM 8-K Form 8-K



 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

---------------

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934


Date of report (Date of earliest event reported): May 18, 2006


CAPITAL CORP OF THE WEST
(Exact Name of Registrant as Specified in Charter)


California
0-27384
77-0147763
(State or Other Jurisdiction
(Commission File
(IRS Employer
of Incorporation)
Number)
Identification No.)



550 West Main Street, Merced, California 95340
(Address of Principal Executive Offices) (Zip Code)


(209) 725-2200
(Registrant's telephone number, including area code)



N/A
(Former name or former address, if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



ITEM 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

On May 18, 2006, the parent company of County Bank, Capital Corp of the West (NASDAQ:NMS:CCOW) announced the appointment of David A. Heaberlin as its new Executive Vice President and Chief Financial Officer/Treasurer.  For more information related to this event, please see a copy of the press release as it appears in Exhibit 99.1 to this current report and is incorporated herein by reference.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.


Capital Corp of the West
------------------------------
(Registrant)



Dated: May 18, 2006
By: /s/ David Curtis
   
 
David Curtis
 
Vice President/Controller
   

EX-99.1 2 exhibit991.htm EXHIBIT 99.1 Exhibit 99.1
PRESS RELEASE

Available for Immediate Release

Contacts:  Thomas T. Hawker, President / Chief Executive Officer: (209) 725-2276
Web site www.ccow.com / Media Contact: Danielle LeBouef (559) 438-2040

Capital Corp of the West Names New Chief Financial Officer

Merced, California, May 18, 2006 - The parent company of County Bank, Capital Corp of the West (NASDAQ:NMS: CCOW) has announced the appointment of David A. Heaberlin as its new Executive Vice President and Chief Financial Officer/Treasurer.

Mr. Heaberlin has an extensive background in senior financial management, including several multi-billion dollar financial institutions. In making the announcement, Tom Hawker, chief executive officer of Capital Corp of the West (CCOW) said, “The addition of Mr. Heaberlin further strengthens our executive management team and will greatly assist in the execution of the bank’s strategic plan. Mr. Heaberlin brings with him an impressive array of financial, strategic and performance enhancement skill sets - he will be a great asset to the CCOW/County Bank team.”

Mr. Heaberlin began his 30-year career in banking as an audit manager for Arthur Young & Company in Chicago, IL. In 1977 he became the chief financial advisor of Exchange International Corporation, playing a significant role in the expansion of the Exchange from a $500 million to a $2.5 billion corporation. Then in 1986, Mr. Heaberlin joined the $7 billion Bowery Savings Bank in New York, NY, as the chief financial officer (CFO) and senior vice president before joining the Financial Corporation of Santa Barbara, a $6 billion corporation, in 1998 as its CFO and executive vice president.

Over the last 10 years, Mr. Heaberlin held senior management positions at Numeric Financial Corporation, ITT Residential Capital Corporation and the First California Corporation. In 2000, he joined the Bay View Capital Corporation as its CFO, earning promotions to chief operating officer and then president. During his time with Bay View Capital Corporation, Mr. Heaberlin had a pivotal role in the growth and transition of the $3 billion under-performing thrift bank to a $6 billion+ commercial bank. He then went on to serve as the CFO and CEO for International Properties Group, a large North American real estate and wealth management firm. Mr. Heaberlin then held positions at 180 Connect Inc. and Launchworks, Inc. before joining the Capital Corp of the West.

Mr. Heaberlin holds a B.A. in accounting from St. Ambrose in Davenport, IA and is a Certified Public Accountant licensed through the State of Illinois.

About Capital Corp of the West
Capital Corp of the West, a bank holding company established November 1, 1995, is the parent company of County Bank, which has more than 29 years of service as “Central California’s Community Bank.” Currently, County Bank has 23 branch offices serving the counties of Fresno, Madera, Mariposa, Merced, Stanislaus, Santa Clara, San Joaquin, Sacramento, San Francisco and Tuolumne. As of the latest FDIC data, County Bank has 6.5% market share in the six Central California counties in which it has significant retail branches. This ranks County Bank fifth out of thirty-seven banking institutions in this market area. For further information about the companys financial performance, contact Tom Hawker, president & chief executive officer at (209) 725-2276.

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