-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mx6KIADsKhtW8kjG1RSpxXdTSfAPRFRRvW0v4nQVCVve5ND43GgPT3dbmd1SRwSk cyRIeYwryQrhp3HbyIu4bw== 0000891092-05-000832.txt : 20050428 0000891092-05-000832.hdr.sgml : 20050428 20050427183114 ACCESSION NUMBER: 0000891092-05-000832 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050427 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050428 DATE AS OF CHANGE: 20050427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL CORP OF THE WEST CENTRAL INDEX KEY: 0001004740 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770405791 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27384 FILM NUMBER: 05777742 BUSINESS ADDRESS: STREET 1: 550 W MAIN STREET CITY: MERCED STATE: CA ZIP: 95340 BUSINESS PHONE: 2097252200 MAIL ADDRESS: STREET 1: 550 W MAIN STREET CITY: MERCED STATE: CA ZIP: 95340 8-K 1 e20809_8k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 --------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 27, 2005 CAPITAL CORP OF THE WEST (Exact Name of Registrant as Specified in Charter) California 0-27384 77-0147763 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.) 550 West Main Street, Merced, California 95340 (Address of Principal Executive Offices) (Zip Code) (209) 725-2200 (Registrant's telephone number, including area code) N/A - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [_] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [_] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [_] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 8.01 Other Events On April 26, 2005, Capital Corp of the West (Nasdaq: CCOW) announced that its CEO Tom Hawker has reached a resolution with the Board of Directors to sell 20,000 shares of common stock in Capital Corp of the West. This resolution is in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934. A copy of the board resolution appears as Exhibit 99.1 to this Current Report and is incorporated herein by reference. ITEM 9.01 Financial Statements and Exhibits (a) Financial Statements of Business Acquired. Not Applicable (b) Pro Forma Financial Information. Not Applicable (c) Exhibits 99.1 Copy of board resolution, dated April 26, 2005, issued by Capital Corp of the West. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. Capital Corp of the West ------------------------ (Registrant) Dated: April 27, 2005 By /s/ David A. Curtis --------------------------------------- David A. Curtis Vice President and Controller EX-99.1 2 e20809ex99_1.txt RESOLUTION Exhibit 99.1 RESOLUTION OF THE BOARD OF DIRECTORS of COUNTY BANK President's 10B5-1 April 26th, 2005 Whereas Thomas T. Hawker, President and CEO, has adopted a written 10b5-1 plan for the purpose of selling up to 20,000 shares of his CCOW common stock to provide funds for the exercise of options and payment of taxes resulting from the exercise over the period of April 26, 2005 until the end of 2005; Whereas the plan may be extended after the end of 2005 all shares are not sold; Whereas the written plan was adopted in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934; NOW THEREFORE, BE IT RESOLVED, that the Board at a regular meeting duly called and held on April 26th, 2005 approved Thomas T. Hawker's request to set up the written 105b-1 plan. I hereby certify that the foregoing is a full, true, and correct copy of the resolution duly and regularly adopted by the Board of Directors of Capital Corp of the West on this 26h day of April, 2005. WITNESS, my hand and seal of this organization. Denise Butler Corporate Secretary -----END PRIVACY-ENHANCED MESSAGE-----