0001004702-21-000061.txt : 20210302 0001004702-21-000061.hdr.sgml : 20210302 20210302113155 ACCESSION NUMBER: 0001004702-21-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lebel Joseph III CENTRAL INDEX KEY: 0001424070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11713 FILM NUMBER: 21701933 MAIL ADDRESS: STREET 1: 975 HOOPER AVENUE CITY: TOMS RIVER STATE: NJ ZIP: 08754 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCEANFIRST FINANCIAL CORP CENTRAL INDEX KEY: 0001004702 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 223412577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 975 HOOPER AVE CITY: TOMS RIVER STATE: NJ ZIP: 08753-8396 BUSINESS PHONE: 7322404500 MAIL ADDRESS: STREET 1: 975 HOOPER AVENUE CITY: TOMS RIVER STATE: NJ ZIP: 08723 FORMER COMPANY: FORMER CONFORMED NAME: OCEAN FINANCIAL CORP DATE OF NAME CHANGE: 19951208 4 1 wf-form4_161470270176357.xml FORM 4 X0306 4 2021-02-26 0 0001004702 OCEANFIRST FINANCIAL CORP OCFC 0001424070 Lebel Joseph III 110 WEST FRONT STREET RED BANK NJ 07701 0 1 0 0 President and COO Common Stock 2021-02-26 4 A 0 25312 0 A 119587 D Common Stock 2021-02-26 4 A 0 30372 0 A 149959 D Common Stock 2021-02-26 4 D 0 5718 0 D 144241 D Common Stock 2021-02-26 4 D 0 2500 0 D 141741 D Common Stock 2021-02-26 4 D 0 4892 0 D 136849 D Common Stock 10063 I By 401(k) Common Stock 10610 I By ESOP Common Stock 746 I By Spouse Stock Option (right to buy) 14.55 2014-06-17 2023-06-17 Common Stock 11250.0 11250 D Stock Option (right to buy) 17.75 2015-03-01 2024-03-19 Common Stock 4875.0 4875 D Stock Option (right to buy) 17.37 2016-03-01 2025-03-18 Common Stock 30000.0 30000 D Stock Option (right to buy) 17.28 2017-03-01 2026-03-16 Common Stock 37500.0 37500 D Stock Option (right to buy) 29.01 2018-03-15 2027-03-15 Common Stock 45000.0 45000 D Stock Option (right to buy) 27.4 2019-03-01 2028-01-24 Common Stock 15485.0 15485 D Stock Option (right to buy) 25.2 2020-03-01 2029-03-01 Common Stock 100670.0 100670 D Stock Option (right to buy) 20.44 2021-03-01 2030-02-28 Common Stock 153585.0 153585 D Restricted shares awarded. Such shares vest in four equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future. Restricted shares awarded vest in four equal installments beginning on March 1, 2022 at approximately 67% or approximately 83% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future. Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Total includes other unvested restricted shares that vest in the future. Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2019, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, and 2024, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future. Represents forfeiture of unvested performance-based restricted shares, originally awarded on February 28, 2020, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on each of March 1 of 2022, 2023, 2024, and 2025, subject to the satisfaction of performance criteria. Total includes other unvested shares that vest in the future. This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c). This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11. Options vest in five equal annual installments beginning on the date first exercisable. /s/ Steven J. Tsimbinos, Power of Attorney 2021-03-02