0001004702-17-000028.txt : 20170303 0001004702-17-000028.hdr.sgml : 20170303 20170303125324 ACCESSION NUMBER: 0001004702-17-000028 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170206 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCEANFIRST FINANCIAL CORP CENTRAL INDEX KEY: 0001004702 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 223412577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 975 HOOPER AVE CITY: TOMS RIVER STATE: NJ ZIP: 08753-8396 BUSINESS PHONE: 7322404500 MAIL ADDRESS: STREET 1: 975 HOOPER AVENUE CITY: TOMS RIVER STATE: NJ ZIP: 08723 FORMER COMPANY: FORMER CONFORMED NAME: OCEAN FINANCIAL CORP DATE OF NAME CHANGE: 19951208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lebel Joseph III CENTRAL INDEX KEY: 0001424070 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11713 FILM NUMBER: 17662411 MAIL ADDRESS: STREET 1: 975 HOOPER AVENUE CITY: TOMS RIVER STATE: NJ ZIP: 08754 4/A 1 wf-form4a_148856358947704.xml FORM 4/A X0306 4/A 2017-02-06 2017-02-07 0 0001004702 OCEANFIRST FINANCIAL CORP OCFC 0001424070 Lebel Joseph III 975 HOOPER AVENUE TOMS RIVER NJ 08754 0 0 0 1 EVP, CBO OceanFirst Bank Common Stock 2017-02-06 4 M 0 4500 20.25 A 18610 D Common Stock 2017-02-06 4 M 0 7088 16.81 A 25698 D Common Stock 2017-02-06 4 F 0 8856 29.07 D 16842 D Common Stock 9534 I By 401(k) Common Stock 7600 I By Esop Common Stock 660 I By Spouse Stock Option (right to buy) 20.25 2017-02-06 4 M 0 4500 20.25 D 2008-03-02 2017-03-02 Common Stock 4500.0 0 D Stock Option (right to buy) 16.81 2017-02-06 4 M 0 7088 16.81 D 2009-02-20 2018-02-20 Common Stock 7088.0 0 D Stock Option (right to buy) 10.0 2011-02-17 2020-02-17 Common Stock 9925.0 9925 D Stock Option (right to buy) 13.87 2012-02-18 2021-02-18 Common Stock 10125.0 10125 D Stock Option (right to buy) 13.83 2013-02-15 2022-02-15 Common Stock 10125.0 10125 D Stock Option (right to buy) 14.62 2014-02-15 2023-02-15 Common Stock 11250.0 11250 D Stock Option (right to buy) 14.55 2014-06-17 2023-06-17 Common Stock 11250.0 11250 D Stock Option (right to buy) 17.75 2015-03-01 2024-03-19 Common Stock 24375.0 24375 D Stock Option (right to buy) 17.37 2016-03-01 2025-03-18 Common Stock 30000.0 30000 D Stock Option (right to buy) 17.28 2017-03-01 2026-03-16 Common Stock 37500.0 37500 D Total includes shares of restricted Common stock that have not yet vested. This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c). This form is being filed to correct the number of ESOP shares held by Mr. Lebel on February 6, 2017. This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11. Options vest in five equal annual installments beginning on the date first exercisable. /s/ Steven J. Tsimbinos, Power of Attorney 2017-03-03